On the Genealogy of “Scientism” (Part I)

Last Monday I flew back from two weeks in Spain, where I interrupted my research on Pintxospintxos long enough to attend the Sixteenth International Conference on the History of Concepts. On Tuesday, I staggered into my first class, which — as chance would have it — was also the day when Jon Stewart ended his hiatus from The Daily Show. As chance would also have it, a few days later Leon Wieseltier published a response on the New Republic website to the rejoinder that Steven Pinker had written, about a month earlier, to the series of attacks on “scientism” that had been appearing in the New Republic.  Among their number was the commencement address Wieseltier delivered at Brandeis University back in May.

Earlier in the summer, when I was laboring under the illusion that the fool’s paradise in which we academics reside during those months that Daniel Bell once named as the three most compelling reasons for becoming an academic would last forever and I could waste my time dealing with such matters, I posted a few unpleasant comments on Wieseltier’s commencement address, which struck me as (shall we say?) not without its shortcomings. I also read Pinker’s response, but since it was already August and the intimations of the morality of my summer hiatus were already knocking at my door, I figured I should let this all slide and spend my time thinking about Michel Foucault and Jürgen Habermas. It helped that the New Republic website directed readers of Pinker’s article to a discussion of these matters by Philip Kitcher dating from March 4, 2012, “The Trouble with Scientism: Why History and the Humanities are Also a Form of Knowledge.” Kitcher’s article struck me as far more lucid, temperate, and sensible than Wieselteir’s Brandeis address, but I may have been biased in favor of Kitcher’s discussion because (a) it recognized that historians were also part of “the humanities” and (b) it began with a discussion of Benjamin Britten’s War Requiem (and I’m a sucker for discussions of the War Requiem).

That Pinker’s piece was almost immediately followed by (of all things) a video of Leon leonwieseltierWieseltier explaining why science “doesn’t have all the answers” was enough to suggest that this discussion was spiraling downward into the sort of Public Intellectual death matches that those of us who aspire to the role of peaceful members of the Freemasonry of Useless Erudition would be well-advised to avoid. I feared that the next step would be for Pinker and Wieseltier to pitch PBS a pilot in which they would host a sort of upmarket version of Crossfire with Pinker playing the role of Paul Begala — albeit a Paul Begala who had somehow gotten hold of Peter Frampton’s now-departed hair (for reasons that should be obvious, I think Mr. Frampton looks much better without it) — and Wieseltier as a Tucker Carlson with a better vocabulary and worse tailor. All of this would have been reason enough, were further reasons needed, for me to head for Spain and begin my pursuit of pintxos.

Now that Jon Stewart is back on the job we can hope that he will find his way to the offices of the New Republic, take these quarrelsome fellows  aside, and tell them to stop hurting America. Until then, the rest of us can marvel at the fact that (as Patchen Markell has noted elsewhere), with the publication of Wieseltier’s “Crimes Against the Humanities: Now Science Wants to Invade the Liberal Arts” the New Republic has finally found an invasion that it can’t support.

But though I know I should simply write this odd little dustup off as something that happens when A-List Public Intellectuals find themselves with more time on their hands than they should, I find that I can’t. What keeps me coming back to it is the word “scientism” itself.  It’s a term that I recall hearing tossed around back during my graduate school days and encountered more recently in certain of Karl Popper’s letters to Isaiah Berlin (though Popper tended to prefer “scientivism”), but which I assumed had long ago faded from usage. When I mentioned this to a younger colleague, she recalled that the term had some currency during her graduate school days. This suggests that getting worked up about scientism may be one of those things that a fair number of us did when we were in graduate school, but got over once we became well-functioning cogs in the machinery of the higher education branch of the culture industry. This might explain why I found the return of the word to be (as my colleagues in Comp Lit like to say) Unheimlich.

So, I thought I’d devote a couple of posts to exorcising this unwelcome ghost. This installment will focus on the provenance of the term. Next week I’ll take a look at how it works. And then, if all goes well, I will never think about this ugly, stupid word again.

A Note on Usage:  Science, Scientists, and Scientism

We might begin by noting that the word itself has an inherent shortcoming:  it is not clear how we go about designating those who engage in “scientism.” If an atheist is someone who embraces the doctrine of atheism and an onanist is someone who …  well, never mind … then wouldn’t someone who champions the cause of scientism have to be a scientist? Of course not. For, as we shall see, critics of “scientism” regularly insist that “scientism” is not equivalent to “science” and science is what real scientists do.  This would seem to suggest that, since science is done by scientists,  scientism must be the activity in which “scientistists” are engaged. All it takes but one attempt to utter the word “scientistists” and the problem should be clear.

Since the next post will look at the way the term scientism works in more detail it will be enough, for now, to note that scientism would seem to be one of those terms that refer to doctrines that  other people hold (it might be noted that “deism” would appear to have started out this way as well, though — since the word “deist” rolls of the tongue more easily than “scientistist” those who accused others of engaging in “deism” also had a convenient name for those who embraced the doctrine). The fact that those who are concerned about “scientism” have no name to designate those who engage in this practice seems to have provided Pinker with the opening that he tried to exploit in his rejoinder to Wieselthier: since Pinker, of course, is a “scientist” (and Wieseltier, of course, is not), he suggests that he and his fellow scientists should try to reclaim the much-abused term “scientism” as a description of their general standpoint.

But this, of course, is not the way in which “scientism” has tended to be used.  Wieseltier may criticize scientism, but he insists that he has nothing but love for science. In his response to Pinker he stresses:

Science is a regular source of awe and betterment. No humanist in his right mind would believe otherwise. No humanist in his right mind would believe otherwise.

That’s right: so deep is Wieseltier’s love for science that he tells us, first in Roman, then in Italic, that humanists would be deranged not to view science as “a regular source of awe and betterment” (we can assume that Wieseltier also believes that no humanist in her right mind would believe otherwise and we can delay a consideration of  the weasel word “regular” until next time).

Wieseltier made the same point back in May when he insisted:

Scientism is not the same thing as science. Science is a blessing, but scientism is a curse. Science, I mean what practicing scientists actually do, is acutely and admirably aware of its limits, and humbly admits to the provisional character of its conclusions; but scientism is dogmatic, and peddles certainties. It is always at the ready with the solution to every problem, because it believes that the solution to every problem is a scientific one, and so it gives scientific answers to non-scientific questions. But even the question of the place of science in human existence is not a scientific question. It is a philosophical, which is to say, a humanistic question.

There is little in this quotation is particularly novel: as we shall see, the appeal of the term “scientism” has long resided in its enabling those who deploy it to distinguish what they see as a set of practices (“science”) that pose no particular threat to that set of practices whose integrity they seek to defend (in Wieseltier’s case, “the humanities”) from another set of practices (“scientism”) that do.  The difference between “science” and “scientism” is sometimes underlined by preceding “science” with adjectives such as “true” or “real.”  For Wieseltier (but, as we shall see, not just for Wieseltier) the metaphors that characterize the difference tend to be framed in terms of  a violation of boundaries: “science” knows its place, but “scientism” doesn’t.

How Long Has This “Scientism” Business Been Going On?

A quick, and admittedly dirty, sense of how long people have been tossing this term around can be gotten by constructing an Ngram and poking around a bit in the samples that Google allows us to read. Here’s an unsmoothed Ngram, which also serves as a cautionary lesson in trusting what the Ngram tells us about words like “scientism”:

Scientism

Obviously, something rather odd seems to be happening around 1920.  With the smoothing turned back on, this peculiar spike is suppressed and we have a more or less steady rise in the term across the next several decades.  But we should resist that temptation: it is better to be clear that Ngrams are doing strange things than to pretend that they aren’t (and note that pointing out the limits of using the Ngram is a cheap and easy way of inoculating oneself against the charge of creeping “scientism”). The lesson to be drawn from this exercise is that “scientism” is a rather rare word and, as a result, subject to wild vacillations. Here (and in many other cases), it might be best to regard the Ngram as a sort of visual finding aid for the archive of volumes that Google scanned: it suggests which parts of the archive might be worth investigating, but to make any sense of what is happening, we will need to poke around in the examples and see what it is that is producing these erratic peaks.

Once we do, it becomes a bit clear what was going on. In 1919 the American theologian Charles Gray Shaw’s The Ground and Goal of Human Life was published by New York University Press.1 The word “scientism” appears in it at least 100 times. Given the relative rarity of the word “scientism” this will be more than enough to make the Ngram resemble the price chart for a stock that a hedge fund’s computer program has decided to purchase, perhaps for reasons that are known only to the now-retired programmer. At around the same time, Charles Cestre used the word in a somewhat different sense in an article on the labor situation in the American Review of Reviews 61 (1920) p. 55:

Cestre Scientism

The American Review of Reviews added a few more hits by subsequently republishing Cestre’s article in some sort of annual collection that they produce. Finally, there are a few other uses of the word around this time (which need not detain us). The result of this sudden convergence of texts invoking the term “scientism” is a wave so massive that, if you look closely at the Ngram, you will see George Clooney and Mark Wahlberg drowning in it.

Were further lessons needed as to why, despite its charms, one should be very suspicious about what the Ngram viewer is serving up can be learned by looking a snippet (Google does not let us see the entire text) from The Dublin Review (Vol. 204, p. 189) that, according to Google, dates from 1836:

… be tempted to call it scientism, if it were not for the fact that its first result is to destroy, together with the rationality of science, its very possibility.

This example would appear to have a surprising resemblance to current conventions of usage but, as it turns out, Google’s metadata is wrong: the proper date for the text is 1939, not 1836.2 Indeed, as far as I have been able to determine, all of the usages of the term “scientism” prior to 1850 turn out to be in Latin.

There are, however, a few legitimate appearances of the word during the latter part of the nineteenth century. We find a bit of Enlightenment bashing in the editors’ introduction to an 1868 edition of Bishop Thomas Percy’s naughtier writings: “The middle of the 18th century was a time of mechanistic, factitious scientism that infected even poetry ….”3 It turns up again in the concluding paragraph of the translation of Karl Rosenkranz’s discussion for Hegel’s Phenomenology of Spirit that appeared in an 1872 issue of the Journal of Speculative Philosophy.4 The term also appears with some frequency in religious writings, particularly in the context of arguments against Darwin. Indeed, it seems to have been so popular in this context that Christian Evidences, a thematically-organized 1889 compendium of short extracts from various texts, devoted a section to “Scientism”, which included the following passage:

Scientism is pedantry. Science itself is modest and intelligent, and amongst other points of knowledge knows its place and keeps it.5

And with this, we have  arrived at a usage that looks rather like Wieselthier’s.

One of the more extended treatments of the notion can be found in James John Garth Wilkinson — a “Fellow of the Royal Geographical Society” — who offered a discussion of the “Plagues of Scientism” in his The New Jerusalem and the Old Jerusalem: The Place and Service of the Jewish Church among the Aeons of Revelation, with Other Essays(London: James Speirs 1894) p. 291.6  It begins this way:

THE PLAGUES OF SCIENTISM.

The countries described in the Word are as we have seen in the internal sense spiritual countries, distinct regions or faculties of the human mind, which itself in the spiritual world is the only map that is known. Regarded in this light it is simply on the one hand an ouranography of goodness and truth, and on the other a genennagraphy of evil and falsity.

The text goes on like this for several more pages before Wilkinson finally clarifies what he means by “scientism”:

It may further be said that modern scientism, — I use the term to distinguish it from true science, — also has its abundant rituals, but which belong to the egotistical intellect, and to no church. (294)

It would seem, then, that by the close of the nineteenth century, the paradigm for contrasting “science” and “scientism” was more or less set. Ever since then, those who positioned themselves as critics of “scientism” have been able to stress that they have no objection to what they take to be “true science” but are concerned only to resist those false forms of science that do not know their proper place.

In the next (and, I hope, the final) installment on these matters, we will take a closer look at how the particular rhetorical advantages that those who employ the term “scientism” derive from its use.  I trust that by then my longing for pintxos may finally have faded.

Pintxos 2

  1. I spent an afternoon earlier this summer skimming Shaw’s book and reading a few of his articles. He seems to have been a well-respected and quite competent theologian, who published widely in the major theological journals. But I have no competence in the history of twentieth-century American theology and have no way of evaluating the significance of his work.  
  2. Fortunately, this error was flagged by a helpful user.
  3. J. W. Hales and F. J. Furnivall, eds. Thomas Percy, Loose and Humorous Songs (London, 1868) v.
  4. Karl Rosenkranz, “Hegel’s Phenomenology of Mind,” The Journal of Speculative Philosophy, 6:1 (1872), pp. 53-82
  5. Henry Donald Maurice Spence-Jones, Charles Neil, and Joseph Samuel Exell, Christian Evidences. The Holy Spirit. The Beatitudes. The Lord’s Prayer. Man, and His Traits of Character (Funk & Wagnalls, 1889) 197
  6. Wilkinson employed the term in other works as well, though listing them all here would be too pedantic even for me.  As Clint Eastwood once advised, “A man must know his limits” (advice which, as his encounter with that empty chair demonstrated, he found himself unable to follow).
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Reviews Revisited: Klaus Epstein on Fritz Valjavec

One of the great benefits of journal archives such as JSTOR and Project Muse is that it is possible, while searching for a particular article, to stumble across something that you didn’t know existed. In a way, it’s a bit like going into the library to find a book and coming away with a few better ones.

A few years ago, I was trying to tracking down a reference to an article by Klaus Epstein and, in the process, came across his 1963 review of Fritz Valjavec’s Geschichte der abendländischen Aufklärung.1 For those unfamiliar with Epstein’s work, he is best known as the author of The Genesis of German Conservatism (1966), a wide-ranging study of German thought between 1770 and 1806 that remains an essential guide to the late Enlightenment. His career was cut short when he was killed, at the age of 40, in an auto accident. While he had been a quite productive scholar, his early death made everything he wrote all the more precious, so I eagerly read the review. If there’s ever a hall of fame for scholarly reviews, it should be among the first ones to be inducted.

