Tracking the Reception of Kant’s Answer to the Question “What is Enlightenment?”

As Dan Edelstein once observed, scholars have gotten into the habit of using Kant’s 1784 to the question “What is enlightenment?” as a convenient “one-stop shop for defining the Enlightenment.”1 There is a tendency to assume that because Kant was obviously an important eighteenth-century thinker, his attempt to explain just what was taking place at the close of the eighteenth century played a significant role in how the period was understood. Since I am as guilty of that tendency as the next person, I was somewhat taken aback when I first read Gisbert Beyehaus’ 1921 article on Kant’s “program of enlightenment” and came across his complaint that previous scholars had tended to treat Kant’s answer in a “step-motherly” fashion.2 At the time, I wrote this off to the tendency that scholars have to make it seem as if they are breaking new ground, even in those cases when they are moving down well-trodden paths (and, in any case, there was enough in Beyerhaus’ article that was new to me to get me interested in the context of Kant’s answer).

Recently it occurred to me that the Google Ngram might provide a quick (albeit dirty) way of exploring the reception of Kant’s essay. Matters are made somewhat easier by the fact that the famous opening paragraph of Kant’s contains a combination of words that is unlikely to occur in any other text unless it is quoting or discussing Kant’s article: the famously paradoxical formulation “selbstverschuldeten Unmündigkeit” (I’ve discussed the problems of translating this phrase in an earlier post). Further, Kant places this phrase at the very start of the essay, in a paragraph that has tended to be the most frequently quoted part of the essay. So, I figured, plugging selbstverschuldeten Unmündigkeit into the Ngram Viewer might provide a rough sketch of the reception of Kant’s essay. Here are the results:

Screenshot 2014-02-23 18.01.23

Readers who are familiar with the peculiarities of the Ngram may notice that I’ve left Google’s default smoothing on. Turning off the smoothing results in a somewhat different — and I suspect more accurate — picture of the discussion of Kant’s essay, with intermittent, but relatively intense, interest in the essay in certain years (note the peaks at 1799 and 1839):

Screenshot 2014-02-23 18.04.28

Looking at the samples Google provides confirms that most of the texts are, indeed, quoting the opening of Kant’s essay (in other words, “selbstverschuldeten Unmündigkeit” is not a term that turns up very frequently in contexts other than a discussion of Kant). But it also indicates that the peaks we are seeing in 1799 and 1839 are, in part, being driven by editions of Kant’s works, as opposed to actual discussions of Kant’s essay. Since I’m more interested in the latter than the former, it would be useful to screen out the occurrences of the phrase that occur in republications of Kant’s essay. Fortunately, the Ngram provides a way of doing this.

It is possible to construct an Ngram that subtracts the occurrences of one phrase from another and plots the result. The trick, of course, is to come up with another phrase in the essay that, while unlikely to occur in  texts from the period other than Kant’s essay, will probably not be turning up on the Ngram unless Kant’s entire essay is being reprinted. After playing around with a few possible contenders and checking to make sure that they weren’t phrases that were likely to turn up in contexts other than editions of Kant’s essay, I came up with “Privatgebrauch nenne ich denjenigen” (which appears at the point where Kant introduces his distinction between public and private uses of reason, but is not an interesting enough passage to stand on its own as a quotation).   Here is the result:

Screenshot 2014-02-23 18.21.15

Since it may be easier to make sense of this by actually looking at the Ngram itself (where Google gives you the ability to highlight different lines on the graph), it would be worth opening this link in a separate window and playing around with it as you read what follows (obviously, this is easier if you have a really big monitor). The green line shows us the result for all of the uses of “selbstverschuldeten Unmündigkeit” that occur in texts that do not also include the phrase “Privatgebrauch nenne ich denjenigen.” It is my suspicion that this provides us with discussions of Kant’s essay, as opposed to editions of Kant’s essay. One way of appreciating the differences between editions and discussions is to go to the Ngram itself and move the cursor between the graph for “selbstverschuldeten Unmündigkeit” and the one for “selbstverschuldeten Unmündigkeit – Privatgebrauch nenne ich denjenigen.” Notice how the subtraction of the term dampens the peaks at 1799 and 1840? What is being eliminated here are Kant editions.

I am perplexed by the negative result on the “selbstverschuldeten Unmündigkeit – Privatgebrauch nenne ich denjenigen” line right before 1800. If it is accurate (and I doubt it is), this would indicate that there are more occurrences of “Privatgebrauch nenne ich denjenigen” than of “selbstverschuldeten Unmündigkeit,” hence the tipping of the line into negative territory. While I suppose it could have been the case that was a flurry of discussion of Kant’s public/private distinction, I doubt it. What is more likely, I suppose, is that we probably should not trust what we are seeing for the 1799 results at all. If we simply limit ourselves to the post 1801 data, what we see is a discussion of Kant’s essay that is more or less dormant until shortly before the peak at 1840, has a lesser peak at 1870, and then begins a persistent rise around the beginning of the twentieth century. That rise around 1900 conforms rather nicely with what we’ve seen in earlier discussions of the gradual fading of the various pejoratives that once preceded the work Aufklärung, a fading that I’ve suggested might mark the point when Aufklärung stopped being a contested term denoting a process that could be explained in a variety of ways and began to be used to denote a (no less contested) historical period.

Of course, nothing that I have said here speaks to Beyerhaus’ complaint that, prior his essay, scholars had treated Kant’s essay in a “step-motherly” fashion.  But it does cast some light on a more basic question:  just when did scholars begin to deal with Kant’s essay at all.

  1. Dan Edelstein, The Enlightenment: A Genealogy (University Of Chicago Press, 2010) 117.
  2. Gisbert Beyerhaus, “Kants Programm der Aufklärung aus dem Jahre 1784,” Kant-Studien 26 (1921) 2-16, 2.
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A Note on a Recently Published Letter from Isaiah Berlin on the “Counter-Enlightenment”

Having concluded a series of posts on the history of the concept of counter-Enlightenment, I’d planned to move on to other things. But, in the immortal words of Michael Corleone, “Just when I thought I was out … they pull me back in.”

In my case, “they” are the series of spiffy new editions of Isaiah Berlin’s writings that Princeton University Press has been publishing, which arrive decked out with new introductions and intriguing additional elvis-costello-get-happy-inner-78252materials. Their appearance presents me with the same temptation that the reissues (first on Rycodisc, then on Rhino) of the Elvis Costello oeuvre used to present. I would tell myself that I didn’t really need another copy of Get Happy! (though I think everybody ought to own at least one).  But — unable to resist the prospect of an alternative version of “I Stand Accused” — I would eventually break down and buy one. Since I already owned Vico and Herder and Magus of the North, I took a pass on Three Critics of the Enlightenment the first time around, but the most recent edition looks quite tempting and when Princeton offered the opportunity to look at an online examination copy, I took it.

The new version includes a December 1993 letter from Berlin to Mark Lilla, who reviewed Magus of the North for the New York Review of Books and had some reservations about Berlin’s affection for the various unsavory characters who populated the counter-Enlightenment. In response, Berlin offered an explanation of his general approach:

… by temperament I am liable not to write about thinkers I approve of — I take those for granted — I find it not very interesting to praise thinkers for what I agree with, but prefer their enemies, who, however vicious and destructive at times, as they certainly were, discovered chinks in the armour of the Enlightened, important chinks, which do make valid points against them — and which cause one at any rate to think, to realise that one can’t swallow them whole, that some of the results of their teachings did lead to deplorable results (496-497).

This is followed by a paragraph in which Berlin emphasizes that “of course” Diderot and Lessing (“two of my favorite thinkers in the eighteenth century”)

did not in any way lead to the horror of uniformity, and in the end the Gulag (497).

With that out of the way, Berlin goes on to offer an extended critique of Lilla’s review.

Lilla responded with a letter that closes with a postscript that reminds us of how little was known about the history of concepts like “Counter-Enlightenment” back in those dark ages when the only way to find out about the history of concepts was to read lots of books or ask someone else:

I have been unable to track down the history of the term ‘Counter-Enlightenment’.’ I find it first in English in your essay and, simultaneously, in Lewis White Beck’s history of German philosophy (1968). I had assumed that it was a simple translation of the German Gegenaufklärung, which had its own history, but I have been unable to uncover it. There is no entry on the term in German dictionaries, Philosophical Wörterbucher, or even the Geschichtliche Grundbegriffe I have even asked Reinhardt Kosellek about it, but he had no idea of its provenance. Do you, by any chance? (505).

This sparked yet another long letter from Berlin, which closed with the following:

Finally, the ‘Counter-Enlightenment’: I have no idea who used it first. It has been attributed to me, and I should like to think that to be true, but I cannot tell. Before I read your letter I had no idea there was such a word as Gegenaufklärung – so it is certainly not a translation of it by me. I modelled it on the word counter-Renaissance, which is the title of a book. More than that I do not know: I should like to think that I invented this useful word (511).

The claim that he term “modelled” the term on “counter-Renaissance,” is a somewhat more emphatic version of the account of the origins of the term that Berlin had given two years earlier in his interview with Ramin Jahanbegloo, which also alluded to Hiram Haydn’s book as an inspiration. 1 Berlin had previously cited the book in his 1972 essay on “The Originality of Machiavelli” and it turned up again in the “Bibliography” that was appended to his Dictionary of the History of Ideas article on Counter-Enlightenment.2

But what may be of greater interest here is his claim that he “had no idea there was such a word as Gegenaufklärung.” I suspect that time and memory could have been playing tricks on him: as I’ve discussed in an earlier post, the term became rather common in  German accounts of Romanticism and it is difficult to believe that, however fleetingly, Berlin would not have come across it here. Confirming that suspicion would require checking the text of those German works cited by Berlin in his discussions of late eighteenth- and early nineteenth-century thinkers, would pull me back in even further.

  1. Isaiah Berlin and Ramin Jahanbegloo, Conversations with Isaiah Berlin (New York: Scribners, 1991) 69-70
  2. The Machiavelli essay originated as a 1953 lecture. There is a copy of “a lightly edited transcript” of what would seem to be a somewhat later lecture on Machiavelli available from the Isaiah Berlin Virtual Library, but it does not contain a reference to Haydn or, indeed, anyone else: it has no footnotes.
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Isaiah Berlin & the “Counter-Enlightenment”: A Reassessment (Fabricating the “Counter-Enlightenment” — Conclusion)

Since the middle of October I have been attempting to trace the history of the concept “counter-Enlightenment.” I set out on this venture convinced that Zeev Sternhell’s account of the history was wrong and confident that the sketch that I had offered a few years ago in a paper delivered at the meetings of the American Historical Association captured enough of the story to need only relatively minor adjustments. My agenda in commencing these posts was to figure out just what those adjustments might be. But one of the peculiar features of carrying out this exercise (an exercise that, as Hegel somewhat snidely described his friend Schelling’s early publications, amounts to “conducting one’s education in public”) is that it sometimes leads in unexpected directions.  While I have already run into quite a few surprises along the way (e.g., the diversity of German uses of the term, the unexpected appearances of the term in English during the first half of the twentieth century, and so on), the biggest one came at the end.

Like most people who have written on the topic, I blithely assumed that Isaiah Berlin would loom large in the account I was constructing.  While it has been obvious for some time that Berlin did not actually invent the term, he is generally viewed as having played a central role — if not the central role — in popularizing it. On that point, both his admirers (e.g., Joseph Mali and Robbie Wokler) and his critics (e.g. Zeev Sternhell) could agree.1

However, as my survey of uses of the term has come closer to Berlin’s first employment of the term in his 1973 entry on the topic in the Dictionary of the History of Ideas, I have begun to suspect that this way of thinking about Berlin’s role rests on a false premise: namely, that his use of the term marked a significant change in the way in which the concept was being used.  After working my way through the myriad uses of the term by American historians, literary critics, and social critics during the 1950s and 1960s, I have found myself wondering whether it makes sense to assume that the appearance of Berlin’s entry in the Dictionary of the History of Ideas had much impact on the use of a term that, by 1973, was by no means unfamiliar.  There are good reasons for continuing to see Berlin as closely associated with the concept.  But I think that there is little reason to see him as having had a significant influence on the way in which the term was being used.

An Overview of Usage 1950-1974

If we look at an Ngram of occurrences of the term “counter-Enlightenment” during the last half of the twentieth century what is perhaps most striking is that Berlin’s article in the Dictionary of the History of Ideas does not appear to have made much of an impact on the frequency with which the word was used.

Counter-Enlightenment 1950-2000

It appears that, when Berlin wrote his article on the concept, he was discussing a term that had been used, off and on, throughout mid-1950s (working my way through the various texts that used the concept prior to Berlin’s famous article has been one of the main reasons why this series of posts have taken so long to complete).

Which, if any, of these uses of the term he might have known about remains, and probably will remain, an open question. He had been in contact with Trilling from 1952 and the two kept up a lengthy (albeit, rather uninteresting) correspondence until Trilling’s death in 1975, but there is no solid evidence that he was aware of the exchanges between Trilling and Barrett in Partisan Review. It is hard to see how he could have avoided coming across the termGegenaufklärung in the course of his reading of German histories of philosophy, but I have not done a systematic search of the texts he cites to see whether the term in there. At this point, all that can be said with any confidence is that when he wrote his article on “Counter-Enlightenment” for the Dictionary of the History of Ideas he took up a term that had been used by scholars working in a number of different disciplines.  He was the first to write an extended discussion of the concept, but he was far from the first to employ the term.

Further, it would appear that his initial use of the term had little or no immediate impact on the subsequent popularity of the term. The major uptick in usage came in the wake of the publication of Against the Current, though the peak usage of the term would not arrive until around 1995. Isaiah Berlin was an early adopter of a term that, for reasons unrelated to his use of it, was already in the process of entering into a broader usage.

To appreciate this point, it might be useful to contrast the Ngram for “counter-Enlightenment” with that of a term that would enter into general usage over the next few decades:

Deconstruction

This is what it looks like when someone invents a term that catches on and is taken up by others. Unlike “counter-Enlightenment”, the trajectory of “deconstruction” resembles the pattern of usage for those words that are used to designate things that needed to be invented before we could name them.

Drives

In contrast, “counter-Enlightenment” was a term that was employed to designate traditions of thought for which we already had a variety of names (e.g., “enemies of the Enlightenment,” “critics of the Enlightenment,” “Romantics,” etc.).

The idea that “counter-Enlightenment” was term that had only recently been coined was implicit in the question Ramin Jahanbegloo posed to Berlin in a 1991 interview: “Who invented the word ‘counter-Enlightenment?”  It is worth noting that Berlin seems (rightly, I think) to have been taken aback by the question:

An American wrote a book on “Counter-Renaissance”. I don’t know who invented the concept of “Counter-Enlightenment.” Someone must have said it. Could it be myself? I should be somewhat surprised. Perhaps I did. I really have no idea.2

Berlin had every reason to have been confused. “Counter-Enlightenment” is not the sort of term that needed to be “invented.” The pieces from which it could be constructed had been lying around since the close of the eighteenth century and the terms “counter-Reformation” and “counter-revolution” served as readily available paradigms for showing how it could be assembled.