Valjavec had been the director of the Munich Institute for the Study of South Eastern Europe and his posthumously published overview of the Enlightenment would become one of those texts that, I suspect, is cited much more frequently than it is actually read. Epstein opened his review with a sentence that lets the reader know that, before things are finished, there is going to be quite a bit of blood on the floor.

The History of the Enlightenment is a work which shows amazing – though evidently somewhat erratic and arbitrary – erudition in most European languages; its chief fault is that it frequently degenerates into a catalogue-like accumulation of miscellaneous information without much – and least of all new – interpretation.

A page of careful summary follows (aspiring reviewers should watch and learn: be sure to cover the territory before you strike the final blow) and then, in the final paragraph, the verdict — which begins in a deceptively tentative mode, but gathers force as it proceeds – is delivered:

The basic flaw of the volume, if it is a flaw, is the lack of a distinctive point of view, whether intellectually or morally. Valjavec had an eclectic mind which was better at absorbing different opinions than choosing between them; the best way to avoid choice is merely to accumulate materials in the name of objective scholarship. The reader never knows where the author really stands; this particular reviewer would have liked to see a more explicit appreciation of the great enlightenment legacy of humanitarianism, reformism, reasonableness, cosmopolitanism, and pacifism. But any point of view is better than none; authors and readers should choose between a defense of the age, like Peter Gay’s Voltaire: The Poet as Realist, or an attack upon it, like Carl Becker’s Heavenly City, or an explicit and differentiated middle position. They should avoid mere blandness, however disguised as encyclopedic erudition, when dealing with a movement that is far from merely historic but strikes at the basic cords of the “human condition” even today.

The reader (well, this reader anyway) might pause to wonder whether it is really obligatory for studies of the Enlightenment to praise or blame it. What is it about the Enlightenment that compels us to treat it as if we are still its contemporaries and leads us to think that we need to take sides? Isn’t this the essence of what Foucault once described as “the blackmail of the Enlightenment”? But, as it turns out, this isn’t really Epstein’s point. He grants the possibility of “an explicit and differentiated middle position” (which, I suppose, means something like “this part is good, but that part is not”) and, in any case, what needs to be avoided would seem (at first glance) to amount to nothing more than the sort of overwhelming, deadening blandness that he finds in Valjavec.

But — and this is where the peculiar genius of the review lies — it turns out there are more serious problems than Valjavec’s blandness. The second sentence in the passage quoted above has far-reaching implications. Valvajec’s mind was “better at absorbing different opinions than choosing between them” and it is this inability to choose that goes a long way towards explaining why the “flaw” that Epstein notes at the outset is, indeed, a flaw. For it turns out to be a moral flaw, rather than an intellectual one. The brief opening paragraph of the review closed with a sentence that – seemingly tossed out as an aside – lingers uneasily over the rest of the review. Epstein notes that Valjavec’s work had been published posthumously and goes on to observe that the “accompanying biographical panegyric” by the book’s editor “is interesting in summarizing Vljavec’s scholarly achievements while leaving his political affiliation from 1933 to 1945 unmentioned.”

That’s it. Nothing more. But it turns out to be enough.

Epstein’s contemporaries may have been wondered what the failure of Valjavec’s book on the Enlightenment to take a stand, either morally or intellectually, vis à vis its subject matter might have to do with the stand that Valjavec might have taken in the years between 1933 and 1945. Forty years later, the German historians Gerhard Seewan, Michael Fahlbusch, and Norbert Spannenburger filled in the missing biographical details.2 Valjavec took up his post at the Munich Institute in 1935 and, in the years that followed, worked hard to transform it into a center for “combative scholarship” that provided ideological support for National Socialist ethnic policies. Crossing the (admittedly murky) line that separates rank opportunism from outright complicity, he was sent to Russia in the summer of 1941, where he lent linguistic and clerical support to the Einsatzgruppe operating in the area.

Hence the force of the charge that Epstein was leveling. It is not just that Valjavec was unable to take a stand, for or against, the Enlightenment. Epstein’s problem with Geschichte der abendländischen Aufklärung is that the book was the result of that same plodding thoroughness that, twenty years before, its author had used to assemble materials on the various ethnic groups who had the misfortune to dwell in lands occupied by the Third Reich. Readers of Geschichte der abendländischen Aufklärung, Epstein seems to be suggesting, might want to keep this in mind.  Good books can, of course, be written by bad authors.  But one of the questions that has continued to haunt me after reading Epstein’s review is whether there might be certain works that, whatever their  merits, were the work of authors whose failings should never be forgotten.

  1. Klaus Epstein, “Review: The Enlightenment,” The Review of Politics 25, no. 3 (July 1963): 401–403.
  2. See their essays in Mathias Beer and Gerhard Seewann, eds., Südostforschung Im Schatten Des Dritten Reiches: Institutionen, Inhalte, Personen (1920-1960), Südosteuropäische Arbeiten ;; 119; (München: R. Oldenbourg, 2004).
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A Blazon and a Fetish: Foucault, Habermas and the Debate that Never Was (Conclusion)

Michel Foucault began the first of his 1983 lectures on The Government of Self and Others with a few comments on the peculiar challenges of lecturing to a public with whom — given the nature of the Collège de France — he could have little direct contact, went on to offer a concise (and elegant) review of the line of research he had been pursuing, and closed with a few comments on the text he had chosen as his point of departure:

This week I would like to start with, how to put it, not exactly an excursus: a little epigraph (exergue). As epigraph, I would like to study a text which may not be situated exactly within the reference points I will choose for most of this year. Nevertheless, it appears to me to be very exactly in line with, and to formulate in rigorous terms, one of the important problems that I would like to talk about, which is precisely this relationship between the government of self and the government of others. And, on the other hand, it seems to me that it not only talks about this subject itself, but it does so in a way with which — without too much (or rather) with a little vanity — I can associate myself. It is a text which is something of a blazon, a fetish for me, which I have I already spoken about several times, and which I would like to examine a bit more closely today. This text, if you like, bears some relation to what I am talking about, and I would really like the way in which I talk about it to have some connection with it. The text is, of course, Kant’s Was ist Aufklärung?1

Of course? Well, yes, I suppose: by 1983, Foucault had already made a number of passing references to Kant’s answer to Zöllner’s question and, five years earlier, had delivered his lecture on the question “What is Critique?” to the Société française de philosophie. But if, at this point, it would be hardly surprising for Foucault to allude to Kant’s article, the presence of it at the start of a series of lectures on Greek texts on parrēsia — “frank speech,” for lack of a better translation — might seem a bit strange.

I’d like to close this series of posts on the so-called Foucault/Habermas Debate by trying to make sense of what Foucault found significant in Kant’s peculiar little article. I hope it’s clear by now that much of the literature on this “debate” — a debate that never was — has tended to be barking up the wrong tree: as I’ve noted in earlier posts, it has become increasingly apparent that the tendency to approach the debate from the standpoint of the critique of Foucault in Habermas’ Philosophical Discourse of Modernity does little to clarify what Foucault seems to have found significant in Kant’s essay. And it bears emphasizing that, as I’ve also noted in previous posts, Habermas himself recognized this. As he explained in the eulogy he wrote shortly after Foucault’s death, he’d assumed that Foucault’s invitation to join him in a discussion of Kant’s essay would be an opportunity to “debate various interpretations of modernity, using as a basis for discussion a text that in a certain sense initiated the philosophical discourse of modernity.” But, upon reading the version of Foucault’s discussion of Kant from his 1983 lectures that was published in Magazine littéraire, he came to realize that “this was not exactly Foucault’s intention.”2

So, what was Foucault’s intention? If, unlike Habermas, Foucault did not see Kant’s essay as having “initiated the philosophical discourse of modernity,” what did he think it was doing and why did this matter to him?

Identifying Friends

One place to start is with his off-hand, perhaps ironic, and somewhat self-effacing confession that he had come to treat Kant’s text as “something of a blazon, a fetish.” Foucault was not the only person to use Kant’s text as a fetish: its opening paragraph has been carefully situated at the entry way of countless studies of the Enlightenment, including the one that Foucault reviewed two decades earlier. His discussion of the French translation of Ernst Cassirer’s Die Philosophie der Aufklärung closed by recalling how, at the moment when forces of nationalism were sweeping through Germany, Cassirer went into exile, leaving behind a book that traced the development of a culture that was European, rather than merely German, and showed the role that German thinkers played in creating that culture. For Foucault the peculiar force of the book Cassirer left behind lay in the way it revealed “the calm, irresistible, enveloping force of the theoretical universe” and, in revealing it, “founded the possibility of a new history of thought.” What made Cassirer’s book essential, Foucault concluded, was that it still offered a place from which we “can take our departure.”3 Perhaps there is one fetish that binds together the scattered members of the cosmopolitan Freemasonry of useless erudition: a belief in the magical power of books.

Foucault had nothing more to say about the fetish character of Kant’s essay, but he did discuss the function of blazons in the second hour of his opening lecture. Working his way through the opening paragraph of Kant’s essay, he noted how the final sentence shifts from a description of what Aufklärung is to an imperative that is directed at the reader.

The discourse is no longer descriptive, but prescriptive. Kant no longer describes what is happening but says: “Sapere aude! Have the courage to use your own understanding. That is the motto of Enlightenment.” … I said that this is a prescription, but it is a bit more complicated than that. Kant employs the word “Wahlspruch,” which is motto, blazon. The Wahlspruch is actually a maxim, precept, or order given to others and to oneself, but at the same time — and this is what makes the precept of the Wahlspruch a motto, a blazon — it is something by which one identifies oneself and enables one to distinguish oneself from others. The use of a maxim as a precept is therefore at once an order and a distinctive mark (28).

cropped-minervahead3.jpgThis explanation, which was carried over into the lecture he gave at Berkeley later that year, goes to the heart of what Kant may have been doing when he made Horace’s maxim his own. It is unclear whether Foucault was familiar with Franco Venturi’s history of Horace’s phrase prior to Kant’s use of it, but it would have helped to confirm the extent to which it had, by the time Kant used it, already become a blazon.4 For what is the medal struck by the Society of the Friends of Truth, which places Horace’s words above an image of Minerva, if not a blazon? And, in adopting their medal as my Gravatar and placing it on this blog, what am I doing if not deploying a heraldic device that identifies me, and allows me to be recognized by others?

Foucault, of course, lived before the days of Gravatars and blogs, but his repeated invocations of Kant’s essay had much the same effect. Against the widespread perception that he was, in one way or another, an “enemy of the Enlightenment,” it was a way of insisting that he, too, was in fact its friend. It was, after all, in these same essays that he insisted that his work belonged in that line of descent that led, through various pathways, from Kant through Hegel and Nietzsche and onward to the Frankfurt School. That his particular understanding of what enlightenment involved might differ from the way in which others might understand him hardly makes him a part of “the counter-Enlightenment” (assuming, for the moment, that there is such a thing). After all, friends of enlightenment have been disagreeing about what exactly enlightenment is at least since the days when the “Friends of Enlightenment” began discussing the question back in 1783.5

Enlightenment as “Singular Event” or “Permanent Process”

In addition to the (shall we say?) performative aspect of Foucault’s invocation of Kant’s essay, he also had significant points to make about its theoretical implications. In his postscript to Foucault’s lectures on The Government of Self and Others, Frédéric Gros has provided a concise summary of the differences between the way in which Foucault approached Kant’s text in his 1978 lecture to the Société française de philosophie and his treatment of it in the first of his 1983 lectures.

Despite surface repetitions, the difference between the commentaries is nonetheless clear. In 1978 Kant’s text was situated in the perspective of a “critical attitude” that Foucault dates from the beginning of the modern age and in opposition to the requirements of a pastoral governmentality (directing individuals’ conduct by the truth). Posing the question of Enlightenment involved rediscovering the question: how not to be governed in that way? The problem posed was that of a “desubjectification” in the framework of a “politics of truth.” Modernity was then defined as a privileged historical period for studying the subjecting/subjectifying forms of knowledge-power. In 1983 the question of Enlightenment will be thought of as the reinvestment of a requirement of truth-telling, of a courageous speaking the truth that appeared in the Greeks, and as giving rise to a different question: What government of self should be posited as both the foundation and limit of the government of others? The meaning of “modernity” also changes: it becomes a meta-historical attitude of thought itself (378-379).

Gros’ discussion goes a long way towards clarifying the differences between Foucault’s 1978 account of Kant’s essay — which would be echoed the next year at the start of his Tanner lectures6 — and his 1983 discussion. But, not surprisingly, the differences may not be quite as sharp as Gros suggests, especially if we, unlike Gros, focus on those “surface repetitions.” The difficulties (again not surprisingly) have to do with the relationship between “enlightenment”, “the Enlightenment,” and “modernity.”

As Gros notes, in the 1978 lecture and, more generally, in the account of “governmentality” in which it is situated, one way of understanding what was distinctive about “modern states” was that they rested on a “demonic” combination of two different conceptions of governance.

We can say that Christian pastorship has introduced a game that neither the Greeks nor the Hebrews imagined. A strange game whose elements are life, death, truth, obedience, individuals, self-identity; a game which seems to have nothing to do with the game of the city surviving through the sacrifice of the citizens. Our societies proved to be really demonic since they happened to combine those two games – the city-citizen game and the shepherd-flock game – what we call the modern state (Omnes et Singulatim 239)

In the Tanner lectures, Foucault opted not to engage in the “sterile” exercise of “trying reason,” arguing that such attempts presupposed a juxtaposition of “reason” and “non-reason” that he characterized as “senseless” (presumably because the framing of this distinction already decides the outcome of the “trial”) and because it “would trap us into playing the arbitrary and boring part of either the rationalist or the irrationalist” (226). Likewise, he rejected the idea of conducting an inquiry into “this kind of rationalism which seems to be specific to our modern culture and which originates in Enlightenment” — a line of inquiry he associated with the Frankfurt School — arguing that

Even if the Enlightenment has been a very important phase in our history, and in the development of political technology, I think we have to refer to much more remote processes (226).