Counter Rev and Ref

That Berlin began his puzzled response by recalling Hiram Haydn’s 1950 book on The Counter-Renaissance suggests that he was aware of the ubiquity of such constructions.3

It could, nevertheless, be argued that though Berlin’s 1973 entry in the Dictionary of the History of Ideas may not have popularized a term that already enjoyed a limited usage among specialists, the republication of the article in Against the Current marked the point at which the term began to enter into a broader usage. This interpretation has some support in the Ngram for the term (especially if we assume that it might have taken some time for Berlin’s discussion of the term to reach a broader audience.  But it is essential to know whether those who were making use of the term after 1980 were actually influenced by Berlin, rather than continuing to draw on earlier patterns of usage.

Dan Edelstein recently called my attention to the uses to which the data visualization tools now available on JSTOR can be put. While I’m not entirely confident in the results I’ve gotten from playing around with them, they allow us to distinguish articles that use the term “counter-Enlightenment” from articles that employ both the terms “counter-Enlightenment” and “Isaiah Berlin.” The rationale for drawing such a distinction is that, just as early article that employed the term “deconstruction” would have been likely to mention Jacques Derrida at some point, so too an article that invoked the “counter-Enlightenment” — were it, in fact, a term that had entered into general usage because of Berlin’s discussion of it — might be expected to mention Isaiah Berlin at some point. But this does not appear to be the case.

Here are plots of the number of articles using the term “counter-Enlightenment” (or its variants: JSTOR searches are case-insensitive) and those in which both the terms “Isaiah Berlin” and “counter-Enlightenment” occur.4

Counter-Enlightenment JSTOR

Counter-Enligthenment

Berlin & Counter-Enlightenment

Berlin & Counter-Enlightenment

The main point to take away from this is that while the “counter-Enlightenment” turns up with some regularity in articles archived JSTOR over the last quarter of the twentieth century, there are only five years in which Isaiah Berlin’s name appears in more than a third of the articles in which the term “counter-Enlightenment” appears: 1974 (66%), 1981 (33%), 1983 (39%), 1994 (36%), and 1996 (32%). Some of these results are easy to explain: 1974 (which saw a paltry three uses of the term) was the year after the publication of the Dictionary and two of those uses of “counter-Enlightenment” mention Berlin. The 1981 results were likely influenced by the appearance of Against the Current, which was widely reviewed. The Magus of the North was published in 1993, which may explain the results from 1994, while the figures from 1996 may have something to do with the publication of the collection The Sense of Reality and John Gray’s study of Berlin (which included a chapter on “Romanticism and the Counter-Enlightenment”), a combination that provided an opportunity for a series of articles offering a general assessment of Berlin’s career. I have no idea what explains what is going on in 1983.

None of this, of course, rules out the possibility that Berlin’s work may, in ways too subtle to document, have inspired others to take up the term. But it does suggest that those who were using the term felt little need to credit him for a concept that he had allegedly popularized.

Having spent more than enough time attempting to assess Berlin’s alleged role in popularizing the concept, it may be useful to explore some of the ways in which the term “counter-Enlightenment” was being used prior to 1973, particularly in the wake of what was assumed (prior to Henry Hardy’s recent inventory of uses of the term) to have been its first appearance in English: the use by William Barrett in the Partisan Review. JSTOR turns up 15 article that used the term between 1949 and 1973.  A considerably less reliable search on Google Books lists 58 items using the word during the same period, though this figure is inflated by the usual combination of bad metadata, repetition of items, and texts that cannot be accessed to confirm that there is actually anything present.5 Still, we have more than enough examples from this period to suggest that the term was being used, in slightly different ways, by a number of scholars (some of them with clear connections to each other) working in three areas: 1) literary criticism, 2) intellectual history, and 3) social theory. So let’s stop counting texts and start reading them.

Literature & the Counter-Enlightenment

One of the earliest uses of the term by a literary critic was directly inspired by the 1949 exchanges between Barrett, Chase, and Trilling inPartisan Review: William Van O’Connor’s 1950 discussion of Lionel Trilling’s Critical Realism” in the Sewanee Review.6 O’Connor had worked with Trilling in the late 1940s and received his doctorate in 1948. His article took the publication of Trilling’s Liberal Imagination as the “occasion for a general examination of Trilling’s critical position” (482).

Matthew Arnold

Matthew Arnold

O’Conner began this examination by reiterating the parallel Trilling himself had drawn (in the brief introduction to The Liberal Imagination) between his position and that of John Stuart Mill and proceeded to flesh out Trilling’s analogy with a series of quotations from the Partisan Review exchanges (since the article contained no citations, the provenance of the quotations would have escaped most readers):

Matthew Arnold, himself an ardent liberal, took it upon himself to criticize the liberal mind. Lionel Trilling, our best student of Arnold and one of our most astute critics, has devoted himself both in fiction and criticism to examining those assumptions of the liberal mind that are themselves serious threats against a democratic liberal order.

Many liberals tend to think themselves morally, politically, and philosophically above their fellows; but Trilling has reminded them that even they, “the residuary legatees of the Enlightenment,” are subject to error, that in its pride liberalism will “unless purged and enlightened by a critical effort of great seriousness inevitably corrupt and betray itself into the very opposite of its avowed intention of liberation.” (482).

O’Conner returned to the Partisan Review exchanges a few pages later, noting, “One of Mr. Trilling’s most significant points is that the Enlightenment is merely one aspect of our intellectual heritage” and going on to quote Trilling’s charge that “contemporary liberalism seems incapable of responding to the realistic values of Romanticism which, equally with the idealistic values of the Enlightenment, are properly part of its heritage.”7

To the extent that O’Connor had much to say about the Enlightenment, his characterization amounted to the usual set of clichés: e.g., “Another of our inheritances from the Enlightenment is the assumption that knowledge is only that which can be tested and labeled genuine in a scientist’s laboratory” (489). Somewhat predictably, he saw the Enlightenment as narrowly “rationalistic,” which enabled him to follow Trilling in presenting the counter-Enlightenment as a necessary corrective: it is “a movement that does not destroy but that qualifies and modifies our rationalistic tradition” (490).

These same moves were repeated, some two decades later, in Francis Russell Hart’s account of the English Gothic novel.8

Seen from our perspective, the Gothic signals a counter-enlightenment, climaxing an era naive in the fervor of its scientific naturalism, its rationalism, its benevolism, its commitment to the norms of “common sense.” The Gothic novelist, still “enlightened” but imperfect in his skepticism, gave to fiction a post-Enlightenment preoccupation with the preternatural, the irrational, the primordial, the abnormal, and (tending to include the rest) the demonic. (86)

Hart went on to argue that, while the function of the Gothic was to “rehabilitate” the “extra-rational,” this might best understood as an attempt to extend rather than reject the Enlightenment by “adopting and complicating” its “most representative literary invention, the novel” (86). This sets the stage for the claim that the Gothic novel represents

the reflection in fiction of the counter-enlightenment premise John Stuart Mill located in the Germano-Coleridgians: the Enlightenment had erred from a totally inadequate conception of human nature (88).

It is difficult to avoid the impression that, in discussions such as this, the author is working from a manual written by Trilling, checking off each move as he proceeds.9

Similar tropes can be found in the emerging field of American Studies, where a counter-Enlightenment was being assembled from some of the same figures who had been discussed in the studies by Chase that sparked the Partisan Review exchanges in the first place. For example, Leo Marx, in a discussion of the methodology of American studies that dates from shortly after the publication of his influential Machine in the Garden (1964), noted,

Writers like Thoreau and Melville,on the other hand, whose intellectual affinities were with the romantic turned the device [i.e., the image of the “machine in the garden”] into a dark counter-Enlightenment metaphor of contradiction.10

It should also be noted that Daniel Aaron, who had played a role in shaping this field,  (as I discussed in the previous installment in this series) had already employed the term a decade earlier in his 1954 American Quarterly article “Conservatism, Old and New.”

Finally, the term appeared in a 1961 article on Thomas Mann’s Doctor Faustus by Joseph Frank, who would later gain fame as a Dostoevsky scholar. Frank’s early career had included studies at University of Wisconsin, a stint as a reporter in Washington during

Joseph Frank

Joseph Frank

World War II, a doctorate from Chicago’s Committee on Social Thought, and occasional articles for Partisan Review. What is perhaps most striking about his piece on Doctor Faustus is its stress on a “counter-Enlightenment” that includes considerably more troubling thinkers than the assortment “Germano-Coleridgians” and Romantic poets typically invoked by those who followed Trilling’s lead.

Far from treating the counter-Enlightenment as a useful corrective to the “rationalist” excesses of the Enlightenment, Frank reminded his readers of its more problematic role in recent history.

After the defeat of Germany in the first World War, German culture was inundated by a flood of doctrines and attitudes exemplified by such names as Spengler, Ludwig Klages, Bachofen, Ernst Junger, Stefan George and tutti quanti. All these novelists, philosophers and, poets, Mann noted in an important article on Freud (1929), stress “the impotence of spirit and reason while … by contrast contrast the powers of the lower regions, the dynamic of of passion, the irrational, the unconscious, is exhibited with bellicose piety.” Whether or not, the writings of these men served as the intellectual and spiritual precursors of Nazism; Thomas Mann, who felt this whole movement as a perversion of his own deepest values, recommended Freud as an antidote in the courageous struggle he waged both as publicist and artist against this movement.11

The article to which Frank referred was Mann’s 1929 lecture Die Stellung Freuds in der modernen Geistesgeschichte, which had been originally delivered in May 1929 before the Munich Democratic Students’ Club and which sought to counter the National Socialist valorization of myth by situating Freud’s work in the context of a struggle between the Aufklärung and the Gegenauklärung that stretched back into the nineteenth century.12

Thomas_Mann_Freud_in_der_modernen_Geistesgeschichte_1929Unlike “Freud and the Future” — Mann’s later, and more famous, discussion of Freud — the Munich lecture was never translated into English, which meant that Mann’s discussion of the Gegenaufklärung would remain unknown to his Anglophone audience. The peculiar task that Mann set for himself, at a time when (as Anthony Kauders has documented in a useful article) Freud’s alleged “rationalism” was routinely denounced by Weimar psychologists who took their lead from Klages, Heidegger, and others who judged Freud insufficiently appreciative of the nurturing powers of mythos, was to defend psychoanalysis as “the only form of modern anti-rationalism which does not invite reactionary abuse.”13 In developing this argument, Mann took his point of departure from Nietzsche’s own complex stance towards the Enlightenment, which Mann characterized as an effort to press the forces of reaction into the service of a new Enlightenment. Mann, as Frank explained, was abundantly aware that things had not worked out as Nietzsche had hoped:

… while Nietzsche saw himself as carrying forward the banner of Enlightenment inscribed with the names of Petrarch, Erasmus and Voltaire, there is a little doubt that his own work had given a mighty impulse to the counter-Enlightenment holding the field in the Twenties. “Following in Nietzsche’s footsteps” Mann writes, “whose battle against Socrates’s enmity to instinct so pleases our prophets of the unconscious … following in his footsteps all the anti-rational tendencies of the 19th century have continued to our own day; In the more extreme cases, of course, not so much in his footsteps as over his body” (23).

While there is much here that needs to be sorted out (including a further discussion of just what Nietzsche might have been doing with Aufklärung and Gegenaufklärung in the peculiar sketch discussed in the opening post in this series) for now it may be enough to note that the relationship between Enlightenment and counter-Enlightenment that Mann was articulating in this lecture was far removed from the way in which it was understood by those admirers of Trilling whose understanding of the Enlightenment seems to have been limited to the set of cliches circulating among admirers of English Romantics for at least the last century. Nowhere is the disjuncture between Frank’s discussion and Trilling’s clearer than in the passing comments on Freud’s 1929 lecture that appear in the chapter on “Freud and Literature” in The Liberal Imagination.

The chapter originated in a 1940 contribution to a Kenyon Review symposium on Freud’s legacy.14 Though the absence of references of any sort makes it difficult to be sure, it would seem that Trilling’s comments on Mann’s “first essay on Freud” are directed at the Munich lecture (it does not help that it is unclear whether Trilling’s German was good enough for him to be able to follow Mann’s argument). Trilling takes Mann to task for failing to appreciate the degree to which Freud’s position was “militantly rationalistic” and “positivistic”:

If Freud discovered the darkness for science he never endorses it. On the contrary, he makes attendant upon his rationalism all the ideas of Enlightenment that have traditionally gone along with it and that give no validity to myth or religion; he holds to a simple materialism, a simple determinism, to atheism, to a rather limited sort of epistemology (41).15

While Trilling grants that this “rationalistic positivism” was the source of “much of Freud’s strength and what weakness he has,” it quickly becomes clear that Trilling’s chief concern lies with Freud’s weaknesses:

The strength is the fine clear tenacity of his positive aims, the goal of therapy,the desire to bring to men a decent measure of earthly happiness. But upon the rationalism must also be placed the blame for the often naïve scientific principles which characterize his early thought — they were later much modified — which consist largely in theories for his theories a perfect correspondence with an external reality, a position which, for those who admire Freud and especially for those who take seriously his views on art, is troublesome in the extreme (41-42).

What is perhaps most striking here is Trilling’s failure to comprehend either the political context in Mann was working or the relationship between progress and reaction that he would go on to develop in Doctor Faustus. But to understand any of this, Trilling would have had to appreciate that “the counter-Enlightenment” was populated by nastier figures than Mill’s clubby Coleridgians and that the Enlightenment was neither as rationalist nor as narrow as he assumed.

History & the Counter-Enlightenment

The term also appears quite frequently in works written by historians during the 1950s and 1960s and, in most cases, serves as a way of designating the period that follows — and is populated by thinkers who are opposed to — the Enlightenment. Indeed, the usage seems to be so well-established and consistent that I suspect that it is likely that the term was a commonplace among historians well before Berlin’s article in the Dictionary.

For example, as early as 1955 it turns up in a Stanford University doctoral dissertation on Feuerbach, where it functions as the title of the opening chapter, which sketches the intellectual climate to which Feuerbach was reacting.16  The historian Henry May used it the next year in an article which, summarizing an unpublished 1952 lecture by Henry Nash Smith (who, like Daniel Aaron and Leo Marx was a pioneer in the field of American Studies), explained that Smith contrasted

two diametrically opposite points of view which … have divided our culture since 1910. One he calls the realistic-progressive view and the other the counter-enlightenment; the one takes for its standards measurable welfare and humanitarian progress and equality; the other values only the individual imagination, nourished on tradition, holding out desperately against a mechanized culture, and accepting if necessary alienation and despair as the price of its survival.17

It turns up again, though in a somewhat different sense, in a review of a book on the development of the concept of academic freedom in the United States:

The Enlightenment liberated the academic mind, as it did others, but it also produced a counter-Enlightenment, an incredible proliferation of sectarian colleges. By 1860 the 182 widely scattered American colleges were, by European standards, provincial colleges. Its professors were generally regarded, and all too often regarded themselves, as paid purveyors of tradition, not as free men with the professional right and professional function to discover and teach new truth.18

Two years later, a reviewer of Maurice Crouzet’s L’Epoque Contemporaine: A La Recherche D’une Civilisation Nouvelle offered a few reflections that echoed Daniel Aaron’s characterization of American universities as awash in a “counter-enlightenment.”