It is not entirely clear how we can reconcile what he has to say about the Enlightenment in the Tanner lectures with his treatment of Kant’s essay the year before. In the lecture to the Société française de philosophie, “enlightenment” was presented as Kant’s way of summing up various attempts not to be governed (e.g., biblical criticism, natural law theories, critiques of dogmatism or ecclesiastical forms of rule, etc.). A year later, “the Enlightenment” was viewed as having played an “important role” in developing the “political technology” that would be the offspring of the “demonic” combination of the “shepherd-sheep game” with the “citizen-state game.” This ambivalence may have been intentional: as he argued in Discipline and Punish, “The ‘Enlightenment,’ which discovered the liberties, also invented the disciples.”7 But (at the risk of belaboring my particular hobby-horse) it also may have something to do with the tension between the particular period we call “the Enlightenment” and “enlightenment,” a name for a process that is not necessarily confined to “the Enlightenment” or to those thinkers we now associate with it.

This confusion surfaces with particular force at the one place in Foucault’s late discussions of  Kant’s essay that strikes me as most clearly misguided. In the first hour of his January 5, 1983 lecture, Foucault observes,

an interesting line to pursue in the study of the eighteenth century in general, but more precisely of what is called the Aufklärung, would seem to me to be the fact that the Aufklärung names itself the Aufklärung. That is to say we are dealing with an undoubtedly very singular cultural process which very quickly became aware of itself in a certain fashion, by naming itself and situating itself in relation to its past, future, and present, by giving the name of Aufklärung to the process, or rather to the operations that this movement itself must effectuate within its own present. After all, is not the Aufklärung the first epoch to name itself and which, instead of simply following the old custom or tradition of describing itself as a period of decadence, prosperity, or splendor, etcetera, gives itself the name of a particular event, the Aufklärung, which arises from a general history of thought, reason, and knowledge, and within which precisely the Aufklärung has its role to play? The Aufklärung is a period, it is a period which designates itself, formulates its own motto, its own precept, and says what it has to do, as much in relation to the general history of thought, reason, and knowledge as in relation to its own present and to the bodies and forms of knowledge, ignorance, illusion, and institutions, etcetera in which it can recognize its historical situation. Aufklärung is a name, a precept, and a motto. And this is precisely what we see in this text “What is Aufklärung?” (14)

What is misguided here is the notion that Kant was attempting to come up with a name — or even a definition — for the period in which he was living. He was answering a question about how to define a process, not how to define a period. Troubled by an article in the Berlinische Monatsschrift that suggested that “enlightened citizens” didn’t need to have clergy officiating a wedding ceremonies, Johann Friedrich Zöllner had written an article that (1) insisted that clergy were needed at weddings and (2) suggested that those who were tossing around the term Aufklärung really ought to define it. What followed were a series of articles trying to explain what the process of enlightenment involved. While Kant did, at the end of the essay, characterize his age as an “age of enlightenment” (as opposed to an “enlightened age”) it is hard to see this as evidence that “the Aufklärung names itself the Aufklärung.” First, like other friends of enlightenment, Kant was quite clear that there were “ages of enlightenment” prior to his and he hoped for even more enlightened ages in the future. The use of the term “die Aufklärung” as a designation for a specific historical period was a product of the nineteenth, rather than the eighteenth century.

Foucault is on much firmer ground when, in the second sentence in the passage quoted above, he notes that the period that we call “the Enlightenment” (and that he preferred to call “the Aufklärung”) had an intense interest in trying to clarify what processes, practices, and institutions might foster the activity that was denoted by the term Aufklärung. But what he failed to note (and as I’ve discussed in several earlier posts) was that there was considerable disagreement over which of these processes, practices, and institutions could properly be described as “enlightened” or, at least, “enlightening.” Hence the battles over the what constituted “true enlightenment” that would rage into the nineteenth century.

Foucault’s confusion on this point matters because it gets in the way of what (at least as I read him) he was trying to do. This becomes clearer if we look at how the discussion from his lectures was carried over into his article in Magazine littéraire. First, more or less word for word (unfortunately, I do not have the French texts with me at the moment to confirm this) we find the dubious claim about the Enlightenment naming itself:

Is not the Aufklärung, after all, the first epoch to name itself and, instead of simply characterizing itself, according to an old habit, as a period of decadence or prosperity, of splendor or misery, to name itself after a certain event that comes out of a general history of thought, reason and knowledge, and within which the epoch itself has to play its part? (The Politics of Truth 86-87)

And then, towards the close of the article, a somewhat more subtle formulation, taken from the close of the Collège de France lecture:

it very much seems to me that the Aufklärung, both as a singular event inaugurating European modernity and as the permanent process which manifests itself in the history of reason, in the development and the establishment of forms of rationality and techniques, the autonomy and the authority of knowledge, is not for us a mere episode in the history of ideas. It is a philosophical question, inscribed since the 18th century, in our thinking (93).

Much hangs on this tension between the Enlightenment as an “event” marking the beginning of “modernity” and enlightenment as a “permanent process” spanning the history of reason.

Foucault v. Habermas: Closing Arguments

For one thing, it may help us to understand where Habermas and Foucault diverged in their understanding of what was at stake in Kant’s essay. Recall Habermas’ characterization of it in his eulogy for Foucault: for him it was the “text that in a certain sense initiated the philosophical discourse of modernity.” It marks the place where modernity begins. There is much in Foucault’s discussions of Kant that agrees with this way of understanding the essay. The misguided assumption that “the Enlightenment” was the first period to name itself is bound with more general claims that Kant’s focus on what was happening at the moment marked a fundamental reorientation in how philosophy conceives of its task. One of the many reasons for regretting that the planned discussion between Foucault and Habermas never took place was that perhaps their discussion of just what it was that they saw this essay as inaugurating might have led to some interesting disagreements. But, I suppose, it might merely have led to an entrenching of the assumption that the close of the eighteenth century marked a sort of historical rupture, which separates we moderns from whatever it was that came before us.

My reason for putting “merely” in the previous sentence is that it seems to me that Foucault’s last works suggest a rather different way of thinking about the Enlightenment in general and Kant’s essay in particular. There is a striking moment in Foucault’s interview with Gérard Raulet when, in response to a question about the relationship between “modernity” and “post-modernity”, Foucault observed,

Here, I think, we are touching on one of the forms — perhaps we should call them habits — one of the most harmful habits in contemporary thought, in modern thought even; at any rate, in post-Hegelian thought: the analysis of the present as being precisely, in history, a present of rupture, or of high point, or of completion or of a returning dawn, etc. The solemnity with which everyone who engages in philosophical discourse reflects on his own time strikes me as a flaw. I can say so all the more firmly since it is something I have done myself; and since, in someone like Nietzsche, we find this incessantly – or, at least, insistently enough. I think we should have the modesty to say to ourselves that, on the one hand, the time we live in is not the unique or fundamental or irruptive point in history where everything is completed and begun again. We must also have the modesty to say, on the other hand, that – even without the solemnity – the time we live in is very interesting; it needs to be analyzed and broken down, and that we would do well to ask ourselves, “What is today?” I wonder if one of the great roles of philosophical thought since the Kantian ”Was ist Aufklärung?” might not be characterized by saying that the task of philosophy is to describe the nature of the present, and of “ourselves in the present.” With the proviso that we do not allow ourselves the facile, rather theatrical declaration that this moment in which we exist is one of total perdition, is the abyss or darkness, or a triumphant daybreak, etc. It is a time like any other, or rather, a time which is never quite like any other.8

While there are claims here that are worth questioning (aren’t there always?) this way of thinking about what Kant was doing helps clarify why Foucault might have wanted to open a series of lecture on ancient Greek philosophy with a discussion of an essay from the close of the eighteenth century. Once he realized that Kant was not trying to define a “singular event” but, instead, was making an intervention in a process that had a rather long history, it might have struck Foucault that it made sense to explore the ways in which the questions he was attempting to answer have a history that stretches back into Greek antiquity.

Max Horkheimer once observed that the process of enlightenment began with the first human thought — which suggests that every age is, and isn’t, an “age of enlightenment.” It may be useful to argue about the proportions of each and to consider what might be done to make ours more enlightened than it seems to be, but there would seem to be nothing gained by postulating fundamental breaks. Quoting Hegel, Horkheimer characterized enlightenment as “irresistible.” I’m inclined to call it “persistent.”

 

 

 

  1. Michel Foucault, The Government of Self and Others: Lectures at the College de France, 1982-1983, ed. François Ewald and Alessandro Fontana, trans. Graham Burchell (Palgrave Macmillan, 2010) 6-7.
  2. Jürgen Habermas, “Taking Aim at the Heart of the Present: On Foucault’s Lecture on Kant’s ‘What Is Enlightenment?’,” in Critique and Power: Recasting the Foucault/Habermas Debate, ed. Michael Kelly, trans. Shierry Weber Nicholsen (Cambridge \[Mass.]: MIT Press, 1994), 149–150.
  3. Une histoire restée muette, La Quinzaine littéraire, n° 8, 1er-15 juillet, 1966, pp. 3-4.
  4. See Venturi’s discussions in Europe Des Lumières. Recherches Sur Le 18e Siècle, Civilisations et Sociétés 23 (Paris: Mouton, 1971) and, more briefly, at the start of Utopia and Reform in the Enlightenment (Cambridge \[Eng.]: University Press, 1971).
  5. Any confusion this sentence might cause can be clearer up by having a look at the first few essays translated in James Schmidt, ed., What Is Enlightenment?: Eighteenth-Century Answers and Twentieth-Century Questions (Berkeley: University of California Press, 1996).
  6. Michel Foucault, “Omnes et Singulatim: Towards a Criticism of ‘Political Reason’,” in Tanner Lectures on Human Values, ed. Sterling McMurrin, vol. 2 (Salt Lake City: University of Utah Press, 1982), 223–254
  7. Michel Foucault, Discipline and Punish: The Birth of the Prison (New York: Vintage Books, 1979) 222. This sentence deserves a good deal more attention than I am able to give it right now.
  8. Foucault, “Structuralism and Post-Structuralism” (1983 interview with Gérard Raulet, in Michel Foucault, Aesthetics, Method, and Epistemology, ed. Paul Rabinow, trans. Robert Hurley (The New Press, 1998). 449.
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Foucault and Habermas on Kant, Modernity, and Enlightenment (The Debate that Never Was, Part IV)

The aim of my series of posts on the so-called “Foucault/Habermas Debate” has been to move the focus away from the discussion of the differences in their general approaches and return it to the more modest concerns that lay at its origin: the idea of a meeting between Foucault, Habermas, and a few others to discuss Immanuel Kant’s response to the question “What is Enlightenment?” on the bicentennial of its publication. What interests me is just what it was that Foucault and Habermas found interesting in Kant’s little essay and what this might tell us about their relationship to that thing that we have come to designate as “the Enlightenment” — a term whose various implications have, and will remain, the main concern of this blog. So, having spent previous posts probing the various ambiguities associated with “The Debate that Never Was,” I want to focus this discussion on how Habermas and Foucault approached the Enlightenment at different points in their career. This sketch will, inevitably, be tentative, questionable, and in need to further refinement, but I hope it helps us to see how they understood the significance of Kant’s essay.

Habermas’ Enlightenments: From One Kant to Another

Habermas’ stance towards Kant’s essay is deceptively simple. We’re accustomed to seeing him as the great modern champion of the Enlightenment (it may suffice to note that the two volumes of his 1992 Festschrift carried the titles Philosophical Interventions in the Unfinished Project of Enlightenment and Cultural-Political Interventions in the Unfinished Project of Enlightenment). And Kant’s answer to the question “What is Enlightenment?” has come to serve — as Dan Edelstein nicely put it — “as a one-stop shop for defining the Enlightenment.”1 It would seem to follow that Habermas’ role in The Debate that Never Was would have been to defend Kant’s concept of enlightenment from Foucault’s critique. But it has long been apparent that this way of thinking about the positions that Foucault and Habermas were staking out is deeply misguided: Foucault’s discussions of Kant’s essays make it clear that he was not going to play the role of Kant’s enemy.

What has received considerably less attention is the extent to which Habermas himself had moved away from the account of enlightenment offered in Kant’s essay. His understanding of the intentions that animated the Enlightenment was closest to what seems to have been Kant’s own account in the book that has come to be known in the English-speaking world as The Structural Transformation of Publicity (Strukturwandel der Öffentlichkeit). His stance toward the essay underwent a subtle shift as he proceeded to develop the account of “cognitive interests” that was sketched in the book we Anglophones know as Knowledge and Human Interests (Erkenntnis und Interesse) and underwent a significant shift with the development of his theory of communicative action. Let me explain how I understand the differences.

It would not be an exaggeration to say that the understanding of enlightenment in Structural Transformation of the Public Sphere is at one with Kant’s 1784 answer to the question “What is Enlightenment?”. Habermas understands both the Enlightenment (the period) and enlightenment (the process) as defined by the free public use of reason. As a result, Habermas’ audacious account of the vicissitudes of the concept of Öffentlichkeit can (and has) been read as his version of the “dialect of enlightenment.” Where he diverges from Kant is in his insistence that while Öffentlichkeit may be something more than ideology (i.e., it carries a utopian promise) it was saddled with various fictional identities (among them, the assumption that the bourgeois was equivalent to the human being in general). As I have argued in earlier posts, the narrative arc of Structural Transformation of the Public Sphere consists of am examination of how these fictions became less and less plausible with the shift from the “blissful moment” of liberal capitalism to monopoly capitalism.

Perhaps the most deservedly neglected part of Structural Transformation of the Public Sphere was its concluding discussion of the concept of “public opinion” — or, as it reads in German: Zum Begriff der öffentlichen Meinung. It would probably be forcing things too far to note the way in which the title of Habermas’ closing chapter echoes Horkheimer and Adorno’s opening one: Begriff der Aufklärung. In neither case does the Begriff do what Hegel assumed it would do: namely, open the path that leads to a greater grasp of what we are trying to understand. Dialectic of Enlightenment shuttles back and forth between the two poles of the chiasmus “myth is already enlightenment and enlightenment lapses back into myth” but the sequel that was supposed to explain how enlightenment might be rescued (or, perhaps, how enlightenment is supposed to rescue us — the proposed German title, Rettung der Aufklärung is nicely ambiguous) remained unwritten.2 Habermas made a brief effort at a “sociological clarification” of where things stood (the German — Ein soziologischer Versuch der Klärung — has certain resonances that might be worth pondering), but I have difficulties getting much out of it.

Unlike Dialectic of Enlightenment, there was a sequel — indeed, a series of sequels — to Structural Transformation of the Public Sphere that wrestle with the question of how critique was possible in a world where the socio-economic foundations (a.k.a. “the material base”) that once sustained the hope that publicity might be “more than ideology” had been dramatically transformed. The first of these sequels came in the form of Habermas’ theory of cognitive interests, preliminary sketches of which can be found in some of the essays appear in Theory and Practice. The most emphatic statement of the cognitive interest theory — Habermas’ 1968 Frankfurt inaugural lecture — was unabashedly Kantian:

The human interest in Mündigkeit is not mere fancy, for it can be apprehended a priori. What raises us out of nature is the only thing whose nature we can know: language. Through its structure, Mündigkeit is posited for us. Our first sentence expresses unequivocally the intention of universal and unconstrained consensus. Mündigkeit constitutes the only Idea that we possess a priori in the sense of the philosophical tradition.3

One way of understanding this claim might be to see Mündigkeit as the “quasi-transcendental” ground for the possibility of an enlightenment that is defined, as before, in terms of the free public use of reason.

“Dogmatism, Reason, and Decision: On Theory and Praxis in our Scientific Civilization” — the closing essay of the original edition of Theory and Practice — offers a glimpse of how Habermas’ shifted the focus of his appropriation of Kant’s essay from the concept of Öffentlichkeit to the concept of Mündigkeit. His concern in the essay lay less with the sociological conditions that make the public use of reason possible than with the characteristics that define the individuals who came to together to form a public: they possess, he argues, “the capacity for maturity [Talent zur Mündigkeit]” and a “sensitivity to the evils of this world” (Theory and Practice 258).4 And while Marx entered the Structural Transformation of the Public Sphere as the great critic of the fictitious identity of man, citizen, and bourgeois on which Kant’s account of the public rested, in this discussion he turns up as Kant’s heir. Taking up the insight that “knowledge and commitment are related dialectically,” he recognized that only a social theory committed to the achievement of an “an emancipated society and the realization of Mündigkeit for all human beings” would be capable of gaining insight into the functioning of society” (Theory and Practice 262). The possibility of enlightenment now resides in “the interest in the progress of reflection towards Mündigkeit, which is indestructibly at work in every rational decision” (Theory and Practice 281).

The transition from the theory of cognitive interests to the theory of communicative actions had a number of implications for this understanding of the relationship between enlightenment and Mündigkeit. There is no space to work them out here, but it may be enough to note that Habermas’ claim, in his Frankfurt lecture, that the “intention of universal and unconstrained consensus” was inherent in language itself could — and indeed was — detached from the more general framework of the cognitive interest theory and worked out within the framework of the theory of communicative action. One of the more significant implications of this shift was that it liberated Habermas from the burden of redeeming the German idealist understanding of the relationship between reason, Mündigkeit, and enlightenment. Free of the pitfalls that he now associated with this tradition, he was able to avoid claims about “reflection,” the “will to reason,” and ultimately from “consciousness” itself.

This shift carried with it a significant modification in how he understood the “Enlightenment project.” That new understanding would be laid out, shortly before the publication of the Theory of Communicative Action, in his Adorno prize lecture:

The project of modernity as it was formulated by the philosophers of the Enlightenment in the eighteenth century consists in the relentless development of the objectivating sciences, of the universalistic foundations of morality and law, and of autonomous art, all in accord with their own immanent logic.5

Since I’ve discussed this passage in an earlier post all I want to note here is that while the distinctions Habermas draws have a recognizably Kantian provenance, they are grounded not in Kant’s answer to the question “What is Enlightenment?” but instead are derived from the general structure of his critical philosophy. I suppose it might be possible, through a strenuous application of interpretative acrobatics, to find the distinction between theoretical, practical, and aesthetic judgements lurking somewhere in the crisp and modest argument of Kant’s answer to the question “What is Enlightenment?” But I’m no acrobat and, in any case, tricks like this get old fast.

To summarize: we find in Habermas three different answers to the question “What is Enlightenment?”

  1. Enlightenment is defined by the extension of public discourse, a project that, grounded as it is in the socio-economic relationships of liberal capitalism, is both ideology and more than ideology.
  2. Enlightenment is defined as a quest for Mündigkeit that is expressed in an emancipatory interest that is one of the ways in which the human species reproduces itself.
  3. Enlightenment is a project that involves the differentiation of value spheres according to their own “immanent logic.”

At the time of the planned debate with Foucault, Habermas had competed the move to the third answer, which helps to explain why it would have been natural for him to assume that a conference on Kant’s answer to the question “What is Enlightenment?” would involve a discussion of differing interpretations of the “project of modernity.” I hope that, by now, readers will agree that this assumption is by no means obvious. There are many interesting things about Kant’s essay on the question “What is Enlightenment?” There are also many interesting things to be said about contenting interpretations of the notion of modernity. But, at least without further argument, it may not be safe to assume that these two sets of interesting questions have much to do with each other.

Foucault’s Enlightenments Revisited

michel_foucaultBack in 1994 Tom Wartenberg and I wrote an article that, prior to writing this post, I’d assumed was entitled “Foucault’s Enlightenments: Critique, Revolution, and the Fashioning of the Self.”6 It turns out that the title was “Foucault’s Enlightenment.” Our use of the singular (which I’m inclined to attribute to my not having fully absorbed the implications of what J. G. A. Pocock had been up to) is not the only problem with the essay. Working with what we had available to us at the time, we organized the article around what we regarded as Foucault’s three most important discussions of Kant’s answer to the question “What is Enlightenment?”:

  1. “What is Critique?”, his 1978 lecture to the Sociéte française de philosophie,
  2. “Un cours inédit,” the version of the opening lecture of his 1983 Collège de France course published in Magazine littéraire in May 1984 and translated into English as “What is Revolution,” “The Art of Telling the Truth,” and various other titles.
  3. “What is Enlightenment?”, his 1983 lecture at Berkeley lecture, which was first published in Paul Rabinow’s Foucault Reader.

The three terms in our subtitle were an attempt to capture what we saw as the differing ways in which Foucault approached Kant’s text in these three discussions.

I’d now be inclined to make some adjustments in how we approach these texts. Since the publication (in French in 2008, in English in 2010) of Foucault’s 1983 lectures on The Government of Self and Others we know that both the Magazine littéraire article and the Berkeley lecture have a common origin: the Magazine littéraire article was a reworking of the first hour of the January 5, 1983 lecture while the Berkeley lecture was somewhat more loosely drawn from the discussions of the second hour. As a result, I am less inclined now than I was two decades ago to try to draw too sharp a demarcation between items 2 and 3 on the list above.

Further, by restricting ourselves to Foucault’s analyses of Kant’s essay on the question of enlightenment, Tom and I dodged the issue of how Foucault dealt with “the Enlightenment” in his earlier work. We were content to invoke Habermas’ contrast between Foucault’s use of Kant in Les mots et les choses and his treatment of him in his later discussions and then go on to question Habermas’ interpretation of what was taking place. There are two problems with this: 1) it led some readers to think that we agreed with Habermas’ interpretation and 2) it prevented us from addressing the assumption that, prior to the last decade of his life, Foucault was firmly in the camp of the counter-Enlightenment. My previous posts in this series have done a bit to address the first shortcoming. This one will take a stab at doing something about the second by drawing out some of the implications of my discussion, earlier this summer, of Foucault’s review of Cassirer’s Philosophy of the Enlightenment.

We might want to see Foucault’s stance towards the Enlightenment as falling into three stages:7

  1. Prior to his various discussions of Kant’s essay on the question “What is Enlightenment?”, the Enlightenment, to the extent that it appears in Foucault’s work at all, tended to be denoted (as Graeme Garrard has pointed out) by such circumlocutions as “l’âge classique” and, much less frequently, “l’âge des Lumières.”8 The latter, of course, is the closest thing the French have to “the Enlightenment,” the term that we Anglophones constructed on the foundation provided by the German die Aufklärung. But, as John Lough noted, the French term avoids reducing all the “lights” of that shined during the eighteenth century to a single one.9 In contrast, “l’âge classique” is largely Foucault’s own creation and its boundaries, as G. S. Rousseau noted, tend to be rather flexible.10
  2. The 1978 lecture to the Sociéte française de philosophie provides one of the earliest discussions of how Foucault understands what Kant understood as Aufklärung — a term that, as I noted in the “marginal note” that preceded this post, Foucault left untranslated. Here, enlightenment is defined as the acquisition of what Foucault characterizes as the “critical attitude,” “the art of voluntary inservitude,” or a desire “not to be governed” in particular ways.
  3. Finally, 1983 Collège de France lectures traced the origins of this attitude back into Greek antiquity, briefly drawing connections Kant’s discussion and the Greek notion of parrēsia.11 There are some minor modifications of this account in the reworking of the lectures that would appear in Magazine littéraire and in the Foucault Reader.

I’m much less confident about this way of carving up Foucault’s discussions of the Enlightenment than I am with my discussion of Habermas (I’d welcome suggestions for refining it) — among other things, the distinction between the second and third stances may amount to very little. But it can serve as a basis for posing some questions and drawing some contrast.

Is there an “Enlightenment Episteme”?

The first question has to do with what I have characterized as the first of Foucault’s stances towards the Enlightenment. The temptation to play Foucault’s account of l’âge classique off against the conception of enlightenment at work in Structural Transformation of the Public Sphere is almost irresistible. I know that I have not able to resist the temptation: in various courses I have juxtaposed Habermas’ vision of the eighteenth century to Foucault’s. In the former, we meet the heroic bourgeoisie, moving out into the light of the public sphere, fighting the first battles in a struggle that continues into the present. In the latter, we have the Great Confinement, the rounding up and incarceration of troublesome individuals, a project that reaches its apex in the Panopticon, which perfected the trick of using light to bind individuals ever more securely than any previous technology. The juxtaposition is arresting, effective, and seriously misleading.

One of the problems is that, because it presents Habermas as defending a notion of enlightenment that is recognizably Kantian, it tends to cast Foucault in the role of a latter-day “counter-enlightenment” critic of Kant (e.g., a sort of follicly challenged Hamann). But it is clear that Foucault saw his own work as owing much to Kant. The biographical note on “Michel Foucault” that Foucault, writing under the nom de plume “Maurice Florence” produced for the Dictionnarie des philosophes begins (in italics):

To the extent that Foucault fits into the philosophical tradition, it is the critical tradition of Kant, and his project could be called a Critical History of Thought12

biu_01

There is, of course, a great deal of hedging here (note the two conditionals — “to the extent that” and “could be called”), but now that Foucault’s secondary thesis has finally been freed from the confines of the Bilbliothèque de las Sorbonne, it has become clearer that much of the discussion of Kant in Les mots et les choses was already present, in this peculiar text, at the very start of Foucault’s career. And, as Amy Allen has noted, it must count for something that Foucault saw Kant as having exposed the fault lines that defined modern thought.13

Much, however, still remains unclear about what we are to make of Foucault’s stance towards the Enlightenment in those works that can all too easily be read as “post-modernist” or “post-structuralist” critique of “the Enlightenment Project” (a phrase that, like “the Counter-Enlightenment” has proven remarkably effective at fostering misunderstandings). Among the more pressing questions (at least for me) is what we are to make of Foucault’s invocation, near the close of Les mots et les choses of something called the “modern episteme.” The passage is worth quoting at length.

For the entire modern episteme — that which was formed towards the end of the eighteenth century and still serves as the positive ground of our knowledge, that which constituted man’s particular mode of being and the possibility of knowing him empirically — that entire episteme was bound up with the disappearance of Discourse and its featureless reign, with the shift of language towards objectivity, and with its reappearance in multiple form. If this same language is now emerging with greater and greater insistence in a unity that we ought to think but cannot as yet do so, is this not the sign the whole of this configuration is now about to topple, and that man is in the process of perishing as the being of language continues to shine ever brighter upon our horizon? And if that were true, would it not be an error — a profound error, since it could hide from us what should now be thought — to interpret our actual experience as an applications of the forms of language to the human order? Ought we not to admit that, since language is here once more, man will return to that serene non-existence in which he was formerly maintained by the imperious unity of Discourse? Man had been a figure occurring between two modes of language; or, rather, he was constituted only when language, having been situated within representation and, as it were, dissolved in it, freed itself from that situation at the cost of its own fragmentation: man composed his own figure in the interstices of that fragmented language (The Order of Things 385-386).

After another sentence we are on to the breathless conclusion, with its infamous images of the washing away of man “like a face drawn in sand at the edge of the sea.”

The passage I’ve quoted contains almost everything that those allergic to Foucault dislike about him: statements framed as questions, conjectures couched as conditionals, the stutter-step of an assertion that is immediately reformulated differently (couldn’t Foucault have simply crossed out “Man had been a figure occurring between two modes of language” instead of continuing “or, rather” and simply say what he should have said in the first place?). My problem is more specific: what does it mean to talk about a “modern episteme“?

In an article that tried to make sense of why Germans had such problems understanding what Foucault was doing, Robert C. Holub observed,

As most attentive readers of Foucault already know, “episteme” enjoyed a rather brief period of favor in Foucault’s arsenal of concepts. Absent in his earliest works, it emerged as a central term for describing certain discursive regularities in The Order of Things (1966). Three years later, in the Archaeology of Knowledge, it already plays a minimal role.14

In support of this claim, he notes Foucault’s own emphasis, in The Archaeology of Knowledge, that

The relations that I have described are valid in order to define a particular configuration: they are not signs to describe the face of a culture in its totality. It is the friends of Weltanschauung who will be disappointed; I insist that the description that I have undertaken is quite different from theirs.15

This would clearly rule out reading the invocation of “the modern episteme” we find at the close of the Les mots et les choses as an attempt at describing “the face of a culture in its totality.” The “modern episteme” would have to refer to a particular corpus of sciences and (presumably) the various practices and institutions that are associated with them. What are the implications of this for our ability to talk about an episteme that governed “l’âge classique“? Or, for that matter, to speak of an “Enlightenment episteme”?