One wonders, as one goes along, is it merely one’s North American touchiness,or are the strictures on the United States not rather more conventional and barbed than any of the comments about the Stalin era? Will time and distance justify characterization of American intellectual and university circles as now enjoying “a counter-enlightenment,” while the Soviet scene is dismissed obliquely as being the product of “the special conditions in which the Soviet Union has existed since 1917”?19

By the 1960’s the term was being used in ways that suggest that it had become a device for characterizing periods that, in some cases, were rather far removed from the immediate context of the eighteenth-century Enlightenment. For example, readers of the 1964 textbook An Age of Controversy: Discussion Problems in Twentieth-Century European History would have encountered the following:

Among the descriptive labels that have been proposed for the twentieth century is “the Counter-Enlightenment.” The phrase suggests a total reversal of that mood of optimism and hope, the confidence in man’s ability to understand and improve himself through reason, that marked the thought of so many eighteenth-century philosophes.20

It turns up again in a review of The Icon and the Axe, James Billington’s study of Russian culture.

A great virtue of the book is the detail it encompasses. Three notable examples are the onset of the schism under Alexis, the varied western influences that flourished under Catherine II, and an identification of the precise counter-enlightenment features at the beginning of the nineteenth century.21

Richard Clogg’s 1969 discussion of Greek Orthodox resistance to French Revolutionary propoganda contained the following sketch of Athanasios of Smyrna:

He was perhaps the most virulent and prolific of the numerous Orthodox antagonists of Western thought,who make what may perhaps be termed the Greek ‘Counter-Enlightenment’ such an interesting phenomenon. In his Antifonisis or answer to the absurd fervour of the ‘philosophers’ coming from Europe, demonstrating that the harm which they do to our nation is vain and nonsensical, and teaching what is in fact the real and true philosophy. To which is added a most beneficial exhortation to those sending their sons to Europe for education . . . (Trieste, 1802) he sought to warn parents of the grave spiritual dangers their children underwent in seeking an education in Europe, which was none other than “a chaos of corruption the very brink of Hades.” Those who studied in the West ran the risk of losing their senses or of sinking into Popery. For good measure,he denounced Plato as “woman-obsessed, a pederast and a parasite.”22

And, to round out this list, in 1971 R. R. Palmer drew a parallel between the polemics of the “Counter-revolution” and those of the “Counter-Enlightenment” in his World of the French Revolution.23

Social Theorists

Finally, the term can also be found, from time to time, in works written during this period by social theorists. The concept played a prominent role in a 1956 Dissent article by the Brandeis political scientist (and, later, Boston University sociologist) E. V. Walter that explored the concepts of “the elite and the masses.”24  Like Aaron, Walter characterized the current period as a time in which a “counter-Enlightenment” was on the ascent:

The men of the Progressive movement thought of themselves as children of the Enlightenment, armed with instrumentalism and the scientific method, fated to conquer ignorance, break the tyranny of vested interests and usher in the shining future. Now that Progressivism has run its course and reached its time of troubles, it is no wonder that the specter of the counter-Enlightenment should return to haunt it, and that the ghosts of Burke, Maistre and company should be conjured up to mock it. In response, embattled liberals exhume their own departed heroes, and the air is filled with the noise of shades locked in combat, the wail of ghostly polemics, the rattle of old bones.25

Walter argued that the polemics from an earlier age that had now been revived included Burke’s image of the masses as a “swinish multitude.”

Today, this image of the masses-as-barbarians is a negative vision, formed in reaction to the Progressive vision of an emancipated and omnipotent People marching inexorably Forward. The involution of this image, made popular by writers as similar in mind and diverse in talent as Ortega y Gasset, Walter Lippmann and Peter Viereck, is based on an aristocratic conception of political life that sees humanity as divided into two species: the primitive formless mass, and the élite, which is evolved, refined and purified from the mass and, presumably, restrained by inner controls.

Where the Enlightenment had located the sources of social evil in the rule of “corrupt élites,” the revived “counter-Enlightenment” saw the source of the pathology as residing with the “revolt of the masses.”

Walter was willing to grant that there might be a certain plausibility to the arguments of the counter-Enlightenment, but he also noted that the argument was not without a certain irony:

The insistence on the “imperfectability” of man, dinned into our ears lately, contains a staggering irony if one considers that it is educators, professors, journalists and other professional moralists who are writing in this vein and consequently declaring that their function in society is entirely useless. There is no reason for their existence if it is true that men, or even the masses, are unchangeable. He who denies human “perfectibility” is an immoral moralist because he prevents it from becoming real.

He concluded by noting that

the revival of counter-Enlightenment images has many special causes and functions. In a highly industrialized society, where solidarity is largely created by impersonal and mechanical bonds, the myth of the good Public or its involution, the bad Masses, is an abstraction that creates a false social unity.

The “masses” are not savages or beasts to be restrained by institutional devices, but human persons whose nature is social, who are capable of evil as well as good, who may be harried, intimidated and provoked into abnormality and delinquency, but who will find happiness only in the good. In a climate of distrust and fear, any individual and any group is a potential menace, but when these conditions are removed, people will respond with changes of “nature” that are incredible and profound.

What I find most intriguing about Walter’s use of the term (aside from having known him but not having realized that he was among the early users of the term that Isaiah Berlin didn’t invent) is the ways in which, like Mann (and, like Freud and Nietzsche as read by Mann) he sought to turn the arguments of the counter-Enlightenment against it and use them in the service of the hopes that had once been nourished by the Enlightenment. In that effort, he was keeping faith with the project that Theodor Adorno sketched in Minima Moralia: “Not least among the tasks now confronting thought is that of placing all the reactionary arguments against Western culture in the service of progressive enlightenment.” It is likely that he was aware of the ways in which his efforts were linked to this tradition: his Brandeis colleagues included Herbert Marcuse.

This interest in the possibility that reaction and revolution might be more closely intertwined than it is sometimes assumed can also be found in a book on Georges Sorel by the sociologist and critic Irving Louis Horowitz. It began by noting,

Sorel was more akin to the Counter-Enlightenment critiques that wafted out of German through the writings of Herder and Hamann, than to the French romanticism of Zola and Hugo, which through all its broodings about the agonizing alienation of modern man kept faith with the principles of progress and liberty.26

Finally, at the close of the 1960s, the journal Salmagundi published a translation of Jürgen Habermas’ discussion of Ernst Bloch.

Utopia, realized, would be “different.” This awareness of a limit certainly does not suspend its consciousness, nor would it justify a renunciation of utopian by the militants of the counter-enlightenment. The propaganda against the Jacobin results utopian beginnings may lead to, the hypocritical preachments against the terror of morality only increase the dangers to which they blind us.27

This translation, awkward though it may be, is significant not just because it is one of the first of Habermas’ texts to appear in English. Unless I have missed something (which is always a possibility in this sort of work) it marks the first translation of the German Gegenaufklärung into English.

Conclusion: Isaiah Berlin & the Dictionary of the History of Ideas

Towards the end of Zeev Sternhell’s discussion of Isaiah Berlin’s thought it becomes clear that Sternhell not only views Berlin’s account of the relationship between the Enlightenment and the counter-Enlightenment as flawed (a judgment that, it might be noted, is not unique to Sternhell) but also sees Berlin as one of the Enlightenment’s craftier, and more effective, enemies (a judgment that may well be unique to Sternhell).

It was precisely because Berlin was always able to position himself at the heart of the liberal establishment that there are few men who did more harm to the tradition of the Enlightenment than he did. Relativism is inherent to anti-Enlightenment thought, and despite his attempts to show otherwise, Isaiah Berlin, like Herder, was a relativist who refused to declare himself (418).

In Sternhell’s account, what attracted Berlin to the counter-Enlightenment was its rejection of the idea that it was possible to provide a single answer to what constitutes a “good life.”  While others might have been confused enough (or, perhaps, corrupted enough?) to think that the possibility that individuals may have rather different conceptions of the nature of a good life but, nevertheless, find ways of living together peacefully is one of the central premises on which liberalism rests, Sternhell would appear to view Berlin’s pretensions to liberalism as a charade. And that opinion, he notes, was shared by at least one other critic:

Berlin’s relativism did not escape the notice of Leo Strauss. Strauss was the only one of the great figures of the period not to have hesitated, at the time of its appearance, to reveal the reality behind the inaugural lecture, “Two Concepts of Liberty.” … He immediately understood the significance and political purpose of the … lecture, and was not swept off his feet by what Berlin had done. One should not hide the fact, he said in 1961, that this formula ‘is very helpful for a political purpose — for the purpose of an ‘anti-Communist manifesto designed to rally all anti-Communists.’ In other words, Strauss saw this text as simply a pamphlet of the cold war. … Finally, said Strauss, ‘Berlin’s statement seems to me to be a characteristic document of the crisis of liberalism — of a crisis due to the fact that liberalism has abandoned its absolutist basis and is trying to become entirely relativistic.’ (417-418)

It is unfortunate — or perhaps, as Sternhell likes to say, “it comes as no surprise” — that Sternhell shows little interest in tracing Strauss’s own views on the contribution of the Enlightenment to the shaping of modern liberalism back to the spring of 1941 when this (then chastened?) defender of “fascist, authoritarian, and imperial principles”  who had proudly refused to “crawl to the cross of liberalism” gave a lecture at the New School for Social Research that, in the fashion of the day, explained how National Socialism had been the result of the nihilism spread by the Enlightenment.28

mDfuHJ0-BvAm6TlaokgC9xQIntent on documenting the Cold War roots of Berlin’s account of the Enlightenment (a project that is nowhere near as questionable as his book sometimes makes it seem), Sternhell devotes little attention to Berlin’s article on “the Counter-Enlightenment.” It is as if, having assumed that Berlin was a friend of the enemies of the Enlightenment, it would be “no accident” for him to have contributed an article on their behalf to the Dictionary of the History of Ideas.

What has long puzzled me about Berlin’s article is the question of how it wound up in the Dictionary in the first place. At the risk of belaboring the obvious, there would seem to be at least two possibilities:

  1. Berlin was invited to write it by the editors of the work.
  2. Berlin proposed the idea for such an entry and the editors accepted it.

The first is the normal way in which articles turn up in reference works: editors solicit articles from authors and authors deliver what was solicited (hopefully at a price that makes the exercise worthwhile). If, as it was once believed, “counter-Enlightenment” was a term that had little, if any, usage in English prior to Berlin’s “invention” or “popularization” of it, it would be difficult to understand why anyone would be soliciting  an article on it from him (an article on “Romanticism” or “Liberty” perhaps, but an article on “Counter-Enlightenment”? Unlikely.)

The second option has one thing in its favor: Isaiah Berlin was not simply a contributor to the Dictionary, he was also on its editorial committee. This would have provided him with opportunities not normally available to contributors, including the possibility of suggesting a topic on which he wanted to write. But there is no reason to suppose that he was granted a carte banche and it is hard to see how the other editors of the Dictionary could have accepted a contribution on a topic that did not enjoy a certain currency.

I am inclined to think that it was Berlin who proposed the topic, but the survey I’ve provided supports either possibility. Having been engaged in research of a group of thinkers that might not easily fit into the existing topics that the Dictionary would be surveying, he may have proposed writing an article on “Counter-Enlightenment.” That the editors did not regard this proposal with the blank stare that they would have regarded a proposal for an article on the topic “Deconstruction” is easily explained: there is every reason to believe that this would have been a term that, by 1973, was reasonably familiar to them.

The examples I have present here could also support the first possibility: reviewing the topics to be covered in the Dictionary, the idea of an entry on “Counter-Enlightenment” might have been proposed and Berlin, who had done work on those thinkers who were associated with it, was invited to write it. This explanation, like its alternative, presupposes that “Counter-Enlightenment” was hardly an unknown term. And, on the basis of the evidence I have presented here, there is every reason to assume that, by 1973, was quite familiar.

Further evidence that “Counter-Enlightenment” was not an neologism can be seen in the response of reviewers of the volume. Reviewing the volumes for the Journal of the History of Ideas, F.E. L. Priestley seamlessly added the term to the titles of a series of other entries noting

Periodization itself gets illustrated and further analyzed in the Idea of Renaissance Humanism in Italy, Renaissance Humanism, Renaissance Literature and Historiography, Enlightenment, and the Counter-Enlightenment.”29

Likewise, the first reviewers of Against the Current found nothing peculiar about the term, even when they expressed reservations about Berlin’s account of it. Russell Jacoby’s critique in Salmagundi had no difficulty finding previous discussions of the topic to which Berlin’s might be contrasted:

It may be unfair to make comparisons, but one cannot help feeling that, on almost any subject, Berlin’s inquiries are less strenuous than others that come readily to mind. Compare Karl Mannheim’s “Conservative Thought” with Berlin’s “The Counter-Enlightenment”; or Franz Neumann’s “Montesquieu” with Berlin’s treatment.30

And the philosopher Stanley Rosen, reviewing the book for the Journal of Modern History, argued,

This failure to engage Nietzsche, together with the superficial treatment of Fichte and Hegel, is one of the two decisive weaknesses of this volume, which undertakes to discuss the dialectic of Enlightenment and Counter-Enlightenment, if not systematically, surely as a defense of freedom and liberalism.31

Rosen’s characterization of the book is significant for one further reason and, with a brief consideration of it, I can at last bring this series of posts to a close.

It is likely Rosen was not alone in sensing that the article on “Counter-Enlightenment,” which — understandably — opened the volume (where else could it go?), laid out the overarching concerns that informed the other essays in the volume.  It provided readers with a way of understanding how Berlin’s previously uncollected contributions to the history of ideas might be related to his more familiar work in political philosophy. From this emerged the now-familiar image of Berlin as a defender of liberalism who drew on the intellectual resources of the so-called “counter-Enlightenment” to curb the totalitarian tendencies that had plagued Enlightenment thought. Once this connection had been made it was hardly surprising that “Isaiah Berlin” and “the Counter-Enlightenment” would come to be closely associated.

For this reason, the important question about the relationship between Isaiah Berlin and the concept of “the Counter-Enlightenment” turns out not the one that Ramin Jahabegloo asked and which a few of us have been trying to answer. Rather than determining “Who invented the “Counter-Enlightenment,” it might be more important to ask “Who did the Counter-Enlightenment invent?”   That, I suspect, is a question that has a clear answer: “the author known as ‘Isaiah Berlin’.”

Thetrap_episode3_isaiah_berlin

  1. Joseph Mali and Robert Wokler, eds., “Isaiah Berlin’s Counter-Enlightenment,” Transactions of the American Philosophical Society 93, no. 5, New Series (2003). Zeev Sternhell, The Anti-Enlightenment Tradition (New Haven: Yale University Press, 2010).
  2. Isaiah Berlin and Ramin Jahanbegloo, Conversations with Isaiah Berlin (New York: Scribners, 1991) 69-70
  3. Hiram Collins Haydn, The Counter-Renaissance. (New York Scribner, 1950). As Baird W. Whitlock notes, the origins of this term can be traced back to the 1930s. See “The Counter-Renaissance,” Bibliothèque d’Humanisme et Renaissance 20:2 (1958): 434–449.
  4. Obviously, the first plot contains all of the articles that are turning up in the second plot.
  5. To take but one example: Google’s list includes Georges Arnaud’s Sweet Confession (1959), which it lists as somehow “related” to Darrin McMahon’s Enemies of the Enlightenment
  6. William Van O’Connor, “Lionel Trilling’s Critical Realism,” The Sewanee Review 58:3 (1950): 482–494.
  7. The Trilling quote comes from Trilling’s “Rejoinder to Mr. Barrett,” in Partisan Review XVI:6 (1949) 654.
  8. “The Experience of Character in the English Gothic Novel”, in Roy Harvey Pearce, ed. Experience in the Novel: Selected Papers from the English Institute, Columbia University Press, 1968
  9. For more of the same, see the characterization of Sir Walter Scott at the start of Francis Russell Hart, Scott’s Novels : “he was of the counter-enlightenment. It is as misleading to call him anti- Romantic as it is to call him Romantic,” (4) an interpretation that was praised by Geoffrey Hartman in a 1966 survey of recent works on nineteenth-century literature: “It is one of the virtues of Francis R. Hart’s Scott’s Novels … that he refuses to submerge practical criticism in the debate over whether Scott is Romantic or anti-Romantic. He calls him, neatly, of the “counter-enlightenment,” and in this matter, as in all others, refuses to “essentialize” and reduce the novelist to one orthodoxy. He is tireless in making distinctions against the simplifiers, and tireless, not to say faithful, in writing about the entire canon of Scott’s novels. He mentions that the conservatism of Scott may be close to that of Burke and Coleridge, but immediately quotes Lukacs on how profoundly he differed from such “antirevolutionary pseudohistoricists” as Burke and Joseph De Maistre”, “Recent Studies in the Nineteenth Century,” Studies in English Literature, 1500-1900 6:4 (1966): 767.
  10. Leo Marx, “American Studies. A Defense of an Unscientific Method,” New Literary History 1:1 (1969) 87. While Machine in the Garden mentions “the Enlightenment” several times, the term “counter-Enlightenment” is absent.
  11. Joseph Frank, “Reaction as Progress: Thomas Mann’s ‘Dr. Faustus,’” Chicago Review 15:2 (1961): 22.
  12. Thomas Mann, “Die Stellung Freuds in der moderne Geistesgeschichte,” Psychoanalytische Bewegung 1929 (reprinted in Mann, Die Forderung des Tages: Reden und Aufsätze aus der Jahren 1925-1929 (Berlin:Fischer, 1930) 196-224. 
  13. See Anthony D. Kauders, “The Mind of a Rationalist: German Reactions to Psychoanalysis in the Weimar Republic and beyond,” History of Psychology 8:3 (August 2005): 255–270. On the broader issue of the attraction of myth during this period, see especially Theodore Ziolkowski, “The Hunger for Myth,” in Modes of Faith: Secular Surrogates for Lost Religious Belief (Chicago: University of Chicago Press, 2007) 147-173
  14. Alexander Reid Martin, Lionel Trilling, and Eliseo Vivas, “The Legacy of Sigmund Freud: An Appraisal: Therapeutic, Literary and Aesthetic, Philosophical,” The Kenyon Review 2:2 (1940): 135–185. Trilling revised the contribution and, prior to its incorporation in The Liberal Imagination republished it in Horizon in 1947.
  15. In The Kenyon Review Trilling specifies Freud’s epistemological failings as involving a commitment to “a correspondence-theory of knowledge — a position which, for those who admire Freud and especially for those who would take seriouslyhis viewson art, is troublesome in the extreme.” 
  16. Melvin Cherno, Ludwig Feuerbach and the Intellectual Basis of Nineteenth Century Radicalism, Graduate Honors Program in Humanities, Department of History, Stanford University, 1955.
  17. Henry F. May, “Shifting Perspectives on the 1920’s,” The Mississippi Valley Historical Review 43: 3 ( 1956): 405–427, 426. May cites the lecture as follows: “The Reconstruction of Literary Values in the United States, 1900-1950 (unpublished manuscript,1952).”
  18. Arthur Mann, “Review of Gerald M. Craig; Walter P. Metzger, The Development of Academic Freedom in the United States ,” The William and Mary Quarterly 13:4 (1956): 599–601.
  19. John C. Cairns, “Review,” The American Historical Review 63:2 (1958): 364–365.
  20. Gordon Wright and Arthur Mejia, An Age of Controversy: Discussion Problems in Twentieth-Century European History (New York, Dodd, Mead, 1964) 486.
  21. Lionel Kochan, “Review,” The English Historical Review 83:327 (1968): 387–388.
  22. Richard Clogg, “The ‘Dhidhaskalia Patriki’ (1798): An Orthodox Reaction to French Revolutionary Propaganda,” Middle Eastern Studies 5:2 (1969): 87–115, 95.
  23. R. R. Palmer, The World of the French Revolution (New York, Harper & Row, 1971) 254.
  24. Three years later he employed the term again in a related discussion, “Power, Civilization and the Psychology of Conscience,” The American Political Science Review 53:3 (1959): 641–661.
  25. I cite this article from the version reprinted in Voices of Dissent (New York: Grove Press, 1958) 69.
  26. Irving Louis Horowitz, Radicalism and the Revolt against Reason: the Social Theories of Georges Sorel. (New York: Humanities Press, 1961) 14.
  27. Jürgen Habermas, “Ernst Bloch—A Marxist Romantic,” Salmagundi 10/11 (1969): 311–325, 324.
  28. The defense of fascist principles can be found in Strauss’ now-infamous letter to Karl Löwith of May 19, 1933, the 1941 lecture on “German Nihilism” is available in Interpretation 26:3 (1999): 353–378, and — as might be expected — Strauss’ disciples have been busy over the last decade and a half with attempts to the extract the secret message hidden in passages that no-one else has managed to decode.
  29. F. E. L. Priestley, “Mapping the World of Ideas,” Journal of the History of Ideas 35:3 (July 1, 1974): 527–537
  30. Russell Jacoby, “Isaiah Berlin: With The Current,” Salmagundi no. 55 (1982): 232–241, 238-239.
  31. Stanley Rosen, “Review,” The Journal of Modern History 53:2 (1981): 309–311.
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Turning One

A year ago, I accidentally launched Persistent Enlightenment.

I’d been playing around for quite some time with the idea of using WordPress as a way to store research notes and, as part of the experiment, had set up a private blog called “Persistent Enlightenment,” mostly because I liked the way the words looked.  Inspired by the work of colleague Manfred Kuehn — whose Taking Note ought to be required reading for anyone engaged in research and writing, impressed by what Robert Paul Wolff had done on The Philosopher’s Stone, and (closer to home) having been consistently enlightened and challenged by Ben Schmidt’s Sapping Attention, I thought about starting a blog where I could work out various projects that interested me and could dump research that wasn’t going anywhere, but seemed a shame not to share with others (e.g., what Adorno was doing in Thomas Mann’s garden).

So, on January 23, 2013, I thought I would write up a series of posts, save them on the site that I’d set up, and — when I’d gotten a backlog of six posts ready to go, start to publish them at regular intervals.  I was, however, a bit shaky as to how the buttons on WordPress worked and, at 10:21PM the very first one I’d thrown together —  “Sapere Aude, Incipit!” (appropriate topic, eh?) — was accidentally released onto an unsuspecting world (I’m not quite sure how that happened).   And here we are, one year, fifty-two posts, and 22,772 or so page views later.

Although the premature release of that first post meant that I was, from the start, operating without a backlog, I managed to keep to a schedule of at least a post a week until September. But things became a bit more complicated with the resumption of classes (the job of corrupting the youth isn’t getting any easier) and it probably hasn’t helped that my posts, which generally tend to run long, have been running even longer lately or that the topics I’ve been exploring have become a bit more puzzling (at least for me) and take longer to pull together.  As a result, I suspect I will be moving towards posting every other week, with some shorter posts when the inspiration strikes.  But this is, and will remain, a niche blog devoted to the consideration of “the Enlightenment as historical period and continuing project” (which means that I promise never to post cat videos, unless they have something to do with the Enlightenment, and I suspect it is unlikely that any of them will).

I figured that I should give the blog a birthday present.  If you look up on the menu bar you will see it:  a brand new tab called “topics.”  Inspired by the “finding aid” on the wonderful history of science blog Ether Wave Propaganda, I’ve created a page that groups some of the pieces I’ve written (especially the multipart ones) under topic headings.  New visitors to the blog might find this useful. Old readers might find things that they missed.  And I will be able to find what I’ve written a bit more easily.

La lutta continua …  and so does the blogging …Birthday+cake_669_17423282_0_0_2043_300

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William Barrett, Lionel Trilling, and the “Residual Legatees of the Enlightenment” (Fabricating the Counter-Enlightenment Part V)

In the June 1949 issue of Partisan Review, William Barrett — a professor of philosophy at New York University and an associate editor at Partisan Review — closed a series of exchanges with the literary critics Richard Chase and Lionel Trilling on the nature of and prospects for “liberalism” with the following characterization of Trilling’s contribution:

Mr. Trilling indicates what might be described as the Counter-Enlightenment in the figures of Pascal, Blake, Burke and Wordsworth. I agree that the movement of the Counter-Enlightenment is a very deep and significant one in modern thought, though I should come at its historical definition a little differently from Mr. Trilling: I should not, for example, include Pascal though he deals with all its data, because he antedates the actual historical epoch in which this movement comes into being; and I think the issues of the Counter-Enlightenment are defined in more extreme, and therefore more lucid, fashion by figure of Continental rather than English literature.

Barrett then proceeded to offer his own version of the Counter-Enlightenment, which included Rousseau, Kierkegaard, Schopenhauer, Stendhal, Dostoevsky, Tolstoy “in his later phase,” Nietzsche “who lived completely this duality of the Enlightenment and Counter-Enlightenment” Bergson, Freud, Heidegger, Ortega y Gasset “and, in certain way, Whitehead.”1

Barrett

William Barrett

For those who care about such things, Barrett’s use of the term was once thought to have been one of the first, if not the first, use of the term in English. Zeev Sternhell — who, as we have seen in earlier installments mistakenly assumed both that the term had a distinctly Nietzschean provenance and that Barrett’s first use of the term occurred in Irrational Man, his 1958 study of existentialism — found it “not surprising that it was precisely in a book on existentialism that this Nietzschean concept appeared.”2 But, as I discussed in the third installment in this series, we now know that there had been scattered appearances of the term in English back to at least 1908. In contrast to Sternhell (who rarely seems to be surprised by the connections he discovers), my slog through the history of the concept of “counter-Enlightenment” has been filled with surprises. In the case of Barrett’s 1949 use of the term, what is perhaps most puzzling is how a set of articles about the meaning of and prospects for “liberalism” would up turning into a dispute about the legacy of the Enlightenment.

Back in January 2011 I gave a paper at the American Historical Association meetings that traced the general trajectory of these discussions and, since then, have uncovered a bit more in the Trilling Papers at Columbia about the dispute. There are still a few blank spaces that need to be filled in (and also some material that I need to get permission to cite), so what follows is a preliminary sketch of a discussion that will need to be fleshed out elsewhere.

How a Question about Liberalism Became a Controversy about the Enlightenment

Since there has not been a great deal written on the broader discussion that prompted Barrett’s use of employment of the term “counter-Enlightenment” let me begin by  listing the contributions  that appeared in Partisan Review and saying a bit about them:

  1. Newton Arvin, Robert Gorham Davis, and Daniel Aaron, “Liberalism and Confusion,” Partisan Review XVI:2 (1949): 220-222 — a letter from the three faculty at Smith College, written in response to earlier articles in Partisan Review and elsewhere (including a number of articles on Hermann Melville by Trilling’s friend Richard Chase), which the authors characterized as a “counter-attack against what is called the liberal-progressive tradition.” In response, the authors requested for clarification on “(1) What is the exact and responsible semantic content of the words ‘liberal’ and ‘progressive’ when used, as they increasingly are, in a pejorative context?”” and “(2) … from what similarly well-defined point of view are anti-liberal and anti-progressive writers speaking?.”
  2. A brief reply from Richard Chase in the same issues as #1, lamenting that he could not “in the space allotted me, defend my reading of Melville, or my use of words like ‘liberal'” and referred “interested persons” to the texts at issue. He concluded by noting, “If, as I hope, a skeptical, secular liberalism is to survive, it must be comprehensive, sharp, and an open view of life, not simply an acceptable stance vis-à-vis certain limited moral and potential issues.”
  3. William Barrett, “What is the ‘Liberal’ Mind?” Partisan Review XVI:3 (1949) 331-6 — an article that sharpened the question posed in item #1 with (1) a somewhat harsh assessment of Chase’s general approach to literary criticism (e.g., ” I suspect that he is in the grip of an idee fixe, a very large idea indeed, that obliterates for his mind the boundaries of literary criticism altogether: he is outside literature, outside politics, painfully engaged in groping for a philosophy of life”) and (2) a suggestion that a similar critique of liberalism could be found in “the flexible and extended critique of the liberal mind (and liberal imagination) executed by Lionel Trilling over the past decade or so.” He was, however,  perplexed by Trilling’s use of the term “liberalism” (a confusion that, it might be noted, was hardly unique to Barrett), noting that “At certain points where Mr. Trilling says ‘liberalism.’ Could he not just as well say ‘naturalism’ or ‘pragmatism’?” Continuing on these lines, he asked “if the fundamental attitudes of liberalism are the objects of our criticism, ought we not push our inquiry to its historical source and question the values of the Enlightenment itself?”
  4. “The Liberal Mind: Two Communications and a Reply”: a trio of articles by Chase, Trilling, and Barrett in Partisan Review XVI:6 (June 1949) 649-665. Responding to Barrett, Chase and Trilling offered their assessments of the significance of “the Enlightenment” and Barrett, focusing chiefly on Trilling, offered his own characterization of the “Counter-Enlightenment.”  He concluded by arguing that “while we must recognize that our tradition is formed of both these currents, and while also we must continuously enlighten the Enlightenment by its counter-movement, I think that it is to the Enlightenment we must, in the end, give primacy.” In his final paragraph he offered a sort of olive branch to Trilling, suggesting that he saw himself as having “passed from disputant to collaborator with Mr. Trilling.” And, with that, the discussion closed (though a somewhat peevish exchanges of letters continued between Barrett, Chase, and Trilling for the next month or so).

What we have here are a series of exchanges that began as yet another exercise in trying to clarify the nature of “liberalism” at the dawn of the Cold War, carried out by participants with contesting interpretations of what the concept implied. That it rather quickly turned into something different can be attributed to Barrett’s intervention, which — as the exchanges of letters between Chase and Trilling indicates — annoyed Chase greatly and drove an initially reluctant Trilling to enter the discussion.

William Barrett, Friend of the Enlightenment?

The contributions to the discussion that are of greatest interest importance for understanding the role of “the Enlightenment” and the “counter-Enlightenment” in this affair are, unfortunately, also the ones that are hardest to explain: the two contributions from William Barrett.  As was the habit of other editors of Partisan Review, Barrett went on to write a memoir of his adventures among the “New York Intellectuals,” but it says nothing about this affair and its chapter on Trilling offers little that has not been said elsewhere (much time is devoted to the poet Delmore Schwartz, with who Barrett was friends).3 Nor is there much to be gleaned from his published work from this period. His January 1949 article in the Kenyon Review on recent trends in American literary criticism avoids a discussion of either Chase or Trilling.4 Barrett had also been the author of the journal’s 1946 editorial “The ‘Liberal’ Fifth Column,” which, in effect, charged those associated with the liberal publications PM, The Nation, and The Republic with plotting treason, but the position he staked out in the 1949 exchanges was considerably less incendiary and, indeed, is not entirely easy to reconcile with the stance he had taken three years earlier.5 Unfortunately, Barrett’s papers remain in private hands, so all that is available to researchers are the few bits of correspondence of his that Chase and Trilling saved — that both of them seemed to have been quite annoyed by Barrett (indeed, at times, their comments border on open contempt for him) does not make matters any easier to sort out.6

So,  we are left with these two articles, where Barrett appears — in contrast to the works that would later secure his reputation7 — as a friend of the Enlightenment. Admittedly, he presents himself a somewhat skeptical friend — but I am inclined to think that there may not be, and ought not be, any other kind.