Here is where Foucault’s review of Ernst Cassirer’s Die Philosophie der Aufklärung, which I discussed in an earlier post, enters the picture. Let me summarize the relevant points of that discussion. What Foucault found significant about Cassirer’s study was that it avoided treating l’âge des Lumières as the sort of entity that could be seen as having a “consciousness.” This made Die Philosophie der Aufklärung the great corrective to Paul Hazard CriseHazard’s La Crise de la conscience européenne. It broke with the (in Foucault’s view, French) habit of assuming that “an ‘age’ (siècle) has, like everything else, consciousness, opinions, anxieties, aspirations ….” Instead, Cassirer worked according to what Foucault characterized as a “fundamental abstraction.” He dispensed with any discussion of individual motivations, biographical accidents, and minor thinkers and, at the same time, suspended any discussion of economic and social determinants. This left him with what Foucault described (in terms that echo the language of the Archaeology of Knowledge) “an inextricable web of discourse and thought, of concepts and words, of énoncés and affirmations,” that he proceeded to analyze “in its own configuration.” His object of study was an “autonomous universe of ‘discours-pensée‘” that “isolates from all other histories the autonomous space of ‘the theoretical’.”

In studying the texts of the eighteenth century, Cassirer grasped, in the unity of its historical forms, the organization of the “discours-pensé” that characterizes a culture, defining the forms of its knowledge.

In other words, Foucault would appear to suggesting that what Cassirer (the “neo-Kantian”) was doing was similar to what Foucault himself was attempting to do, provided we note that the “culture” in questions is not “the eighteenth century” as a whole, but rather that more specific mode of thought that — in one way or another — we associate with “the Enlightenment.”

There may well be serious problems about the approach that Foucault is proposing, but we should be clear where they are. They center not on whether Foucault thinks that “the Enlightenment” was a bad thing (in contrast, for instance, to Cassirer, who — of course — thought the Enlightenment was a very good thing) but instead have to do with the problem of whether an approach such as the one that Foucault sees Cassirer as taking errs in treating “the Enlightenment” as one thing, which is presented — as Cassirer put it in the Preface to his study — “in the light of the unity of its conceptual origin and of its underlying principle, rather than … the totality of its historical manifestations and results” (The Philosophy of the Enlightenment v). If the analogy that I am proposing holds up (which, of course, it might not), Foucault would associate the forms of thought that define “the Enlightenment” with its “episteme.” Both approaches will be forced to employ selection criteria that dispense with certain “minor” thinkers and privilege more significant ones (Foucault, it would seem, is less guilty of this than Cassirer), that decide who is (and who is not) a proper representative of “the Enlightenment” (e.g., Kant is in, Herder, Jacobi, and Hamann are out), and that, in the end, tend to define “the Enlightenment” as a corpus of philosophical texts, as opposed to a set of practices and institutions (once again, Foucault is much less guilty of this than Cassirer). In short, the interesting objections to Foucault’s studies of madness, medicine, the human sciences, etc. would be much like the objections that have long been made about Cassirer’s approach: they turn on whether he got the Enlightenment right, rather than whether he was its friend or its enemy.

Diverging Paths (or, Which Kant? What Enlightenment?)

KantBMKant’s role in what I’ve characterized as Foucault’s second and third accounts of the Enlightenment is much clearer, if only because we are doing with texts that are more focused on Kant’s own discussion of the Enlightenment. What is striking here is the way in which Foucault would appear to be moving in the opposite direction from Habermas in his sense of which of Kant’s works were most relevant. The 1978 lecture to the Sociéte française de philosophie was careful not to draw too sharp a contrast between “Kant’s analysis of the Aufklärung and his critical project.”16 This is hardly surprising: after all, Foucault began the lecture with a discussion of the question “What is Critique?” and, only at the close, confessed that he had would have liked, but dared not, give it the title “Was is the Aufklärung?” (67). In contrast, the discussions from 1983 presented themselves, without apology, as attempts take up the question that Kant was attempting to answer.

In the 1978 lecture Foucault began by noting three “historical anchoring points” from which the emergence of a “critical attitude” proceeded: (1) in opposition to attempts a governance in the domain of religion, (2) in opposition to the claims of “a monarch, a magistrate, an educator, or a pater familias”, and (3) in opposition to the idea that truth is determined by what an authority stipulates as true. Summarizing rapidly, he explained:

The Bible, jurisprudence, science, writing, nature, the relationship to oneself; the sovereign, the law, the authority of dogmatism. One sees how the interplay of governmentalization and critique has brought about phenomena that are, I believe, of capital importance in the history of Western culture whether in the development of philological sciences, philosophical thought, legal analysis or methodological reflections. However, above all, one sees that the core of critique is basically made of the bundle of relationships that are tied to one another, or one and two others, power, truth, and the subject (47).

At this point, Kant enters the orbit of Foucault’s account, and he notes that “it is characteristic that” Kant’s article on enlightenment “precisely gives religion, law, and knowledge as examples of maintaining humanity in a minority condition.” This claim would seem to be an uneasy mashup of Kant’s invocation of the clergyman, the doctor, and the book at the start of the essay (which gives us religion, medical authority, and textual authority — but not law) and the essay’s later discussion of the soldier, the taxpayer, and the clergyman (which gives us law and religion, but not “knowledge”).

From here, Foucault went on to trace the history of the question Kant was attempting to answer across the nineteenth century, suggesting that the discussion took different forms in France (where it would inform work in the philosophy of science) and Germany (where its political and social ramifications moved to the fore). It is hard not see this as, at least in part, a reflection on Foucault’s own intellectual trajectory: for what was his exploration of governmentality if not the consummation of a move from questions that had been the concern of the tradition represented by Bachelard and Canguilhem to those that stood at the center of the tradition represented by Weber, Horkheimer, and Adorno?

In the 1983 discussions the focus lies squarely on Kant’s essay, save for the brief baudelairediscussion of Baudelaire in the Berkeley lecture — a discussion that (perhaps significantly) was not in the second hour of the January 5 lecture, which otherwise served as a sort of initial draft. It is likely that Baudelaire’s presence in the Berkeley lecture had something to do with his presence in the lectures that Habermas gave at the Collège de France immediately after Foucault had completed his.17 And it also may have had something to do with Foucault’s interest in connecting Kant’s discussion of Aufklärung to the question of “modernity,” a concept that Foucault purported, in his 1983 interview with Gérard Raulet, to find rather puzzling.

I’ve never clearly understood what was meant in France by the word “modernity.” In the case of Baudelaire, yes, but thereafter I think the sense begins to get lost. I do not know what Germans mean by modernity. The Americans were planning a kind of seminar with Habermas and myself. Habermas had suggested the theme of modernity for the seminar. I feel troubled here because I do not grasp clearly what that might mean, though the word itself is unimportant; we can always use any arbitrary label. But neither do I grasp the kind of problems intended by this term – or how they would be common to people thought of as being “postmodern.” While I see clearly that behind what was known as structuralism, there was a certain problem – broadly speaking, that of the subject and the recasting of the subject – I do not understand what kind of problem is common to the people we call postmodern or poststructuralist. 18

Faced with the prospect of a seminar on a concept — “modernity” — that struck him as, at best, ambiguous and, at worst, failed to isolate any problem worth discussing, Foucault would seem to have focused on the one moment in Habermas’ lectures at the Collège de France that dealt with a discussion of modernity that made sense to him: Baudelaire’s. And, having characterized “modernity” as an “attitude,” Foucault went on to draw an analogy to the Greek notion of ethos, which allowed him to incorporate the discussion of Kant’s essay on enlightenment from the second hour of Foucault’s own Collège de France into the lecture he presented at Berkeley in the autumn of 1983 and which would appear (as it turned out, posthumously) in The Foucault Reader. It was in this way that Foucault seems to have attempted to frame his discussion of the Kant essay (and essay that he had long viewed, as he wryly put it at the start of his 1983 Collège de France lectures, as “something of a blazon, a fetish”) in a way that would facilitate the discussion of “modernity” that he assumed would be the principal issue in the conference with Habermas that would be held the following fall. But I wonder if that gesture, however collegial, hasn’t done a disservice to Foucault’s own treatment of the question that he, following in Kant’s footsteps, was attempting to answer.

Once the question of enlightenment becomes a question about “modernity” we are already far down the path that forces us to see both “the Enlightenment” and “Modernity” as projects that, somehow or other, define a particular epoch. For Habermas, the Enightenment Project is the Project of Modernity and it is defined along the lines of Kant’s three critiques. The Philosophical Discourse of Modernity traced what he saw as the vicissitudes of that project and of Foucault’s place in it. This discussion, inevitably, would go on to frame later considerations of the Debate that Never Was. But, if we excise Foucault’s discussion of Baudelaire from his Kant lecture, the question of “modernity” fades into the background and the focus returns to Kant’s answer to the question “What is Enlightenment?” And once we make that adjustment, the Kant who begins to matter is not the author of the three critiques — the Kant who looms so large in Habermas’ discussion — but, instead, the Kant who, at a time when the full implications of his critical philosophy had yet to be worked out, wrote an article in response to the question “Was is Aufklärung?”

My final post in this series will discuss how Foucault understood that Kant.

  1. Dan Edelstein, The Enlightenment: A Genealogy (University Of Chicago Press, 2010) 117.
  2. I’ve discussed the planned sequel in my article “Language, Mythology, and Enlightenment: Historical Notes on Horkheimer and Adorno’s Dialectic of Enlightenment,Social Research 65:4 (Winter 1998) 807-838.
  3. Habermas, Knowledge and Human Interests, trans; Jeremy Shapiro (Boston: Beacon Press, 1971 ) 314 (translation modified).
  4. In the interest of keeping the focus on the German terms Habermas is using, I’ve had to make some minor modifications in the passages I’m quoting from Theory and Practice.
  5. Habermas, “Modernity: An Unfinished Project” 45
  6. James Schmidt and Thomas E. Wartenberg, “Foucault’s Enlightenment: Critique, Revolution, and the Fashioning of the Self,” in Critique and Power: Recasting the Foucault/Habermas Debate, ed. Michael Kelly (Cambridge : MIT Press, 1994), 283–314.
  7. I should note that I’d prefer not have wound up carving Habermas and Foucault’s positions into three parts, but I’m not inventive enough to find a way of escaping Hegel … or is it the Trinity?
  8. Graeme Garrard, Counter-Enlightenments: From the Eighteenth Century to the Present (Abingdon: Routledge, 2006) 96.
  9. John Lough, “Reflections on Enlightenment and Lumières,” British Journal of Eighteenth-Century Studies 8: 1–15.
  10. G. S. Rousseau, “Whose Enlightenment? Not Man’s: The Case of Michel Foucault,” Eighteenth-Century Studies 6, no. 2 (1972): 238–256.
  11. I’ve touched on this connection in my article, “Misunderstanding the Question `What Is Enlightenment?’: Venturi, Habermas, and Foucault,” History of European Ideas 37:1 (2011): 43–52. There’s an open source version here.
  12. Michel Foucault, Aesthetics, Method, and Epistemology, ed. Paul Rabinow, trans. Robert Hurley (The New Press, 1998) 459.
  13. Amy Allen, “Foucault and Enlightenment: A Critical Reappraisal,” Constellations 10:2 (2003): 180–198.
  14. Robert C. Holub, “Remembering Foucault,” The German Quarterly 58,:2 (1985) 243.
  15. Michel Foucault, The Archaeology of Knowledge., (New York, Pantheon Books, 1972) 159.
  16. Michel Foucault, The Politics of Truth, ed. Sylvère Lotringer, trans. Lysa Hochroth and Catherine Porter (New York: Semiotexte, 1997) 49.
  17. My argument assumes that the discussion of Baudelaire in Philosophical Discourse of Modernity pp. 8-10 was already present when Habermas gave the lectures in Paris. This would be worth confirming.
  18. Foucault, “Structuralism and Post-Structuralism” (1983 interview with Gérard Raulet), in Michel Foucault, Aesthetics, Method, and Epistemology, ed. Paul Rabinow, trans. Robert Hurley (The New Press, 1998). 448.
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Foucault on “Horkheimer” and “Aufklärung” (Marginal Notes on the Foucault/Habermas Debate)

One of the dangers of focusing as intently as I have on matters such as the so-called “Foucault/Habermas Debate” is the that one runs the risk of turning into something approximating the character played by Mel Gibson in Conspiracy Theory or one of those people who approach texts in search of  coded messages and, of course, always find them.

While I’ve been spending much too much time thinking about “The Debate that Never Was,” I haven’t reached the point where I’ve started to count lines and hunt for secret codes.  But I have become curious about two words that Foucault uses in odd ways: “Horkheimer” and “Aufklärung.” Perhaps it would be a good idea to work off this mania quickly and, freed from it,  get back to finishing off the discussion. This strategy has the added advantage of allowing me to write something that — in contrast to the Behemoths I’ve been posting lately — will be somewhat shorter.

Michel et Max

I first began to think that there was something odd about the way in which Foucault talked about the Frankfurt School when, shortly after the publication of Foucault Reader, I read his Berkeley lecture on the question “What is Enlightenment?”1 In the third paragraph, where Foucault stresses the importance of the question that Kant was trying to answer, there was a sentence caught my eye:

From Hegel through Nietzsche or Max Weber to Horkheimer or Habermas, hardly any philosophy has failed to confront this same question, directly or indirectly.

When something I am reading catches my eye, my pencil usually follows and, looking at the page in question, I see that at some point I drew little arrows connecting the names. Here’s one way of representing how I tried to make sense of the relationship Foucault seemed to be suggesting:2

Simple

On the other hand, I suppose it is possible that what he had in mind may have been more like this:

Complex

However, I find it  hard to understand what possible line of influence could run from Hegel through Nietzsche to Habermas. On the other hand, something like this might make sense (especially for those who think that the contrast between “formal” and “substantive” rationality at the start of Eclipse of Reason was inspired by Weber:

Modified Complex

In any case, however we parse this, it would appear that Foucault presents Horkheimer and Habermas as two — possibly contrasting? — end points in a sequence of thinkers that runs either through Nietzsche or through Max Weber.