His initial contribution began as follows:

The twentieth century is the failure of the nineteenth. Hence follow many things through which we are now living, including a rather strange religious revival, or the effort at one, as well as a great variety of attacks upon what used to be called the liberal ideology. No doubt, liberalism, being part of the common failure, must come in for its share of the recriminations now hurled so earnestly at our parent century. But, amid the general muddle, there may be some point in observing that liberalism originated with the Enlightenment, that the Enlightenment was not the enthusiasm of a few people thinking by fits and starts but the conscious summation of the secular mind of Europe since the Renaissance, and that our present intellectual reassessment (if we are to have any) ought to start there. Since reaction is being worn this decade, the time may be here for our own reactionary banner with the slogan: Back to the Enlightenment!

It might be worth pausing, for a moment, to reflect on Barrett’s fleeting reference to the “rather strange religious revival” that he saw as part of the general assault on “the liberal ideology.”

We saw something similar in Charles Morris’ 1941 contribution to the Conference on Science, Philosophy and Religion, which — as discussed last time — portrayed empiricists as confronted by a “counter-Enlightenment and counter-Reformation which threatens to spread over mankind” and went on to argue that the best way to respond to this threat was to craft a new, universal religion that, free from the confines of particular dogmas, would supply the set of “motivational” signifiers that embattled democracies desperately needed. The idea that friends of liberal democracy might best support their cause by taking religion seriously was not, of course, unique to Morris or to the Conference on Science, Philosophy, and Religion. It was central to much liberal thought in the 1940s. And, perhaps most important for our immediate interest, the same concerns play an important role in Trilling’s work.

Lionel Trilling

Lionel Trilling

Forcing the Question: Trilling and Eliot

In 1940 Trilling published a short article in Partisan Review pondering the implications T. S. Eliot’s Idea of a Christian Society, which had been published the previous year. While Trilling has never struck me as a particularly clear writer, this essay seems even more labored than usual, perhaps because Eliot appears to have struck a nerve:

I am far from thinking that Mr. Eliot supplies a new world, yet in this troubled time when we are bound to think of eventual reconstructions I should like to recommend to the attention of readers probably hostile to religion Mr. Eliot’s religious politics. I say no more than recommend to the attention: I certainly do not recommend Mr. Eliot’s ideas to the allegiance. But here we are, a very small group and quite obscure; our possibility of action is suspended by events; perhaps we have never been more than vocal and perhaps soon we can hope to be no more than thoughtful; our relations with the future are dark and dubious. There is, indeed only one connection with the future of which we can be to any extent sure: our pledge to the critical intellect.8

The idea was that Eliot might play the role for troubled liberals that Coleridge had played for John Stuart Mill. Trilling drew out the parallel at the start of the essay in a passage that (unlike the rest of the essay) would appear again in the introduction to The Liberal Imagination:

It is a century ago this year that John Stuart Mill angered his Bethamite friends by his now famous essay on Coleridge. … he thought Coleridge’s ability “to see further into the complexities of the human feelings and intellect” offered something practical to add to Bentham’s too “short and easy” political analysis. And he told his radical friends that they should make their prayer this one: “Lord, enlighten thou our enemies’ . . . sharpen their wits, give acuteness to their perceptions and consecutiveness and clearness to their reasoning powers: we are in danger from their folly, not from their wisdom….” (367)

What, exactly, Trilling thought liberals could learn from Eliot is best left to more sympathetic interpreters to elaborate, but this peculiar essay helps to explain part of the reason why Trilling appears to have been so bothered by Barrett’s reiteration of the questions initially raised by Arvin, Davis, and Aaron. It would seem that he thought Barrett was attempting to force him to clarify something that he was either unwilling or unable to clarify.

At the risk of inflicting injury on readers who, unable to stay awake through Trilling’s tedious hand-wringing, wind up smashing heads into keyboards as they lapse into unconsciousness attempting to stay awake, let me quote the opening of Trilling’s response to Barrett:

Mr. William Barrett refers in a very gracious manner to my critical effort of the last decade and he characterizes its intention in a way that I should be happy to think is accurate. He then goes on to say, in reference to my strictures on the liberal mind, that he is puzzled about “the precise limits” at which my criticism might halt in its objections to the culture of liberalism; and he puts certain questions which are not, I take it, wholly rhetorical.

Mr. Barrett asks whether liberalism is not properly to be defined by its naturalistic and pragmatic beliefs rather than by a particular political, and presumably cultural, content. And he asks: ” If the fundamental attitudes of liberalism are the objects of our criticism, ought we not to push our inquiry to its historical source and question the values of the Enlightenment itself?”

It is to be observed of Mr. Barrett’s questions that they are, considered in their polemical intent, forcing questions. I conceive that they are intended to force Mr. Richard Chase and myself, or any critic of liberalism, to the wall of — let us for brevity be blunt about it — religion.

In sum Mr. Barrett is saying to Mr. Chase and me something like this: “Very well then — you have this habit of raising all sorts of objections to liberalism. I will give you a chance to say that you mean Stalinism and not liberalism at all. But if you don’t say that, then you must admit that when you attack liberalism as it now exists, you are really attacking naturalism, pragmatism and the values of the Enlightenment, and then the only frank and logical course open to you is to admit further that you want dogmatism and supernaturalism — that, in short, you are ripe to declare for religion.”

Mr. Chase will of course speak for himself, but I expect that he will join me in rejecting Mr. Barrett’s alternatives. My own reason for rejecting them is not that I regard the religious alternative with horror. My conception of the nature of our life is of a kind which prevents me from supposing that the person who elects religion is, by that, neurotic or ill-willed or intellectually discredited. I should add, for one can easily be misunderstood in these matters, that I myself am not drawn towards making this election. I reject Mr. Barrett’s alternatives simply because they are not real and legitimate alternatives (653-654).

Taking a lot of words to say rather little (it would seem that the editors of Partisan Review were intimidated enough by Trilling not to attempt to edit him) Trilling appears to see Barrett as forcing him down this path:

  1. Admit that the critique of “liberalism” that he and Chase are offering is, in fact, limited to a critique of liberal fellow-travelers, rather than liberalism itself.
  2. If #1 is not acceptable, then grant that the critique that he and Chase are offering amounts to rejection of an entire tradition that reaches back to the Enlightenment.
  3. But, having opted for  #2,  grant that it is necessary to abandon the pose of simply “recommending” a position such as that taken by Eliot and instead concede that the position defended is essentially the same as Eliot’s (or, worse still, Mortimer Adler’s).

Morris opened his contribution to the Conference on Science, Philosophy, and Religion by charging that critics such as Adler wanted to force the question back to the alternatives of scholasticism and positivism. Trilling may have concluded that Barrett was presenting him a similar set of alternatives. But where Morris was willing to cast his lot with the positivists (albeit a form of positivism that could reinvent itself as an open-ended form of religion), Trilling would appear to be attempting to hedge his bets. But only for a moment.

Lionel Trilling, A Counter-Enlightener in the Service of Enlightenment?

Barrett  closed his initial contribution by in effect offering Trilling the first of the options sketched above: i.e., confess that the problem is not with liberalism per se but rather with certain particular variants of liberalism. If Trilling grants that,  Barrett will be more than happy to join him.

It would be a pity if we did not record our deep gratitude to the critics of the liberal mind when the targets they have demolished have been so loud, public, and obnoxious: targets we recognize in the mentality of the now defunct PM and of certain contributors to liberal weeklies. But even where this social service of demolition has been real and necessary, there remain certain important considerations of intellectual economy. How much energy can is profitably expended in attacking the degradation of a doctrine? Is it really wise to take The New Republic as the residual legatee of the Enlightenment? And, finally, shall we be altogether unjustified if we begin to feel that when so much ammunition is expended on the minor targets the major target itself is indirectly under fire? It is conceivable that we have finished forever with Liberalism and the Enlightenment, that their intellectual values are no longer of use to us; but if so, we should like to know it; and we shall know it only if critics direct their scrutiny to the central attitudes, beliefs, and values involved, rather than to the various peripheral aberrations of these (336).

As we saw (and please don’t make me quote him again!) Trilling had begun his rejoinder by refusing either to accept or reject Barrett’s offer. But after having characterized— perhaps not incorrectly — Barrett as “forcing” him to “the wall of religion,” Trilling began banging his head against the wall.

Two paragraphs from the close Trilling announces “One last point and I have done” (cue sarcastic applause from the peanut gallery) and offers the following:

Mr. Barrett in conclusion expresses gratitude to the critics of the liberal mind for having “demolished” certain “targets” which he exemplifies by PM and certain contributors to the liberal weeklies. He then goes on to speak of intellectual economy and asks, “How much energy is profitably expended in attacking the degradation of a doctrine? Is it really wise to take The New Republic as the residual legatee of the Enlightenment?” If Mr. Barrett sees the quarrel with the liberal mind as having only this extent, then we who have carried on the quarrel are no doubt to blame.  I, for one, am willing to take the fault to myself — a literary person is always likely to be a little provincial in argument and to deal with what is closest to his immediate literary interest. But whether or not I have been able to make it plain in my own work, the quarrel with the liberal mind directs itself beyond PM and The New Republic. I have in view the ideas of our powerful teachers’ colleges, the assumptions of our social scientists, the theories of education that are now animating our colleges and universities, the notions of the new schools of psychoanalysis, the formulations of the professors of literature, particularly of American literature. Here are indeed the residuary legatees of the Enlightenment, and how eagerly they will tell you so, and how vehemently they will defend themselves from any question by pointing to the fine legality of the testament. This is the liberal culture that my own criticism has ultimately, if with insufficient explicitness, been directed against, although not, I would say, with quite the purpose of “demolishing” it. I only do not want to see it go its way unquestioned, unchecked and unmodified because I believe that, unless purged and enlightened by a critical effort of great seriousness, it will inevitably corrupt and betray itself into the very opposite of its avowed intention of liberation (657-658).

This passage could well serve as a sort of locus classicus for Lionel Trilling’s troubled relationship with liberalism and, more generally, the Enlightenment. He presented himself as a critic — and certainly not an enemy — whose aim was to save both from their own worst tendencies. But, at the same time, it is far from clear that he was particularly well-informed about what either liberalism or the Enlightenment might have involved. Because I work in a trade where the latter failing tends to matter more than the former (good intentions are nice, but accurate footnotes are better), I am one of those philistines  who (pace Adam Kirsch) is not inclined to think that Trilling “still matters.”9

Though Partisan Review  never placed much stock in the tedious business of offering supporting citations for claims, it would be worth knowing just which “powerful teachers’ colleges, … social scientists, … theories of education … new schools of psychoanalysis, … professors of literature” were characterizing themselves as the heirs of “the Enlightenment”? If there was, in fact, a massive groundswell of self-proclaimed admirers of the Enlightenment, how was it that the young Peter Gay, writing only a few years later, could have found himself faced with a cultural landscape in which critics of the Enlightenment war outnumbered its admirers?10  I doubt that the answer was that Gay was more careless in his scholarship than Trilling.

The “counter-Enlightenment” that Barrett sighted in Trilling’s rejoinder was, as he went on to note, a somewhat peculiar construction: “the line of Blake, Burke, and Wordsworth” with a bit of Pascal thrown in for good measure. Barrett based this characterization on a paragraph in Trilling’s rejoinder that, briefly and somewhat uncomfortably, attempted to explain his own stance toward the Enlightenment.

… although I would add the proviso that we must be careful not to confuse with its source the present issue we inquire into, I agree with Mr. Barrett that something is to be gained by a historical reprise. And I myself habitually keep the Enlightenment in my thought and reading, having been led to do so a good many years ago by the necessities of dealing with Matthew Arnold’s situation. I don’t say this with any pride in my special historical vision, for I conceive that the whole of modern literature has been an inquiry into the values of the Enlightenment. The inquiry began with Rousseau; indeed, if Montaigne has any part in the liberal tradition — and whose part is finer? — then the inquiry began with Pascal’s attack on Montaigne. In ways too numerous to mention here in detail, the inquiry has continued up to the present, and the contemporary literature which by common consent is of the greatest stature follows in the line of Blake, Burke and Wordsworth (654).

What Trilling might have read about the Enlightenment is far from clear (his Arnold book does not betray much in the way of an examination of the broader historical context). Had he consulted the 1942 edition of the Manual for the Study of Contemporary Civilization — the mimeographed guide for those who taught in Columbia’s ambitious core curriculum (and, unless I am mistaken, their number included Trilling) — he could have found a wide-ranging and quite competent survey of the period that was put together by the young Charles Frankel, who would go on, a few years later to write a brief and sensible survey of the period.11 But I suspect that take of the period was more in line with what one finds in the account of the Enlightenment that opens the section on “The Romantic Period,” a section to which Trilling’s friend Jacques Barzun was a principal contributor.

It has been pointed out that the common attitude characteristic of Romanticism was the sense of a constructive effort to be made. But how does this differ from that of the men of the Enlightenment? Chiefly in this, that the task of the Enlightenment was critical, destructive, defensive. The task of Romanticism was creative, innovating, speculative. There is a further difference. For its propaganda, the Enlightenment assumed the universal applicability of a few simple principles of reason. The philosophers of the Enlightenment were, on the whole, rationalists in the spirit of Descartes and Newton. The Romanticists, however, found eighteenth-century views too simple and too abstract. They were impressed by the diversities that exist in the world and they sought concreteness to supplement abstract truths.

Bad as this is, it manages to get worse. In support of the alleged “abstractness” of Enlightenment thought, this section of the Manual appeals to the judgment of Joseph de Maistre.

To be continued …

The Editorial Staff of Partisan Review

The Editorial Staff of Partisan Review

  1. William Barrett, “Art, Aristocracy, and Reason,” Partisan Review XVI:6 (June 1949) 664-665
  2. Sternhell, Zeev Sternhell, The Anti-Enlightenment Tradition (New Haven: Yale University Press, 2010) 3. 
  3. William Barrett, The Truants: Adventures Among the Intellectuals (Garden City, N.Y: Anchor Press/Doubleday, 1982).
  4. William Barrett, “A Present Tendency in American Criticism,” The Kenyon Review 11:1 (1949): 1-7.
  5. Barrett discusses the circumstances behind his writing of the editor on pp. 75-97 and reprints the lengthy editorial as an appendix to The Truants.
  6. As far as I can determine, the William C. Barrett Papers at Kent State University are not those of William Christopher Barrett, the philosopher, but of a different William C. Barrett, who served as editor of the Kent State University Alumni magazine, and are limited to correspondence having to do with the 1970 Kent State shootings.
  7. William Barrett, The Illusion of Technique: A Search for Meaning in a Technological Civilization, (Garden City, N.Y: Anchor Press, 1978) and Death of the Soul: From Descartes to the Computer, (Garden City, N.Y: Anchor Press, 1986).
  8. Lionel Trilling, “Elements That Are Wanted,” Partisan Review 7 September/October (1940): 367–379, 368. This article is particularly admired by those who see Triling as a neoconservative avant la lettre. See, for example, the discussion in Gertrude Himmelfarb, The Moral Imagination: From Edmund Burke to Lionel Trilling (Chicago: Ivan R. Dee, 2006) 219-229.
  9. Adam Kirsch, Why Trilling Matters, (New Haven: Yale University Press, 2011).
  10. Peter Gay, “The Enlightenment in the History of Political Theory,” Political Science Quarterly 69:3 (September 1954): 374–389.
  11. Charles Frankel, The Faith of Reason; the Idea of Progress in the French Enlightenment (New York: King’s Crown Press, 1948).
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Charles W. Morris on Empiricism and the Counter-Enlightenment (Fabricating the “Counter-Enlightenment” Part IV)

The month-long hiatus since my last post can, in part, be attributed to the flood of papers that arrived in the wake of my discussion of English uses of the term “counter-Enlightenment” between 1908 and 1942 and the ensuing holiday festivities. But it also has something to do with the topic itself.