Still, the idea of alternative paths running through Nietzsche and Weber doesn’t make much sense: if any of these thinkers was influenced by Nietzsche, it would have to be Max Weber. So, if we could move things around again, we wind up with something  like this:

Via Nietzsche

But, in the end, no matter how many different ways we want to scramble (or is it “scapple”?) things, the one possibility that Foucault seems to rule out  is a straightforward line of historical influence that goes like this:

Straight!

If we read Foucault as viewing  Habermas and Horkheimer as alternative endpoints in a line of influence that stretches back to Hegel, what implications might this have for his claim that his own work should be viewed as belonging somehow within this line of inquiry?

There might be something to be learned about this question by looking at another place where Foucault discusses the relationship of his work to that of the Frankfurt School.  In a passage that can be found at the close of the Magazine littéraire article that has been variously translated as “What is Revolution?” (in The Politics of Truth) or “The Art of Telling the Truth” (in Critique and Power) he states:

It is this form of philosophy that, from Hegel to the Frankfurt School, through Nietzsche and Max Weber, has founded the form of reflection within which I have attempted to work.

Note that here there are no alternative lines of influence:  “or” is absent (there’s only “and”) and “Horkheimer” and “Habermas” have been submerged into the collective entity known as the Frankfurt School.

What are we to make of this?

Probably nothing (i.e.,  I need to tell myself to calm down, take deep breaths, and — above all — lay off the coffee for a while): one would have to be bonkers to think that Foucault was carefully crafting every word in order to send out signals that would be decoded, decades later, by those who had learned how to read him properly.  But still: the differences between the two texts might prompt us to think a bit more about how Foucault saw his relationship to the various thinkers who make up what we, somewhat hastily and carelessly, dub “the Frankfurt School.”

And, by the way, why is it that Foucault never seems to mention Adorno? I don’t think I’ve found a reference to him in the texts I’ve been looking at, even as part of the duo “Horkheimer and Adorno.” Am I missing something or is there something going on here?

Why “Aufklärung“?

The other thing that has caught my eye is the way that Foucault aways leaves Aufklärung untranslated. My uncaffeinated brain tells me that the explanation is simple enough: in the essays that I’ve been focusing on, he is dealing with Kant’s response to a question that, first and foremost, is a question about the meaning of a German word: just what is it that we mean by the word Aufklärung. But, at the same time, Foucault also sees Kant’s discussion of the meaning of an activity in which various Prussian writers, clergy, jurists, and philosophers were engaged as an attempt to say something their relationship to “the present.”

Here’s what he has to say about this in the Magazine littéraire article  (it would be useful to know just how much coffee he had been drinking when he wrote this):

No doubt one of the more interesting perspectives for the study of the 18th century, in general, and of the Aufklärung in particular would be to examine the fact that the Aufklärung named itself Aufklärung, that it is a very unique cultural process which became aware of itself by naming itself, by situating itself in terms of its past and its future, and by indicating how it had to operate within its own present.

Is it not the Aufklärung, after all, the first epoch to name itself and, instead of simply characterizing itself, according to an old habit, as a period of decadence or prosperity, of splendor or miserly, to name itself after a certain event that comes out of a general history of thought, reason, and knowledge, and within which the epoch itself has to play its part? (Politics of Truth 86-87).

I’m of two minds about this. First, and most simply, I think there’s a serious problem here: the historical period that, in German, is known as die Aufklärung did not name itself die Aufklärung. I’m inclined to blame Hegel for this. The debate in which Kant was engaged was an attempt to define the characteristics of a process that was known, in German, as Aufklärung. The distinction is much clearer in English, thanks to the post-eighteenth century conventions around capitalizing nouns: enlightenment isn’t the same thing as the Enlightenment. I’ve written a lot about this (most recently in a conference paper that can be gotten here) and won’t belabor the point again.

But, on the other hand, there is a relationship between the debates of the 1780s and the later emergence of the idea that something notable was taking place in the eighteenth century. I hope to sort out how Foucault seems to understand what is unique about this in a later post. For now, I’d only like to note the curious parallel between Foucault and another thinker who insisted on leaving Aufklärung untranslated: the English Hegelian James Hutchison Sterling. I’ve written a lot about him as well, so I’ll simply let Stirling speak for himself. Discussing how nineteenth-century English readers understood what the word “philosophy” meant during the eighteenth century, here’s what he had to say (warning: I’m not even going to try to summarize this!):

Now, to most of us, that one word is suggestive only of infidelity, free-thinking, deism, atheism, of scepticism in religion, of sensualism in philosophy, and of republicanism in politics. Still to apply any of these terms to the philosophy of the eighteenth century would be to name it badly, for, though the doctrines and opinions implied in such expressions are certainly concomitants and attendants of that philosophy, they are, in reality, only phenomenal and temporary forms. English thinkers, whichever side they have taken, have been content to remain with a very indistinct, obscure, and confused consciousness on these points; and the consequence is, that at this moment we know of no single really intelligent and fully enlightened discussion of this subject in the English language. The Germans, on the contrary, have coolly turned upon it, lifted it, looked at it, and examined it piecemeal, till now, having at length fairly filled and satisfied themselves with what of instruction, negative or positive, they could extract from it, they have long since packed it up, and laid it on the shelf, labeled Aufklärung ….”

It is unlikely that Foucault and Stirling had much else in common, but they both seemed to think that the German word Aufklärung captured something unique: hence their decision to leave it untranslated.

OK, now that I’ve gotten all this off my chest I can go back to wondering whether all the rabbits that have turned up in my back yard might be some new sort of fur-covered drone that the NSA is using to spy on us.

366-2

Mel, looking worried, in Conspiracy Theory.

  1. I still have the copy I bought shortly after it appeared, which stops at p. 389. As a result, I never got around to reading the last two sentences of the final interview (which continues onto p. 390) until a few years ago, when I picked up the first volume of Foucault’s “Essential Works” (i.e., Ethics, Subjectivity, and Truth.) I was relieved to see that I hadn’t missed anything.
  2. I slapped this together using Scapple, a program developed by the people who make Scrivener, the word processor that freed me from the clutches of Microsoft Word (after thirty years of using Word and still not understanding why it does the things it does it occurred to me that this must be what bad marriages are like). I’ve yet to find much use for Scapple, but it’s fun to play around with it and Scrivener offers a very generous trial period for their software (thirty days of actual use, as opposed to thirty days on the calendar).
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Misunderstanding Foucault — Foucault. Habermas, and the Debate that Never Was (Part III)

My last post on the so-called “Foucault/Habermas Debate” focused on the eulogy JürgenCoin_-_College_de_France_02Habermas wrote in the wake of Michel Foucault’s death. The main theoretical claim of the eulogy was that Foucault, the one-time critic of the “Enlightenment project” (a project that, for Habermas, is more or less identical with the “project of modernity”) came to realize that his theory of power ultimately undermined the normative foundations on which his critique of power relations rested. Habermas went on to argue that, in the face of this contradiction, Foucault found himself drawn “back into a sphere of influence he had tried to blast open, that of the philosophical discourse of modernity.”1 The result was a rejection of the position that Foucault had once shared with fellow “young conservatives” such as George Bataille and Jacques Derrida who, following the path blazed by Nietzsche, had sought “to appropriate the fundamental experience of aesthetic modernity” in order to “break out of the modern world altogether.”2 As evidence for this shift, Habermas appealed to the article, drawn Foucault’s January 5, 1983 lecture at the Collège de France, that appeared in Magazine littéraire shortly before Foucault’s death.

Two passages in this article may have led Habermas to conclude that Foucault had, indeed, changed his stance:

  1. Foucault’s concluding statement that he saw his own work as situated within a tradition that stretched “from Hegel to the Frankfurt School, through Nietzsche and Max Weber.”3
  2. His characterization (and apparent endorsement) of the Kant’s account of philosophy (in his answer to the question “What is Enlightenment?”) as “a discourse of and about modernity.”4

Finally, I noted that Habermas’ interpretation had the additional appeal of validating the general critique of Foucault’s work that had been developed in his yet unpublished Philosophical Discourse of Modernity. There was nothing in this critique that needed to be modified, aside from noting that Foucault himself had, shortly before his untimely death, come to agree with Habermas on the need for a significant revision of his account of modernity.

In this post I want to look more closely at some of the problems with Habermas’ interpretation of the two points noted above and argue (drawing, in part, on texts that would not have been available to Habermas when he wrote his eulogy) that he overstates the extent to which Foucault was moving towards a position that might have approximated his own.

A Fraternal Rapport with the Frankfurt School?

Foucault saved what, at the time, was the most surprising move in the Magazine littéraire for the close:

It seems to me that the philosophical choice with which we are confronted at present is this: we can opt for a critical philosophy which will present itself as an analytic philosophy of truth in general, or we can opt for a form of critical thought which will be an ontology of ourselves, an ontology of the actuality. It is this form of philosophy that, from Hegel to the Frankfurt School, through Nietzsche and Max Weber, has founded the form of reflection within which I have attempted to work (95).

Foucault’s way of characterizing Foucault’s work must have seemed rather strange to Habermas — and, for that matter, not just to Habermas.

Throughout the 1960s and for much of the early 1970s, Foucault and Habermas inhabited different intellectual universes. Habermas’ earliest mention of Foucault that I have been able to find (I would be grateful to learn if there are earlier ones that I’ve missed) came in a 1977 interview, where he noted that Foucault’s “critique of the forms and norms of bourgeois rationality in medicine, law, and sexuality” had already been “anticipated” by the Dialectic of Enlightenment.5 A year later, he was more critical, arguing that

Foucault imagines that a bourgeois rationality was somehow imposed on all spheres of life in the eighteenth century, which must now be generically done away with. I’m not convinced by his undialectical negation. It is rather necessary to show that what Weber called “rationalization” in which Foucault as well explored in a very different way — in the field of culture, sexual relations, criminality and sanity — is dangerous because it is partial. For it is characterized by its universalization of a single fundamental form of irrationality — instrumental, economic and administrative reason. But we must be careful not to throw the baby out with the bathwater and take flight in a new irrationalism. Foucault visibly falls into that danger.6

He took up this general line of interpretation two years later in his Adorno Prize lecture, which (famously or infamously, depending on the reader), which characterized Foucault as a “young conservative.”7

For his part, Foucault explained, in an interview with Duccio Trombadori conducted at the end of 1978, that he had first come into contact with the work of the Frankfurt School when he read Georg Rusche and Kirchheimer’s Punishment and Social Structures, a work that he discussed in Discipline and Punish (1975).8 He also made a few critical comments on Jos Van Ussel’s Marcuse-inspired Histoire de la répression sexuelle in his 1974-1975 lectures at the Collège de France.9 The same general critique (without mentioning either Marcuse or Van Ussel) would be central to the critique of the “repressive hypothesis” in La Volenté de savoir (1976).

While there was no explicit mention of Habermas in his interview with Trombadori, his comments go a long way to clarifying what he saw his own work as sharing with the earlier generation of Frankfurt theorists:

… the philosophers of that school raised problems we’re still laboring over today – in particular, that of the effects of power in their relation to a rationality that was defined historically and geographically, in the West, from the sixteenth century onward. The West wouldn’t have been able to achieve the economic and cultural results that characterize it without the exercise of that particular form of rationality. And, in fact, how can that rationality be separated from the mechanisms, procedures, techniques, and effects of power that accompany it and for which we express our distaste by describing them as the typical form of oppression of capitalist societies — and perhaps socialist societies as well? Couldn’t it be concluded that the Enlightenment’s promise of attaining freedom through the exercise of reason has been turned upside down, resulting in a domination by reason itself, which increasingly usurps the place of freedom? This is a fundamental problem we’re all struggling with, which many people have in common, whether they are communist or not. And as we know, this problem was isolated, pointed out by Horkheimer before all the others; and it was the Frankfurt school that questioned the reference to Marx in terms of that hypothesis. Wasn’t it Horkheimer who maintained that in Marx there was the idea of a classless society that resembled an enormous factory? (273-274)

In a May 1978 lecture to the Société françaisse de Philosophie, which was first published in 1990 under the title “What is Critique?”, he offered an extended discussion of the legacy, both France and in Germany, of the question “What is Enlightenment?” and argued that taking up “the problem of Aufklärung … makes us brothers with the Frankfurt School.”10 Finally, in a 1983 interview with Gérard Raulet, he observed that “When I was a student, I can assure you that I never once heard the name of the Frankfurt School mentioned by any of my professors,” and then went on to offer this assessment of the relationship of the work of the Frankfurt School to his own work,

Now, obviously, if I had been familiar with the Frankfurt school, if I had been aware of it at the time, I would not have said a number of stupid things that I did say and I would have avoided many or the detours which I made while trying to pursue my own humble path — when, meanwhile, avenues had been opened up by the Frankfurt school.11

It is clear, then, that Foucault’s situating of his own work within the broader context of a tradition of inquiry associated with the Frankfurt School was hardly confined to the article that prompted Habermas to suppose that Foucault was ready to make his peace the “philosophical discourse of modernity.”

But, even as he was drawing parallels between his own work and that of the Frankfurt School, Foucault also noted significant differences. For example, he began his 1979 Tanner lectures Omnes et Singulatim: Towards a Criticism of ‘Political Reason’ by asking “Shall we ‘try’ reason?”

To my mind, nothing would be more sterile. First, because the field has nothing to do with guilt or innocence. Second, because it’s senseless to refer to ‘reason’ as the contrary entity to non-reason. Last, because such a trial would trap us into playing the arbitrary and boring part of either the rationalist or the irrationalist.12

He followed this with a second question: “Shall we investigate this kind of rationalism which seems to be specific to our modern culture and which originates in Enlightenment?” and went on to note,

I think that that was the way of some of the members of the Frankfurter Schule. My purpose is not to begin a discussion of their works – they are most important and valuable. I would suggest another way of investigating the links between rationalisation and power” (226)

The relationship of his work to that of the Frankfurt School came up again in his 1983 interview with Gérard Raulet. Raulet noted that “The prevailing idea in Critical Theory is the dialectical continuity of reason, and of a perversion that completely transformed it at a certain stage-which it now becomes a question of rectifying.” Foucault responded:

Yes, yes. I think the blackmail that has very often been at work in every critique of reason or every critical inquiry into the history of rationality (either you accept rationality or you fall prey to the irrational) operates as though a rational critique of rationality were impossible, or as though a rational history of all the ramifications and all the bifurcations, a contingent history of reason, were impossible.13

The same formulation can be found in his 1983 lecture on the question “What is Enlightenment?”, where — after summarizing what he took to be the implications of Kant’s discussion, he stressed the need to reject what he termed “the ‘blackmail’ of the Enlightenment.”

But that does not mean that one has to be ‘for’ or ‘against’ the Enlightenment. It even means precisely that one has to refuse everything that might present itself in the form of a simplistic and authoritarian alternative: you either accept the Enlightenment and remain within the tradition of its rationalism (this is considered a positive term by some and used by others, on the contrary, as a reproach); or else you criticize the Enlightenment and then try to escape from its principles of rationality (which may be seen once again as good or bad). And we do not break free of this blackmail by introducing ‘dialectical’ nuances while seeking to determine what good and bad elements there may have been in the Enlightenment.14

The last sentence suggests that Foucault’s identification with the broader aims of the Frankfurt School was not without significant differences. For what it questions is precisely the broader project that Habermas viewed as central to the “philosophical discourse of modernity”: the goal “of enlightening the Enlightenment about its narrow-mindedness.”15 To the extent that this was an effort Foucault was not inclined to join, it would seem that he remained, contra Habermas, outside the “philosophical discourse of modernity.”

Modernity, Time Consciousness, and Self-Assurance

In his discussion of Foucault’s Magazine littéraire article, Habermas maintained that Foucault’s recognition that his theory of power undermined the normative standards that could be used to criticize the functioning of power relations ultimately drew him

in this last of his texts, back into a sphere of influence he had tried to blast open, that of the philosophical discourse of modernity.

As I suggested in my last post, there was one particular passage in Foucault’s article that may have led Habermas to see Foucault as having altered his stance towards the “project of modernity,” a project that, for Habermas, had been “formulated by the philosophers of the Enlightenment in the eighteenth century.”16

The passage comes at the close of a discussion of what Foucault sees as the novel relationship between philosophy and the present implied in Kant’s answer to the question “What is Enlightenment?”

If one agrees to envision philosophy as a form of discursive practice which has its own history, it seems to me that with this text on the Aufklärung … one sees philosophy problematize its own discursive actuality: an actuality that it questions as an event, as an event whose meaning, value, and philosophical singularity it has to express and in which it has to find both its own reason for being and the foundation for what it says. And in this way, one sees that for the philosopher to ask the question of how he belongs to this present is to no longer ask the question of how he belongs to a doctrine or a tradition. It will also no longer simply be a question of his belonging to a larger human community in general, but rather it will be a question of his belonging to a certain us, to an us that relates to a characteristic cultural ensemble of his own actuality.

No philosopher can go without examining his own participation in this us precisely because it is this us which is becoming the object of the philosopher’s own reflection. All this, philosophy as the problematization of an actuality and the philosopher’s questioning of this actuality to which he belongs and in relation to which he has to position himself, may very well characterize philosophy as a discourse of and about modernity. (85)

Let us, for the moment, set aside the question of whether this is a plausible interpretation of Kant’s essay and focus, instead, on the relationship between what Habermas calls “the philosophical discourse of modernity” and the way in which Foucault characterizes Kant’s notion of “philosophy as a discourse of and about modernity.”

It not difficult to see why Habermas, when he read this extract from Foucault’s 1983 lecture in the pages of the Magazine littéraire  in the summer of 1984, might well have sensed an affinity between this passage and the argument that he had himself developed in the four lectures he had given at the Collège de France in March 1983. In his eulogy, he summarized Foucault’s interpretation of Kant as follows:

Foucault discovers in Kant the first philosopher to take aim like an archer at the heart of a present that is concentrated in the significance of the contemporary moment, and thereby to inaugurate the discourse of modernity. Kant drops the classical dispute over the exemplary status of the ancients and the equal stature of the moderns; transforming thought into a diagnostic instrument, he entangles it in the restless process of self-reassurance that to this day has kept modernity in ceaseless motion within the horizon of a new historical consciousness (151-152).

Habermas gloss would seem to capture Foucault’s general point. But there are also a few differences worth noting.

The first involves the relationship of Kant to the “philosophical discourse of modernity.” Foucault saw Kant as inaugurating a new stance towards the present, a stance turned philosophy into a “discourse of and about modernity.” Kant does not, however, play quite the same role in Habermas’ narrative. Much depends on just how we understand the concerns of “the philosophical discourse of modernity.”

220px-HegelIn the opening chapter of Philosophical Discourse of Modernity (and, presumably, in the first of his four lectures at the Collège de France), Habermas argued that the “discourse of modernity” was concerned, above all else, with the question of “self-reassurance” (Selbstvergewisserung), the same term that he used in his gloss of Foucault. But Philosophical Discourse of Modernity credits Hegel, rather than Kant, with having been “the first to raise to the level of a philosophical problem the process of detaching modernity from the suggestion of norms lying outside of itself in the past” (16)17 To the extent that Kant figures in the Philosophical Discourse of Modernity it is via Hegel’s interpretation of his philosophy. The difference may appear trivial, but there are good reasons for insisting on it.

As Habermas noted in his Preface, The Philosophical Discourse of Modernity picks up where his 1980 Adorno lecture left off.18 In the Adorno lecture, he argued that

The project of modernity as it was formulated by the philosophers of the Enlightenment in the eighteenth century consists in the relentless development of the objectivating sciences, of the universalistic foundations of morality and law, and of autonomous art, all in accord with their own immanent logic.19

This same interpretation is offered as a characterization of Kant’s project early in the Philosophical Discourse of Modernity, with the addition of a nod to Weber’s younger colleague (and Georg Lukács’ teacher) Emil Lask (18-19). But it is only with Hegel’s appropriation of Kant that the “philosophical discourse of modernity” commences in earnest:

Hegel can understand Kant’s philosophy as the standard (or authoritative) self-interpretation of modernity; he thinks he sees what also remains unconceptualized in this most highly reflective expression of the age: Kant does not perceive as diremptions the differentiations within reason, the formal divisions within culture, and in general the fissures among all those spheres, Hence he ignores the need for unification that emerges with the separations evoked by the principle of subjectivity (19).

Hegel’s insistence that Kant’s differentiation of reason into theoretical, practical, and aesthetic standpoints is a fragmentation that must be overcome philosophically provides the paradigm for what Habermas characterizes as “the philosophical discourse of modernity.” As he argued in the published version of what would have been the third of the four lectures that he gave at the Collège de France.

In the discourse of modernity, the accusers raise an objection that has not substantially changed from Hegel and Marx down to Nietzsche and Heidegger, from Bataille and Lacan to Foucault and Derrida. The accusation is aimed against a reason grounded in the principle of subjectivity. And it states that this reason denounces and undermines all unconcealed forms of suppression and exploitation, degradation and alienation, only to set up in their place the unassailable domination of rationality. Because this regime of a subjectivity puffed up into a false absolute transforms the means of consciousness-raising and emancipation into just so many instruments of objectification and control, it fashions for itself an uncanny immunity in the form of a thoroughly concealed domination (55-56)

As readers of Philosophical Discourse of Modernity are no doubt aware, Habermas goes on to argue that “taking leave of modernity” exacts “a high price” that can be avoided only by replacing the “subject-centered” conception of reason with his proposed conception of “communicative reason.” Such a conception confirms the “normative content” of the “project of modernity” by showing that the differentiation of reason into empirical, normative, and aesthetic spheres — a differentiation that Hegel regarded as a “fragmentation” in need of overcoming — could, instead, be understood as grounded in the validity claims that are inherent in communicative interaction. In that sense, the “philosophical discourse of modernity” might be understood as a long series of poorly formulated solutions to a what, ultimately, turns out not have been a problem. Kant got it more or less right (but without giving an adequate explanation of why) and Hegel set philosophy off on a path that, while not uninteresting, has not been particularly productive.

It is far from clear, however, what any of this has to do with the particular focus of Foucault’s article: Kant’s response to the question “What is Enlightenment?”. Habermas’ account of modernity would appear to rest on two distinct claims:

  1. Modernity is marked by a particular consciousness of time that (a) detaches it from “norms lying outside of itself in the past” and hence (b) stands in need of normative “self-assurance” — i.e., it needs to generate its own normative foundation.20
  2. The project of modernity (which was “formulated by the philosophers of the Enlightenment”) “consists in the relentless development of the objectivating sciences, of the universalistic foundations of morality and law, and of autonomous art, all in accord with their own immanent logic.”21

KantBM

While the second of these claims is, as I have argued elsewhere, hardly typical of the Enlightenment as a whole, it is, of course, Kantian in its provenance. But it is emphatically not  how Kant himself went about answering the question “what is enlightenment?” The only thing approximating the “differentiation” invoked in the second feature Habermas associates with “modernity” that can be found in Kant’s article on that question is his distinction between “public” and “private” uses of reason.

Kant’s article of enlightenment does, however, have something to say about the first of these points: it is possible to read the famous opening paragraph as imploring individuals to (a) think for themselves (i.e., don’t rely on norms that are imposed from “outside”) and (b) don’t be so timid about thinking for yourself (i.e., overcome your “self-imposed immaturity.”) Taken together, this might pass for a reformulation of the two parts of Habermas’ first point. And this, in fact, seems to be all Foucault was inclined to claim for Kant’s essay.

It is not simply: what in the present situation can determine this or that philosophical decision? The question is about the present and is, at first, concerned with the determination of a certain element of the present that needs to be recognized, distinguished, deciphered among all others. What is it in the present that now makes sense for philosophical reflection?

In the answer that Kant attempts to give to this line of questioning, he attempts to show how this element of the present turns out to be the carrier and the sign of a process concerning thought, bodies of knowledge, and philosophy. Yet here it is a matter of showing specifically and in what ways the one who speaks as a thinker, a scientist, and a philosopher is himself a part of this process and (more than that) how he has a certain role to play in this process where he will therefore find himself both element and actor (84-85).

So, while Foucault sees Kant as inaugurating a new way of talking about the relationship of philosophy to its present, there would appear to be scant evidence here — and, for that matter, in any of Foucault’s other discussions of the essay — that he regards Kant as concerned either with what Habermas sees as the “Enlightenment Project/Project of Modernity” (i.e., the differentiation of value spheres) or with the “philosophical discourse of modernity” (i.e., the critique of the misfortunes that this differentiation of value spheres allegedly introduces into society). What Habermas thought he found in Foucault simply isn’t there to be found.

To be continued ….

  1. Jürgen Habermas, “Taking Aim at the Heart of the Present:  On Foucault’s Lecture on Kant’s ‘What Is Enlightenment?’,” in Critique and Power: Recasting the Foucault/Habermas Debate, ed. Michael Kelly, trans. Shierry Weber Nicholsen (Cambridge [Mass.]: MIT Press, 1994), 154.
  2. Jürgen Habermas, “Modernity:  An Unfinished Project,” in Habermas and the Unfinished Project of Modernity: Critical Essays on The Philosophical Discourse of Modernity, ed. Maurizio Passerin d’ Entreves and Seyla Benhabib, trans. Nicholas Walker (Cambridge: Polity Press, 1996) 53. ↩
  3. Michel Foucault, The Politics of Truth, ed. Sylvère Lotringer, trans. Lysa Hochroth and Catherine Porter (New York: Semiotexte, 1997) 95. ↩
  4. Michel Foucault, The Politics of Truth 85. ↩
  5. Jürgen Habermas, Autonomy and Solidarity: Interviews (London: Verso, 1986). 53. This is the earliest mention of Foucault in any of Habermas’ texts or interviews that I have been able to track down. I’d be grateful if anyone could point out an earlier one. ↩
  6. Habermas, Autonomy and Solidarity 74. ↩
  7. Jürgen Habermas, “Modernity:  An Unfinished Project,”  38–55. ↩
  8. Interview with Duccio Trombadori, in Michel Foucault, Power, ed. James D. Faubion, trans. Robert Hurley (New Press, 1997) 273; Discipline and Punish: The Birth of the Prison (New York: Vintage Books, 1979) 24-25, 54-57. For now, we can ignore the question of whether an affiliation with the Institute for Search Research is equivalent to membership in “the Frankfurt School,” but it is worth stressing that these terms do not designate the same thing.
  9. Michel Foucault, Abnormal: Lectures at the Collège de France, 1974-1975 (New York: Picador, 2004) 236-237. ↩
  10. I quote from Kevin Paul Geiman’s translation in James Schmidt, ed., What Is Enlightenment?: Eighteenth-Century Answers and Twentieth-Century Questions (Berkeley: University of California Press, 1996) 391. See also the translation in Foucault, The Politics of Truth, which renders the phrase as “shows out fellowship with the Frankfurt School (55).” The original French reads, “Je voudrais tout de suite, en abordant ce problème qui nous rend fraternels par rapport à l’École de Francfort ….” Foucault’s 1978 lecture is rather tough going and it is good to have a couple of translations of it available, especially since the translation in The Politics of Truth includes the brief question and answer period that followed the lecture. ↩
  11. Michel Foucault, Aesthetics, Method, and Epistemology, ed. Paul Rabinow, trans. Robert Hurley (The New Press, 1998) 440 ↩
  12. Michel Foucault, “Omnes et Singulatim: Towards a Criticism of ‘Political Reason’,” in Tanner Lectures on Human Values, ed. Sterling McMurrin, vol. 2 (Salt Lake City: University of Utah Press, 1982), 226. ↩
  13. Michel Foucault, Aesthetics, Method, and Epistemology, ed. Paul Rabinow, trans. Robert Hurley (The New Press, 1998) 441. ↩
  14. Foucault, The Politics of Truth 109-110. ↩
  15. Habermas, Philosophical Discourse of Modernity, 57. See also his comments on “enlightenment about the Enlightenment” in “The New Intimacy between Politics and Culture: Theses on Enlightenment in Germany,” in Habermas, The New Conservatism: Cultural Criticism and the Historians’ Debate (Cambridge, Mass: MIT Press, 1989) 200-201. ↩
  16. Habermas, “Modernity: An Unfinished Project,” 45. ↩
  17. The original German is the sort of thing that reduces translators to tears: “Hegel is der erste, der den Prozess der Ablösung der Moderne von den ausserhalb ihrer liegenden Normsuggestionen der Vergangenheit zum philosophischen Problem erhebt.” The meaning is clear enough, but how to put it into readable English isn’t. ↩
  18. See Philosophical Discourse of Modernity xix. ↩
  19. Habermas, “Modernity: An Unfinished Project” 45 ↩
  20. Habermas, Philosophical Discourse of Modernity 1-22. ↩
  21. Habermas, “Modernity:  An Unfinished Project,” 45 ↩
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Habermas’ Foucault — The Debate that Never Was (Part II)