When I started this discussion back in October, I’d planned on focusing on the various errors in Zeev Sternhell’s brief discussion of the term and figured that could probably dispense with the topic in three or four posts. But the history of the concept of “counter-Enlightenment” has turned out to be a good deal more complex than I’d thought.

In this post I will begin by summarizing where we stand and then go on to explore the context surrounding the use of the term by the American pragmatist Charles W. Morris. In a subsequent post, I will say something about William Barrett’s use of the term and, if all goes well, finish things off with a post on what, if any, light this discussion may shed on Isaiah Berlin’s use of the term.

A Quick Recap

To pick up where I left off last time, the term “Counter-Enlightenment” appears four times in English texts published between 1908 (the date of first of the philosopher Charles Gray Shaw’s two uses of the term) and 1942 (when the term was used, in differing ways, by the historian John Tate Lanning and the philosopher Charles Morris). In contrast to the somewhat more frequent usage of the term in German during this same period, the presence of any uses of the English term during the first half of the twentieth century comes as a surprise. Zeev Sternhell’s brief discussion of the history of the term in English assumed that the term first appeared in William Barrett’s Irrational Man (1958), which was (somehow or other) supposed to have been inspired by an earlier usage in Nietzsche (the first post in this series questioned whether Nietzsche’s use of the term Gegenaufklärung had much to do with the subsequent history of the concept). Graeme Garrard’s considerably more careful discussion of the history of the concept cited Barrett’s 1949 Partisan Review article as the earliest use of the term in English. But, thanks to the labors of Henry Hardy, we now know that the term had been kicking around since the beginning of the twentieth century though it was not until Isaiah Berlin’s article in the Dictionary of the History of Ideas that it gained much traction in English.

Henry Hardy

Henry Hardy

Hardy’s research reminds us that those who attempt to establish the first appearance of a term would be well-advised to be cautious. It is possible that there there may be a few other examples to be found in books that Google has failed to make searchable or, perhaps, even to scan. But, in the interest of providing a set of conjectures that other researchers can knock down, I am inclined to think that the pattern of usage that we are likely to find in any future English examples is not likely to differ much from what we have seen in these first four English examples, which tend to echo the emerging German convention for using the term. To review the conclusions we can draw from our earlier discussion:

  1. The term is aways used as a way of characterizing the positions that other people hold, not as a description of beliefs held by the individuals using the term.
  2. The beliefs that can count as examples of “counter-Enlightenment” thought are as various as the different understandings of what constitutes “enlightenment.” While German historians of philosophy used the term to refer to those thinkers (e.g., members of the romantic movement) who they see as opposed to “the Enlightenment,” the term was also employed by nineteenth- and early twentieth-century German opponents of “the Enlightenment” as a pejorative for beliefs that we now typically associate with “the Enlightenment.”1
  3. Though subsequent German uses of the term (and all of the English examples I have found) associate the term with the opponents of what eventually came (first in German and subsequently in English) to be called “the Enlightenment,” there remains an ambiguity in the way in which the term is used: it can function either as a characterization of views that were held in an earlier period (e.g., during the “Romantic Age”) or as a way of describing a continuing opposition to the continuing project of the Enlightenment.

This last point can be seen in the two English examples from 1942. In his discussion of opposition to Enlightenment idea in eighteenth-century Latin America, Lanning was engaged in the historian’s task of exploring the ways in which ideas were appropriated during another period. But the “counter-Enlightenment” that figures in Charles W. Morris’s contribution to the second meeting of the Conference on Science, Religion, and Philosophy is not something that resides in the past; it is a present threat.

Charles W. Morris contra Scholasticism

Though not particularly well-known today, in 1942 Charles W. Morris (1901-1979)

Charles W. Morris

Charles W. Morris

was a figure of some significance in American philosophy.2 Trained at the University of Chicago by George Herbert Mead (whose Mind, Self, and Society he would later edit), he taught briefly at Rice University before returning to Chicago in 1931, where he remained until 1958.3 During the 1930s he was closely involved with representatives of the Vienna Circle, particularly Otto Neurath and Rudolf Carnap, and collaborated with them in the editing of the International Encyclopedia of Unified Science. Though his reputation (such as it is) rests chiefly on his early work on the theory of signs — including his Foundations of the Theory of Signs (1938) and Signs, Language, and Behavior (1946) — in the early 1940s he was beginning to produce a a series of works aimed at a general audience, including his 1942 Paths of Life: Preface to a World Religion.4

The concerns that would inform Paths of Life loom large in “Empiricism, Religion, and Democracy,” the paper Morris delivered in September 1941 to the Conference on Science, Religion, and Philosophy. It opened by drawing a parallel to certain earlier struggles:

Auguste Comte once remarked that the ultimate conflict in philosophy would be between positivism and scholasticism. The scholastics, or at least some who speak in their name, seem to be willing to force the issue into these terms. The more intemperate among them wish to ascribe the dislocations of contemporary culture to the spread of the empirical temper of mind; the more diplomatic wish to limit empiricism to the sphere of science in order to supplement it by the higher truth of a metaphysical philosophy.5

Morris argued that his fellow empiricists “should boldly accept this challenge.”

He must question the analyses of contemporary culture with which he is confronted and in terms of which he is damned; he must attack the metaphysical super-structure which his opponents graft upon the edifice he so laboriously and cautiously erects; he must show that there is a way (or ways) of life — a rich, dynamic, satisfying life — compatible with his attitude; he must deny that his opponents have a monopoly on the defense of the religious and cultural traditions of man; he must see to it that his own attitude clothes itself with esthetic, religious and political symbols adequate to serve in the enhancement and direction of life (213).

So, in order to counter the forces arrayed against it, Morris argued that empiricism needed to broaden the scope. But before we explore the sort of revised empiricism that he had in mind, we need to take a brief look at its enemies. In order to do that, we need to say something about the peculiar venue where he gave his talk.

The Conference on Science, Philosophy and Religion

In a 1995 Isis article David Hollinger discussed the role of the “Conference on Science, Philosophy and Religion” in debates involving science and religion during the 1940s and its history weaves in and out of George Reisch’s 2005 study of the fate of the “unity of science” movement in the United States during the 1940s and early 1950s.6 But we still lack a comprehensive history of the organization and assessment of its impact (any takers?).

Jewish Theological Seminary

Jewish Theological Seminary

The first of its series of annual meetings had been convened in September 1940 a few blocks north of Columbia University at the Jewish Theological Seminary of America. Sponsored by the “Conference on Science, Philosophy and Religion in their Relation to the Democratic Way of Life, Inc.,” this energetically publicized event (an article in the New York Times announced that “seventy-nine of the country’s leading scientists, philosophers and theologians” – including Albert Einstein and Enrico Fermi – had signed on to the Conference’s “spiritual call to arms”) sought “to rally our intellectual and spiritual forces” in the face of the threat of fascist totalitarianism. Its organizers maintained that the “failure to integrate science, philosophy, and religion, in relation to traditional ethical values and the democratic way of life” had been “catastrophic for civilization.” In response, they sought to bring together representatives of the disciplines of “philosophy, science, and religion” in hopes of reaching “a consensus concerning the universal character of truth.”7

It was considerably easier for the members of the Conference to agree on what they opposed – namely, the “anti-scientific, anti-philosophical and anti-religious dogmas” that they saw as providing the foundation for totalitarian systems of thought – than it was for them to specify how to overcome the “departmentalization of thought” that had cut science, philosophy, and religion off from “traditional ethical values and the democratic way of life.” The press release announcing plans for the symposium stressed that the conveners had no intention of depriving any discipline of “its genuine autonomy” and also rejected the notion that “it is possible or desirable that Western religions be reduced to a common denominator.” Yet, at the same time, the group insisted that “our common background gives us a broad basis for a united, democratic American way of life.” Fundamental to that way of life was “the religious principle of the Fatherhood of God and the worth and dignity of Man when regarded as a child of God.”8

Mortimer J. Adler

Mortimer J. Adler

The tension inherent in the attempt to respect the autonomy of disciplines while, at the same time, appealing to fundamental religious values was nowhere more apparent than in the caustic address delivered by Mortimer J. Adler (one of the Conference’s founding members) at the inaugural meeting. As he saw it, the greatest danger to “the democratic way of life” came not from foreign enemies but from forces closer to home.

I say that the most serious threat to Democracy is the positivism of the professors, which dominates every aspect of modern education and is the central corruption of modern culture. Democracy has much more to fear from the mentality of its teachers than from the nihilism of Hitler. It is the same nihilism in both cases, but Hitler’s is more honest and consistent, less blurred by subtleties and queasy clarifications, and hence less dangerous.9

Professors, he charged, were, at bottom, hypocrites: they argued for religious toleration and gave lip-service to the idea that religious belief played an important role in modern society, but refused to recognize that “religion rests on supernatural knowledge” or to acknowledge that “it is superior to both philosophy and science.” That refusal, Adler insisted, paved the way for disaster: “The mere toleration of religion, which implies indifference to or denial of its claims, produces a secularized culture as much as militant atheism or Nazi nihilism.” By the end of his lecture, Adler appeared to imply that Nazi nihilism was, if anything, preferable to the values embraced by American academics.

In a passage that reads like an attempt to reprise Joseph de Maistre’s view of the Terror as God’s revenge on France for the blasphamies of the philosophes Adler suggested that it was possible to view Hitler as part of “the Divine plan to bless man’s temporal civilization with the goodness of Democracy” by “preparing the agony through which our culture will be reborn.” The professors, however, were so thoroughly complicit in the crisis that engulfed modern culture (though the most specific evidence Adler offered of their complicity was their lack of enthusiasm for the Great Books program that his mentor Robert Maynard Hutchins inaugurated at the University of Chicago) that “until the professors and their culture are liquidated, the resolution of modern problems … will not even begin.”

Adler’s rhetoric was extreme, but the notion that the appeal of National Socialism lay in its providing an alternative to the nihilism that had been the bitter fruit of efforts at enlightenment was hardly unusual. An address to the symposium by the Catholic theologian Jacques Maritain made much the same point, albeit in more temperate language. He saw the chief threat to modern democracies as stemming from the “false ideology” that maintained “that a democratic society must be a non-hierarchal whole.” Against this view, he insisted that democracy ultimately rested on an “organic hierarchy of liberties” and that the knowledge of the proper ordering of these liberties required the sort of metaphysical and theological knowledge that modern science and technology tends to erode. For this reason, “an education in which the sciences of phenomena and the corresponding techniques take precedence over philosophical and theological knowledge is already, potentially, a Fascist education” since it can offer no foundations for morality other than “biology, hygiene and eugenics.”10

The 1941 meetings were somewhat less contentious (thanks, in part, to Adler’s absence), though echoes of the inaugural meetings turn up from time to time. Hudson Hoagland, a Clark University biologist who would go on to have a distinguished career in neuroendocrinology, drew the following lesson from a series of meetings that he chaired at the with “Catholic and Protestant theologians, professional scientists and philosophers” that he chaired during the winter of 1940-41 at the American Academy of Arts and Sciences.

I believe that this conference can be best served if we accept as given certain fundamental differences orientation on the part of philosophers, theologians and scientists, and endeavor to stress not these differences, but rather the common grounds on which we may meet to consider constructive program of action. It is simply a fact that many, if not most, scientists are agnostics. It may be this fact that is the basis for the poor participation of scientists in the New York Conference. It is certainly not due to any lack of concern on their part with the present world crisis. Their agnosticism is as deeply ingrained as is the religious faith of many of their friends.11

And while the opening of Morris’ talk seemed to lay the ground work for a full-throated counterattack on empiricism’s “scholastic” critics, what followed turned out to be considerably more complicated.

Countering the Counter-Enlightenment

The problem, as Morris saw it, was not simply that the empiricist was “faced with opposing forces of great magnitude.“ To make matters worse, “he remains his own worst enemy.”

… he has become distrustful all modes of expression other than the scientific. Ill-adapted himself to such modes of expression, frequently lacking in imagination and non-scientific forms of sensitivity, he has not merely himself failed to round out his own life, but he often seemed to belittle, to restrain, to frustrate those forms of human activity in the arts and religions which, in a pure form, he should encourage and release. (214).

As a result, empiricists were ill-equipped to take advantage of the opportunity that lay before them.

there are large groups of persons among the youth, the workers, the artists, the religionists, the scientists, the technologists for whom the older religious and political symbols — claiming a special metaphysical sanctions – have lost their force. If there is confusion in contemporary culture, there are also deep sources of energy, frustrated aspirations, new beginnings, movements hovering on the verge of consolation, untapped sources of heroism. If the empiricist can overcome his own frustrations, and develop or encourage others to develop a clear program for living, he may rally these forces for a powerful, integrated, and perhaps successful opposition to the counter-Enlightenment and counter-Reformation which threatens to spread over mankind. (214).

In other words, the strength of the counter-Enlightenment was, in part, a consequence of the inadequacies of the forces of enlightenment.

Indeed, in Morris’ account, the traditional forms of religious belief that friends of the Enlightenment had long associated with the counter-Enlightenment had already been significantly compromised: “the traditional symbols of religion have lost much of their power.” And the explanation for this loss lay, in part, with the way in which these symbols had been tied to “the question as to the truth or falsity of certain statements about the universe.” But, far from hailing this as the presage of a day when science would, at long last, liberate humanity from the sway of religious beliefs, Morris suggested that to see the situation in this way rested on a fundamental misunderstanding of the function of religion: it involved something more than just an attempt to make conjectures about the universe.

the heart of the religious problem lies in the determination of what type of man is to be given allegiance. For if a religion is essentially a path of life, the goal of this path is to become a certain type of person (227).

To understand this aspect of religion, empiricists needed to revise their understanding of the variety of claims that were at work in religious discourse. And this is where Morris’ theory of signification came in.

Referors, Formors, Expressors, and Motivators

In addition to serving as way of referring to objects in the world (what Morris calls their role as “referors”), signs perform three other functions: “the formative, the expres- sive, and the motivational” (or, as Morris dubs them “formors, expressors, and motivators”). A formor “simply exhibits or determines a certain sign combination.” Formors play the leading role in logical and mathematical discourse, while, in contrast, “scientific discourse” is conducted through the use of “referors”. Morris held that the critique empiricists had mounted against “metaphysical discourse” had consisted largely in demonstrating that it was made up of “definitions masquerading as genuine knowledge” — i.e., formors that were presented in the guise of referors. But such a critique could not capture the full power of religious discourse. “Expressors” (i.e., “a sign whose usage is normally accompanied by a certain state of the user”, a state that the sign “expresses”) and “motivators” (i.e., “a sign whose function is to influence the user or users of the sign”) also played a significant role in it.12 Translating the conclusions of his colleague A. E. Haydon’s Man’s Search for the Good Life (1937) into this terminology, he concluded that

Religious language is charged with expressors which indicate approval by an individual or group of individuals of certain supreme goals of life rather than others; it is rich in motivators which aim to induce a certain way of life believed to lead to the attainment of the preferred goal; and it contains statements about the world which are felt to justify the approved goal and the recommended techniques (233).

Over the next few pages he sketched what would be a central theme in Paths of Life, arguing that the crucial question for empiricists was to craft a set of “expressive and motivations symbols” that could foster an “image of man” that could function as the foundation for a viable democratic order. What was required, in other words, were a set of “motivational symbols” that could equip democracies with the sorts of resources had been adeptly deployed by their Fascist and Marxist enemies.

Two points are worth noting here. First, as I stressed at the close of the previous post, when Morris speaks of a “counter-Enlightenment,” he is using the term rather differently than it was used by Lanning and Shaw. For them, the counter-Enlightenment was something that had taken place in the past. For him, it is a movement that persists into the present: it can be seen both in the noisy posturing of Mortimer Adler and, even more ominously, in the forces that have laid waste to Europe. Second, and perhaps more surprisingly, Morris insists that the success of this counter-Enlightenment resides, to a significant degree, in the shortcomings of legacy that the Enlightenment has left us. In his talk to the Conference his discussion of this second point is confined to his opening comments on the extent to which “empiricists” have failed to rise to the challenge they face. But it plays a much more significant role in Paths of Life.

Enlightenments, Promethean and Apollonian

I will not attempt to summarize the broader account of “life paths” that provides the overall structure for this strange book — suffice it to say that, for Morris, there are seven, each of which is linked with a different mythical or religious type: Buddhist, Dionysian, Promethean, Apollonian, Christian, Mohammedan, and Maitreyan.13 The most relevant for our discussion are the Promethean, Apollonian, and Mohammedan. It probably comes as no surprise that the “Promethean” project consists of an attempt to shape the world in ways that are conducive to the satisfaction of human ends. For Morris, this stance achieved its “widest application” in the work of John Dewey (92-93). In contrast, the Apollonian attitude sees the world as essentially rational and harmonious, seeks to attain a certain measure of clarity about this order, and pursues policies that tend to be traditionalist. The “Mohammedan” project concentrates on maximizing the interests of a particular community, usually to the exclusion of others.

Like Spengler before him, Morris sees the Promethean stance (with Faust as its archetypal figure) as central to modern societies. In contrast, Nazi Germany and Stalinist Russia exemplify a modern and peculiarly aggressive variant of the “Mohammedan” path. Morris’ account of the Apollonian stance somewhat more complicated.

The Apollonian temperament has received expression in various cultures. Its features are clear in the cult of Vishnu and in Confucianism; they appear confusedly in Aquinas’ Aristotelianized version of Christianity; they are discernible in the pause of Western culture at the period of the Enlightenment (124).

Much of the difficulty in making sense of Morris’ argument can be traced to the way in which he uses his types to refer both to broader cultural dispositions and to individual character-types and to his insistence that both individuals and cultures are subject to transformations that involve one or another of these particular paths taking on a dominant position in response to the challenges they encounter. The result is a rather complicated account that deserves more time than I have been able to give it.

As an example, here is what he has to say about the fate of “Apollonian” type.14

The Apollonian is an active type of person in whom the promethean component is dominant but held in check by a rather strong buddhistic component. The dionysian tendencies of the biologic level are lowest in strength, and attain a relatively easy social redirection. The result is an individual who, in a stable society, is not given to severe conflicts (124).

Apollonian types find it particularly troubling when the (allegedly) stable world in which they have been dwelling begins to collapse.

When the world to which the Apollonian is attached tends to dissolve, he begins (as is evidenced in Plato) to show anxiety, to feel with Dante that “the last age of the world is at hand,” to become repressive and tyrannical. His latent hostility to all other types of personality now comes out in the open, for they all seem to him agencies of social dissolution — and so of his own personal dissolution. From a nobly conserving force he becomes an inflexible reactionary force (125).

It would probably not be too far-fetched to suspect that Morris must have seen Adler and his fellow “counter-Enlighteners” as prime examples of the reactionary tendencies to which the Apollonian type is prone.

But how does the Enlightenment figure in this? For Morris the Enlightenment was an age when

the typical Promethean culture of Western Europe became dominant, believing to have found in a scientifically oriented technology, the political machinery of representative government, and the agency of universal education the means by which men could continually and progressively modify their lives to the ever fuller satisfaction of their desires. The Apollonian settled down to the new situation, blessed it — and took control of the means to retain the world in his conservative image (192-93).

This, however, is a world that we have now lost:

We live in the backwash of that situation. In the strict sense of the term we are … at the end of a period in which the Promethean voice was the clear voice of the culture. We are in a highly “polytheistic” interim in which … every one of the major paths of life is pressing for acceptance. Both the dionysian and the buddhistic components of personality are making their claims against the dominance which has been given in recent centuries to the promethean component. Men of many types and from many points of view have assessed contemporary culture and found it wanting. The struggle to define the type of man who is to be given preferred status in our culture, and his relation to other types of man — and therefore to define ultimately the form of society — is the content of the new religiosity (193).

That periods of transition tend to produce rather complex character types is clear from the case of Oswald Spengler.

Spengler has been insistent on the relation of a “morality” or system of values to a culture; if we see that a society is characterized by the place it assigns to different types of individuals, it follows that vague statements about the decline of a “soul” of a culture must be translated into concrete terms of the type of personality preferred by the person who makes the judgment. I hazard the view that Spengler was himself an Apollonian in temperament, that he without warrant erected into a norm the achievements Western Promethean man had obtained at the Enlightenment, and turned to the Mohammedan to protect such of those achievements as yet remained. There is no evidence for (nor, I believe, meaning, to) the general statement that the West is in a period of decline; from the standpoint of certain types of personality this statement can be made; from the standpoint of others it cannot. To talk of decline in general is merely to confuse the issue, and invoke the sense of doom (194).

It would seem then that, in Morris’ accounting, we are faced with a situation in which220px-KushanMaitreya both the aspirations of the progressive (and Promethean) Enlightenment and the (now-reactionary Apollonian) counter-Enlightenment are bound to be frustrated. “The actual situation,” he concludes, “is simply that many persons have found the existing society unsatisfactory, and that this society is in a rapid process of change” (194). The character type that, at least for moment, is best-equipped to rise to the challenges of this world is the one that Morris designates as “Maitreyan.” It is distinguished by its ability to achieve a “generalized detachment” from the “dionysian” (in the Nietzschean sense), “promethean,” and “buddhistic” (i.e., potentially nihilistic) tendencies form the basic elements of individual personalities. We would seem to be moving in a landscape that is not unlike the one that John Gray associates with Isaiah Berlin’s pluralism of values.

Democracy — Maitreyan, not Apollonian?

Morris’ talk to the Conference on Science, Philosophy, and Religion ended with an attempt to draw out the political implications of his discussion. Democracy, as he defined it, was “a ‘dream’ of a multiform, diversified, flexible, co-operative society, and a political way of life accepted for its realization” (233)

A democratic society is envisaged as the ideal of a society which (1) is directed to the maximum development of each of its members; (2) believes that this development requires the voluntary participation of the individual in determining the future development of the society; (3) sees to it that each individual receives the material, intellectual, and cultural resources needed for his or her development and social participation, and (4) commits itself to social changes reached through the method of socially made decisions formed in the light of an accurate knowledge of the factors generating any specific problem (233).

This vision, he stressed, involved a commitment “to a goal and a method, and not to a set of metaphysical or religious dogmas, nor to the truth of certain statements about human nature or social systems.” It was an ideal that was, as John Rawls has taught us to say, “political, not metaphysical.”

Democracy is not a religion and can tolerate differences of religion in so far as they operate within the framework of its social ideal; it can tolerate political and moral differences of opinion as to any existing institution as long as the steps taken to change the social structure accept its goal and proceed by its method (234).

Morris’ account of democracy conforms rather closely to what we have grown accustomed to describing as “political liberalism.” But, as we shall see in our next installment, by the end of the 1940s the question of just what “liberalism” meant had become quite contested. And one of the results of that contestation would be a discussion of the nature of something called “the Counter-Enlightenment.”

To be continued …

  1. It should be noted that the variation in what Aufklärung designates is, as I argued in the first post, considerably greater in German and that at least a fair number of the nineteenth-century uses of the term in German have nothing to do with “counter-Enlightenment” as we now understand it but instead refer to “counter-intelligence” or a “counter-argument.”
  2. There is a brief overview of his career in J. Jay Zeman, “Charles W. Morris (1901-1979),” Transactions of the Charles S. Peirce Society 17:1 (1981): 3–24. He also plays a major role in George A Reisch, How the Cold War Transformed Philosophy of Science: To the Icy Slopes of Logic (Cambridge; New York: Cambridge University Press, 2005), a work to which I am much indebted.
  3. As Reisch (39) points out, Morris returned to Chicago in the wake of a mass resignation of the faculty in the Philosophy department that had been triggered by the attempt by the university’s president Robert Maynard Hutchins to appoint his friend and protégé Mortimer Adler to the department.
  4. Though little known today, the book seems to have had an interesting career. It was published by Harpers in 1942, reprinted (with a new Preface) by Braziller in 1956, and reprinted, yet again, by the University of Chicago Press in 1973. Reviews of the first edition were, at best, puzzled; the 1973 reprinting prompted helpful discussion by David Bastow in Religious Studies 11:3 (1975): 378–381. Mention should also be made of a 1994 MA thesis by Harold H. Wilson, Charles Morris’ Maitreyan Path as Via Positiva, which is available for download from McGill University.
  5. “”Empiricism, Religion, and Democracy,” in Lyman Bryson and Louis Finkelstein, eds., Science Philosophy and Religion: Second Symposium (New York: Conference on Science, Philosophy and Religion in their Relation to the Democratic Society, 1942) 213.
  6. David A. Hollinger, “Science as a Weapon in Kulturkampfe in the United States during and after World War II,” Isis 86:3 (1995): 440–454; in Reisch, see especially 159-161.
  7. For the general aims of the Conference, see Van Wyck Brooks, “Conference on Science, Philosophy and Religion in Their Relation to the Democratic Way of Life,” in Science, Philosophy, and Religion: A Symposium (New York: Conference on Science, Philosophy and Religion in Their Relation to the Democratic Way of Life, Inc., 1941), 1-11 and the article “79 Leaders Unite to Aid Democracy,” New York Times, June 1, 1940.
  8. Brooks, “Conference on Science, Philosophy and Relgion in Their Relation to the Democratic Way of Life,” 8.
  9. “God and the Professors,” in Science, Philosophy, and Religion (New York, 1941), 127-8. In Adler’s rather elastic definition, “posivitism” consists of “the affirmation of science, and the denial of philosophy and religion” (127).
  10. Jacques Maritain, “Science, Philosophy, and Faith,” 178-9.
  11. Hudson Hoagland, “Some Comments on Science and Faith,” 34.
  12. Since most of the distinctions that Morris draws can be found in speech act theories it is not entirely surprising that he puts in a brief appearance in Volume I of Habermas’ Theory of Communicative Action (see I:276).
  13. There is a useful discussion of Morris typology in David Bastow’s discussion of the book in Religious Studies 11:3 (1975): 378–381.
  14. In this context, it is worth pointing out that, around this time, Morris wrote a rather interesting article on Nietzsche: “Nietzsche–An Evaluation,” Journal of the History of Ideas 6:3 (1945): 285–293.
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“Counter-Enlightenment” in English (1908-1942) (Fabricating the “Counter-Enlightenment” Part III)

The two previous posts in this series examined nineteenth and early twentieth-century German uses of the term “Gegenaufklärung” and argued, contra Zeev Sternell, that the term does not seem to have been generally adopted as a convention for referring to opponents of the Enlightenment until the first decades of the twentieth century. Further, it is clear that the term has consistently been used to describe positions held by others, rather than as a characterization of the position that individuals themselves hold. Finally, some of the “others” to whom the term has been applied included figures (e.g., “materialist” followers of Darwin) who have sometimes viewed as part of a tradition associated with “the Enlightenment.” In other words, what we take to be “the Enlightenment” represented, for those defenders of a “true enlightenment” grounded in religion, a “Gegenaufklärung.” This last point is, at least for me, the most intriguing, since it suggests that the marshaling of the term “Gegenaufklärung may have been a way of continuing the dispute over what counts as “true enlightenment” after the conventional juxtaposition “true” and “false” enlightenment began to fade.

This post is the first of two posts examining English uses of the term prior to Isaiah Berlin’s 1973 article on the topic in the Dictionary of the History of Ideas. As in previous posts, I will begin by summarizing Zeev Sternhell’s claims about the history of the term and then proceed to explore what he missed.

Tallying the Occurrences in English

Sternhell’s discussion of the history of the term in English goes as follows:

In English, the term “Counter-Enlightenment” had existed for at least some fifteen years before it was used by Isaiah Berlin, who believed he might have invented it. It was employed by William Barrett, an American professor of philosophy well known in his time, editor of The Partisan Review. Barrett was one of the first American academics to introduce existentialism to his countrymen. It is not surprising that it was precisely in a book on existentialism that this Nietzschean concept appeared. It was, however, undoubtedly due to Berlin’s innate talent for the popularization of formulas that the term “Counter-Enlightenment” became accepted in the English-speaking world.1

Sternhell bases this history on Robbie Wokler’s contribution to the volume he edited with Joseph Mali on Berlin’s concept.2 But by the time of the French publication of Sternhell’s book, Graeme Garrard had already noted that there were two other uses of term prior to Berlin’s dictionary entry.3 Lewis White Beck employed it in his Early German Philosophy (1969) as the title for a chapter that discussed the work of Jacobi, Hamann, and Herder, at least two of whom would loom large in Berlin’s discussion of the concept.4 And, prior to its use in Irrational Man, William Barrett used the term in a 1949 article in Partisan Review.5

More recently, Henry Hardy turned up four earlier uses of the term, the oldest of which dates from 1908.6 With the addition of an appearance of the term in an article by Daniel Aaron (which I turned up several years ago while searching for usages on JSTOR) that was inspired by Barrett’s Partisan Review piece, we wind up with eight occurrences of the term in English prior to Berlin’s 1973 article:

  1. Charles Gray Shaw, The Precinct of Religion in the Culture of Humanity (New York: MacMillan, 1908) 9.
  2. Charles Gray Shaw, “Culture” in James Hastings et. al. (eds), Encyclopædia of Religion and Ethics (Edinburgh, 1908–26), iv 358.
  3. John Tate Lanning, “The Reception of the Enlightenment in Latin America,” in Arthur Preston Whitaker ed., Latin America and the Enlightenment, (New York, 1942), 86.
  4. Charles Morris, “Empiricism”, Religion, and Democracy,” in Lyman Bryson and Louis Finkelstein (eds), Science, Philosophy and Religion 2nd symposium (New York, 1942), 214
  5. William Barrett, “Art, Aristocracy, and Reason,” Partisan Review XVI, no. 6 (1949): 658–665.
  6. Daniel Aaron, “Conservatism, Old and New,” American Quarterly 6, no. 2 (Summer 1954): 99–110,
  7. William Barrett, Irrational Man; a Study in Existential Philosophy (Garden City, NY, Doubleday, 1958).
  8. Lewis White Beck, Early German Philosophy: Kant and His Predecessor (Cambridge: Harvard, 1969), 8, 11, and Chapter 15.

In what follows, I will take a closer look at items 1-4 on this (likely still incomplete) list and see what they tell us about the career of the term “Counter-Enlightenment” in English.

Charles Gray Shaw and the English Appropriation of the Term

Shaw_1908_The Precinct of Religion in the Culture of HumanityI first learned about Charles Gray Shaw’s 1908 usage of the term in May 2011 when David Marshall (who  delivered a fine paper on various misinterpretations of Vico as a “counter-Enlightenment” thinker at the same panel at the January 2011 American Historical Association meetings where I’d discussed the context of Barrett’s initial use of the term) altered me that he’d turned up this surprisingly early use of the term while searching on Google. Neither of us could make much sense of how (or for that matter why) Shaw was employing the term and neither of us had the faintest clue as to who Shaw was beyond the brief description that appears under his name on the title page of The Precinct of Religion in the Culture of Humanity: “Professor of Philosophy in New York University.  Author of Christianity of Modern Culture.”

As chance would have it, I ran into Shaw’s name again this June in the course of my discussion of the history of the term “scientism” when I stumbled upon his 1919 book The Ground and Goal of Human Life (I was led to the book in the course of trying to make sense of a massive uptick in the use of this term around 1920). Trying to learn something about his work I searched for discussions of him on JSTOR and, in addition to finding a fair number of (largely unhelpful) reviews of his books, I discovered that he seems to have been a quite productive scholar, publishing regularly in such venues as The International Journal of Ethics, The Biblical World, The North American Review, The American Journal of Theology. I asked a colleague who works on the history of American religion about Shaw and was told that, while the name seemed to ring a bell with him, he had no idea who Shaw was.

Over the Thanksgiving break I finally did what I should have done months before and searched the New York Times historical database, where I turned up a 1949 obituary with a title that was tailor-made to quicken the pulse of a hard-working member of the Freemasonry of Useless Erudition: “Dr. Charles Shaw, at NYU 42 Years: Philosophy Professor Emeritus, Author and Epigramist Dies — Irked Mussolini.”7 A philosophy professor who managed to “irk” Mussolini? Interesting! (usually they just annoy their colleagues).

Here is how the Newspaper of Record summed up the man’s life:

Dr. Shaw was a well-known author, housing authority and homespun epigramist. Born in Elizabeth, N. J. … he was a descendent of John Alden. He took his B. L. degree [sic: the title page of The Precinct of Religion lists Shaw as holding a B.T. degree rather than a B. L.; given Shaw’s initial focus on theological questions, I’m inclined to think that the Times was mistaken] at Cornell University in 1894 and his Ph.D. at New York University three years later. Afterwards he studied at the universities of Jena and Berlin and started in 1899 as an assistant Professor of Philosophy at New York University.

In 1904 he was named Professor of Ethics, and in 1920 Professor of Philosophy. He retired in 1941.

One of Dr. Shaw’s pronouncements which caused much discussion was his statement that only morons whistled. He said no great or successful man ever whistled. It was indignantly announced in reply from Rome that Mussolini whistled, which seems to indicate that Dr. Shaw was right, but which caused him to be embarrassed at the time.

Other of his sayings were that laughter would have no place in “a future sober world,” that knickerbocker trousers were “fatal to democracy,” that college boys often know more than their teachers, and that American women had culture but not American men. …

A list of his books follows (11 titles between 1906 and 1937), along with information about his activities as an editor (e.g. he was responsible for something called The 101 World’s Classics). We also are informed that he was a contributor to the Encyclopedia of Ethics and Religion, the Encyclopaedia Britannica and “to many magazines.” The obituary closes with a brief note on his service in the public sphere:

A persistent campaigner for better housing, he devoted much time to slum-clearance projects and served in 1927 and 1928 as secretary of the National Housing Committee for Congested Areas.

This is probably more than anyone needs to know about Shaw, but one point may well be significant: his having studied at Jena and Berlin in the final years of the nineteenth century.

As we saw in the previous installment, the earliest published uses of the term Gegenaufklärung to designate a tradition of thought that emerged in the wake of and in reaction to the Enlightenment date from the 1920s, though the term had begun to turn up in a more polemical content as early as the first decade of the twentieth century. I am leery of placing too much confidence in these dates (I prefer to use the Ngram as a check on rash generalizations, rather than as proof positive of how terms are being used), but it seems plausible that, prior to these published appearances of the term, the concept may have enjoyed a modest currency, either in works that the Ngram has not flagged or in unpublished papers or lectures. So, it is conceivable that, during his time in Jena and Berlin, Shaw might have encountered the term.

What is striking about Shaw’s use of the term — in contrast to the often puzzling examples we found when plowing through the early German uses of — is how familiar it seems. The Precinct of Religion begins with a “Historical Introduction” that is recognizably Hegelian in its provenance:

In modern philosophy, two periods contrived to produce a philosophy of religion: first, there came the age of enlightenment which covered the seventeenth and eighteenth centuries; then there followed the period of culture from the French Revolution to the present. Here [i.e., in what Shaw sees as “the age of enlightenment] there was analysis which culminated in the Kantian philosophy; there [i.e., in what Shaw dubs “the period of culture’] was found synthetic movement which had its beginning with German idealism (2).

Shaw, however, stresses that any account of “those modern conditions which have made religious thought possible” must “investigate something more than clearly marked periods and leading personalities”: his goal is to construct an account that explores an ongoing dialectic between “religion” (which has its origins “in the depths of man’s spiritual nature”) and the various forms of “speculative philosophy” that have attempted to articulate this fundamental impulse.

The historical sketch he offers begins with a discussion of the how the “age of enlightenment” (which originates with Descartes’ distinction between mind and body and Hobbes’ “hedonistic” account of morality) gave rise to a “crass system of religious thinking,” which

Ignoring intuition in its zeal for inference, flouting history in its enthusiasm for reason, … failed to penetrate to the psychological essence and spiritual character of human worship (6-7).

German philosophy, however, “was not so premature” in its embrace of Deism and, hence “did not follow the regressive course which modern philosophy elsewhere had been founding” (7).  After a few pages that discuss the shortcomings of Deism, we find the following:

Assuming, this we may safely do, that history teaches philosophy in an exemplary fashion, a glance at the counter-Enlightenment will aid in clarifying the modern concept of religion. This period, while not marking out the religious precinct, sufficed to negate the false ideal of rationalists and served to prepare the way for Kant and the modern constructive thinkers. Here may be noted that the attack on the Enlightenment inaugurated by Vico and Voltaire, Hume and Lessing. One hundred years after the appearance of Herbert’s “De Veritate,” Vico produced “Scienza Nuova” as a foundation work in the philosophy of history. Vico criticizes Grotius, Hobbes and Puffendorf among the jurists as those who indicated a false beginning for civilization, while he himself returns to the actual beginning of human culture in the naïve idea of the primitive man. From such a genuine beginning, which saw the poetical rather than the political and the original man, he proceeds to outline the development of mankind according to the threefold plan of naturistic [sic], heroic, human. To the plan of Vico’s new science Voltaire adds no substantial principle, yet his “Essai sur les moeurs des nations” reflects a historical spirit counter to Deism and directed towards the scientific ideals of the present.

Hume and Lessing nullify the programme of natural religion, when one points out that, not reason, but “custom is the great guide of human life,” and the other regards revelation as “the education of human race.” (9-10)

Despite the presence of Vico, this is not quite Isaiah Berlin’s “counter-Enlightenment” (the idea that Voltaire as a “counter-Enlightener” is a bit hard to reconcile with Berlin’s tale of French philosophes and their mostly German opponents).8 But it comes close.

Shaw made no further use of the term in The Precinct of Religion, though he did employ it again (as Hardy notes) in the article he wrote on “Culture” for the Encyclopædia of Religion and Ethics. Perhaps because Shaw focused here on the history of the concept of culture, rather than the relationship between culture and religion, the account is somewhat easier to follow. As before, “the Enlightenment” (and I should note that while Shaw tended to eschew the capital when speaking of “the age of enlightenment,” he consistently employed “the Enlightenment” in his discussion of the period in The Precinct of Religion) is seen as marked by a “rationalistic spirit, political earnestness, and relentless criticism of religion” that “removed it from the Graces” and yielded “a static system of natural religion (Herbert), of natural rights (Grotius), as also a naturalistic system of ethics (Hobbes) and of knowledge (Locke).” Naturally, such an arid and unappealing system of thought was bound to meet with opposition.

This blind rationalism, however, was destined to undergo repudiation, and in the Counter-Enlightenment of Rousseau, Vico, Lessing, and Herder the counter-problem was rehabilitated (358).

Shaw more or less follows the pattern that Jonathan Knudsen (in one of the last works of his much too brief career) detected in nineteenth-century German historicists: their “emptying the Enlightenment of a sense of history” positioned them to appropriate it “exclusively to itself.”9 In much the same fashion, Shaw constructs a thoroughly “rationalist” Enlightenment, and then proceeds to slot any eighteenth-century thinker who doesn’t conform to this image into something called the “Counter-Enlightenment.”

There is, however, one difference between this account and Shaw’s earlier book. While Kant appeared in The Precinct of Religion as a “rationalist” member of the Enlightenment, he turns up here as one of the founders of “Romanticism”, the age which finally begins to appreciate the concept of culture:

The age of culture began as Kant emerged from rationalism, and by means of philosophic criticism transcended the conceptual views of the Enlightenment (359).

One might ask, why this change? It would appear that, while Shaw was content to consign Kant to the arid world of the Enlightenment on the basis of his essentially “Deistic” account of religion, he was forced to reposition Kant in his history of culture because Kant employed the term “culture” in the Critique of Pure Reason.  Because Shaw takes it as a given that the “blind rationalism” of the Enlightenment ruled out the possibility that  those involved in it would have any sense of the importance of “culture,” anyone who invokes the concept of culture is, by definition, not part of the Enlightenment. And thus the lines of division are kept clean and history kept simple.

Counter-Enlightenment as Historical Concept and Contemporary Threat

It is not difficult to understand the appeal of the term “Counter-Enlightenment”: Revolutions breed Counter-Revolutions and the Reformation was met by a Counter-Reformation. Why shouldn’t the Enlightenment get to have a Counter-Enlightenment? After all, since at least 1938 Renaissance scholars have been invoking something called the “Counter-Renaissance.”10

Used in this fashion, the term “Counter-Enlightenment” resides somewhat uneasily in the no-man’s land between those terms that designate particular periods (e.g., the Renaissance) and those terms that specify distinct intellectual movements (e.g., Surrealism). There are a fair number of other concepts wandering about in that no-man’s land, most of them distinguished by an uncertainty as to whether they are quite robust enough to be treated as marking a complete break with the age that preceded them (as “Romanticism,” in some quarters, is seen as doing vis a vis “the Enlightenment”) or whether they are doomed to play the role of guerrillas condemned to wage an inconclusive battle in the enemy’s country. But we can delay an assessment of the utility of the term “Counter-Enlightenment” until we have completed our survey of the way in which it has been used. For now it may be enough to note a significant difference that appears in the two examples that Hardy picks up from the 1940s.

First, consider John Tate Lanning’s chapter “The Reception of the Enlightenment in Latin America” in the 1942 collection Latin America and the Enlightenment. Having discussed the appropriation of ideas associated with the Enlightenment, he goes on to “look at the opposite side of the coin”: the resistance that Scholastic approaches offered to the “experimentalism” associated with the Enlightenment. Noting that while the “force of inertia operated on the side of the status quo” the same “lethargy which at first retarded philosophical change” also “served to restrain opposition to such innovation.”

Most moderns were astute enough to blend their doctrines with the conventional formulas either to avoid disastrous open clashes or because they were actually part liberal and part conservative. At no definite point, except in individual cases, could one say the Peripatetic ended and the experimental began (85).

In considering such struggles, Lanning notes that “Lima offers an exceptional theatre upon which to observe the play of the counter-Enlightenment” (86). And that is the last time we see the word. Like a good historian, Lanning spends the rest of his chapter exploring the struggles of individuals, individuals who — as he has already hinted — were never completely at one with either “the Enlightenment” or “the Counter-Enlightenment.”

Now consider the way the term is used by Charles W. Morris in his contribution to the Second Symposium on Science, Philosophy and Religion. Morris is not writing history. He sees himself, instead, as engaged in a struggle that may ultimately determine the fate of democracy. Searching for potential converts to the empiricist cause he observes that

there are large groups of persons among the youth, the workers, the artists, the religionists, the scientists, the technologists for whom the older religious and political symbols — claiming a special metaphysical sanction – have lost their force. If there is confusion in contemporary culture, there are also deep sources of energy, frustrated aspirations, new beginnings, movements hovering on the verge of consolation, untapped sources of heroism. If the empiricist can overcome his own frustrations, and develop or encourage others to develop a clear program for living, he may rally these forces for a powerful, integrated, and perhaps successful opposition to the counter-Enlightenment and counter-Reformation which threatens to spread over mankind. (214).

Used in this way, “counter-Enlightenment” refers not to something —be it a period or a movement — that lies somewhere in the past. It designates a contemporary threat, a movement that, if successful, may herald the arrival of a new age of darkness. This is not how Isaiah Berlin used the term, but it is very much the way in which Zeev Sternhell tends to think about the concept when he proceeds to narrate a history of an “anti-Enlightenment tradition” that includes, among its leading figures, someone named Isaiah Berlin.

The context in which Charles W. Morris was using the term “counter-Enlightenment” and the way in which this particular sense of the term was taken up by William Barrett may be of some help in trying to make sense of how Sternhell arrives at this peculiar result. Since this post has gone on long enough (and I have a pile of papers and exams that are about the descend on me), we will have to deal with that in the next installment.

To be continued …

  1. Zeev Sternhell, The Anti-Enlightenment Tradition (New Haven: Yale University Press, 2010) 3
  2. Joseph Mali and Robert Wokler, eds., Isaiah Berlin’s Counter-Enlightenment, Transactions of the American Philosophical Society 93, no. 5, New Series (2003): 13.
  3. Graeme Garrard, Counter-Enlightenments: From the Eighteenth Century to the Present (Abingdon: Routledge, 2006).
  4. Lewis White Beck, Early German Philosophy (Cambridge, MA: Harvard University Press, 1969) 361-392.
  5. William Barrett, Irrational Man (Garden City, NY: Doubleday, 1958) 244; Barrett, “Art, Aristocracy, and Reason,” Partisan Review XVI, no. 6 (1949): 663-664.  For Garrard’s discussion, see Counter-Enlightenments: From the Eighteenth Century to the Present (Abingdon: Routledge, 2006) 2.
  6. This list appears as a footnote in his “Editor’s Preface” to new edition of Berlin’s Against the Current (Princeton: Princeton University Press, 2013) xxv.
  7. “Dr. Charles Shaw, ” New York Times, July 29, 1949, 21. I may have something more to say about Shaw’s dust up with Mussolini in a later post.
  8. For a later discussion of Voltaire that sheds some light on this interpretation (but eschews the term “counter-Enlightenment”) see Shaw, Trends of Civilization and Culture (New York: American Book Company, 1932), 90-91.
  9. Jonathan Knudsen, “The Historicist Enlightenment” in Keith Michael Baker and Peter Hanns Reill, What’s Left of Enlightenment? : a Postmodern Question (Stanford, Calif: Stanford University Press, 2001). 39-49)
  10. Berlin himself noted that his use of the term Counter-Enlightenment might have been inspired by Hiram Haydn’s The Counter-Renaissance (New York Scribner, 1950).   See Baird W. Whitlock, “The Counter-Renaissance,” Bibliothèque d’Humanisme et Renaissance 20:2 (1958): 434–449 for earlier uses of the term.
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