As I discussed in my previous post, what has come to known as the “Foucault/Habermas Debate” has largely been the creation of parties other than Foucault and Habermas. They met only once, in March 1983, when Habermas visited Paris to deliver the lectures at the Collège de France that would later become the first four chapters of the Philosophical Discourse of Modernity. They both gave subsequent accounts of their meeting: Foucault in an April 1983 interview; Habermas in a 1984 eulogy for Foucault. Foucault recalled Habermas’ discussion of the shock and disappointment he experienced upon discovering the Nazi past of one of his professors.1 Habermas recalled being struck by the tension “between the almost serene scientific reserve of the scholar striving for objectivity” and the “political vitality of the vulnerable, subjectively excitable, morally sensitive intellectual ….”2 We have a few other secondhand accounts of their conversation, but they cast little light on what Foucault and Habermas might have discussed.3 Maybe someone should call David Edmonds and John Eidinow’s agent and tell him to put the boys on the case.

The Debate that Wasn’t and the One That Was

This sets “Foucault/Habermas Debate” apart from Habermas’ previous engagements with Karl Popper, Hans Albert, Hans-Georg Gadamer, Niklas Luhmann, and John Rawls. Since there was no actual exchange between Foucault and Habermas, all that we have is a debate between “Habermasians” and “Foucaultians” (or, if you prefer, “Foucauldians” — my spell checker doesn’t like either one). The “Foucault/Habermas Debate” took its point of departure from a single text: the critique of Foucault’s work that Habermas offered in The Philosophical Discourse of Modernity. For this reason, the terms on which it has been conducted have been viewed by Foucault’s defenders as seriously flawed: hence the continued attempts at “recasting” it. I’m interested, not with the “debate” that we have wound up with, but with the one we didn’t get: the joint colloquium on Kant’s answer to the question “What is Enlightenment?” that, according to Habermas, Foucault proposed for the autumn of 1984.

In many ways, the Debate that Never Was is every bit as problematic as the one that was: Foucault and Habermas offered conflicting accounts of what they thought they were going to be doing. To summarize from last time:

  • Habermas stated that the colloquium was (1) proposed by Foucault, (2) would focus on Kant’s essay, and (3) would also include Hubert Dreyfus, Richard Rorty, Charles Taylor.
  • Foucault stated that it was (1) organized by some “Americans,” (2) would focus on “modernism,” and (3) would involve “Habermas and myself.”

But, fortunately, it may be possible to remedy at least some of these confusions. I’ve pestered various people who were in a position to know something about what was being planned and a few of them have been kind enough to help clarify matters (one of the pleasant things about dealing with historical questions, rather than philosophical ones, is that they can sometimes be resolved by turning up evidence). Further, since the three participants mentioned by Habermas all went on to publish articles that, in one way or another, dealt with Kant’s essay, it might be possible to get some sense of what they might have been thinking about the question they were supposed to be discussing (more on this, perhaps, in a later post).4 Finally, we have a few texts by Foucault and Habermas on Kant’s answer to the question “What is Enlightenment?” and they provide some clues as to what they may have found significant about this famous little essay. Resolving the first and the third of these discrepancies requires finding something that would have to clarify what the people at Berkeley who were organizing the event might have had in mind (perhaps certain people might be interested in taking at look in their files?). On the other hand, resolving the second requires trying to make sense of what is going on in the pile of texts sitting on my desk. So I will focus on the second and hope that, someday, someone will help me out with the first and the third.

Habermas as Reagan, Foucault as Gorbachev

Here is how Habermas characterized his reaction to Foucault’s invitation to join him at Berkeley, in the autumn of 1984, for a discussion of Kant’s answer to the question “What is Enlightenment?”:

I had understood his invitation as a call to a discussion in which we, along with Hubert Dreyfus, Richard Rorty, and Charles Taylor, would debate various interpretations of modernity, using as a basis for discussion a text that in a certain sense initiated the philosophical discourse of modernity (150).

He went on to explain that, a year later, upon reading the article in Magazine littéraire that had been extracted Foucault’s January 5, 1983 lecture at the Collège de France, he realized that “this was not exactly Foucault’s intention in his proposal.”

This account prompts two questions:

  1. Why did Habermas assume that Foucault’s invitation to discuss Kant’s essay on enlightenment was equivalent to debating different interpretations of modernity?
  2. What was it about Foucault’s article that made him recognize that he had misunderstood what Foucault was proposing?

The first question would appear to have a rather simple answer. The second is a bit trickier.

That Habermas would understand the invitation as an opportunity to “debate various interpretations of modernity” is hardly surprising. He was, after all, in Paris to deliver a series of lectures addressing that question and he seems to have assumed that Kant’s essay on enlightenment could serve as the point of departure for a consideration of philosophical accounts of “modernity.” Whether it is — or ought to be — natural for us to agree with this interpretation of the essay is something that, at some point, we will need to consider.

Because Habermas said little in the eulogy about how he understood Foucault’s proposal or what he thought Foucault’s intentions were in proposing it, it is unclear what it was that he subsequently realized he had misunderstood. All that we have to go on is his discussion of Foucault’s interpretation of Kant’s essay itself and the problems he had in reconciling it with Foucault’s discussion of Kant in Les mots et les choses:

In Foucault’s lecture we do not meet the Kant familiar from the Order of Things, the epistemologist who thrust open the door to the age of anthropological thought and the human sciences with his analysis of finiteness. Instead we encounter a different Kant — the precursor of the Young Hegelians, the Kant who was the first to make a serious break with the metaphysical heritage, who turned philosophy away from the Eternal Verities and concentrated on what philosophers had until then considered to be without concept and nonexistent, merely contingent and transitory. In Kant’s answer to the question “What is Enlightenment?” Foucault sees the origin of an “ontology of contemporary reality” that leads through Hegel, Nietzsche, and Max Weber to Horkheimer and Adorno. Surprisingly, in the last sentence of his lecture Foucault includes himself in this tradition (150).

There is nothing here that speaks directly to what Habermas took Foucault’s intentions to have been or to what he misunderstood about them, but it does suggest what might have perplexed him (along with others) about Foucault’s article in the Magazine littéraire.

It is likely that he assumed, on the basis of Foucault’s account of Kant in Les mots et les choses that Foucault was a critic of Kant (one way of reading the book’s discussion of “Man and His Doubles” in was that it held Kant responsible for various dichotomies that have plagued the human sciences since the close of the eighteenth century century) and, more broadly, a critic of the Enlightenment. From here it would have been a short step to assuming that the point of the Berkeley colloquium would have been to stage a disputation between Habermas, the champion of the Enlightenment project, and Foucault, its critic. It is worth remembering that, just four years earlier, Habermas included him — along with Batialle and Derrida — in the ranks of those “young conservative” critics of the Enlightenment project who sought to

appropriate the fundamental experience of aesthetic modernity, namely the revelation of a decentred subjectivity liberated from all the constraints of cognition and purposive action, from all the imperatives of labour and use value, and … break out of the modern world altogether.5

He did not intended this as a complement.

Despite the generally positive impression of Foucault that Habermas appears to have taken from their discussions, it is conceivable that when he left Paris still assumed that Foucault was a critic of the Enlightenment project and, hence, may have supposed that, at their planned meeting in Berkeley, they would debate its merits and, more generally, clarify their stances on the (to him related) question of “modernity.”

gorbachev-and-reaganAlthough The Philosophical Discourse of Modernity (a book whose argument, as Habermas explained in the Preface, was initially developed in seminars at Frankfurt in the summer of 1983 and during the winter of 1983-1984 and the lectures that he gave in the United States in 1984) no longer charged that Foucault was a “young conservative,” it still saw him as a post-modern critic of the Enlightenment project who, while perhpas prefereable to Heidegger or Derrida, was still no friend of the Enlightenment. But this was a characterization that would have been difficult to sustain in the face of Foucault’s discussion of Kant in Magazine littéraire, a discussion that concluded with Foucault’s declaration that he regarded himself as part of a tradition that stretched “from Hegel to the Frankfurt School, through Nietzsche and Max Weber.”6 Habermas could well have wondered what, if anything, he and Foucault were going to “debate” at Berkeley. It was as if Foucault had decided to do the same thing vis a vis Habermas that Gorbachev was in the process of doing vis a vis Reagan: denying him an enemy.

“A discourse of, and about, modernity”

If, like Reagan, Habermas was inclined to “trust but verify,” two passages in Foucault’s article could provide support for the idea that the old enemy was making amends. First, and most emphatically, there was the peculiar declaration of loyalties with which it closed. But Habermas also seems to have fastened onto a passage in the article that can be found at the conclusion of Foucault’s discussion of the way in which Kant’s answer to the question “What is Enlightenment?” conceived of the relationship of philosophy to the present. Foucault argued that the question Kant was attempting to answer

is not simply: what in the present situation can determine this or that philosophical decision? The question is about the present and is, at first, concerned with the determination of a certain element of the present that needs to be recognized, distinguished, deciphered among all others. What is it in the present that now makes sense for philosophical reflection?7

He went on to note that, in answering this question, Kant

attempts to show how this element of the present turns out to be the carrier and the sign of a process concerning thought, bodies of knowledge, and philosophy. Yet here it is a matter of showing specifically and in what ways the one who speaks as a thinker, a scientist, and a philosopher is himself a part of this process and (more than that) how he has a certain role to play in this process where he will therefore find himself both element and actor. (84-85)

From this, he concludes,

All this, philosophy as the problematization of an actuality and the philosopher’s questioning of this actuality to which he belongs and in relation to which he has to position himself, may very well characterize philosophy as a discourse of and about modernity. (85)

It would have been impossible for Habermas to have overlooked Foucault’s claim that, in Kant’s essay, philosophy had become “a discourse of and about modernity.”8 And, in fact, Habermas’ summary of Foucault’s argument in his eulogy highlighted this passage:

Foucault discovers in Kant the first philosopher to take aim like an archer at the heart of a present that is concentrated in the significance of the contemporary moment, and thereby to inaugurate the discourse of modernity. Kant drops the classical dispute over the exemplary status of the ancients and the equal stature of the moderns; transforming thought into a diagnostic instrument, he entangles it in the restless process of self-reassurance that to this day has kept modernity in ceaseless motion within the horizon of a new historical consciousness (151-152).

From here, the eulogy went on to make the case that, Foucault’s situating of his work within the tradition inaugurated by Kant amounted to a fundamental change in his stance towards the “philosophical discourse of modernity.”

Habermas begins by summarizing, once again, what he understands Foucault to be arguing in the text in Magazine littéraire

For a philosophy claimed by the significance of the contemporary moment, the issue is the relationship of modernity to itself. the “rapport ‘sagital’ á sa propre actualité.” Hölderlin and the young Hegel, Marx and the Young Hegelians, Baudelaire and Nietzsche, Bataille and the surrealists, Lukàcs, Merleau-Ponty, the precursors of Western Marxism in general, and not least, Foucault himself — all of them contribute to the sharpening of the modern time consciousness that made its entry into philosophy with the question “What is Enlightenment?” The philosopher becomes a contemporary; he steps out of the anonymity of an impersonal enterprise and identifies himself as a person of flesh and blood to whom every clinical investigation of a contemporary period confronting him must be directed. Even in retrospect, the period of the Enlightenment fits the description it gave of itself: it marks the entrance into a modernity that sees itself condemned to draw on itself for its consciousness of self and its norm.

For now, it may be enough to note how Habermas’ summary rocks back and forth between a faithful (and, at times, almost verbatim) summary of the argument of Foucault’s article (in the first and third sentences) and elaborations of this argument (in the second and fourth sentences) that go well beyond anything Foucault actually said in the article but do match up quite well with a few of Habermas’ long-standing concerns. The list of names in the second sentence merges thinkers who do figure in Foucault’s work (most obviously, Nietzsche and Bataille and, less obviously, Hölderlin) with ones who don’t, but did matter to Habermas (e.g., Lukács and Merleau-Ponty. In much the same way, the fourth sentence describes what Foucault takes to be the thrust of Kant’s essay in precisely the way that Habermas had framed the point of departure for the “philosophical discourse of modernity”: as modernity’s attempt “to create its normativity out of itself,” without borrowing its criteria from the models supplied by earier epochs (7).

Not Quite Paul

Having completed this peculiar mix of summary and redescription, Habermas posed the question of what would have moved Foucault, the former enemy of the Enlightenment, to defect to the ranks of its friends:

If this is even a paraphrase of Foucault’s own train of thought, the question arises how such an affirmative understanding of modern philosophizing, a philosophizing that is inscribed in our present and always directed to the relevance of our contemporary reality, fits with Foucault’s unyielding critique of modernity. How can Foucault’s self understanding as a thinker in the tradition of the Enlightenment be compatible with his unmistakable critique of precisely this form of knowledge, which is that of modernity?

The answer is that Foucault must have changed.

Whereas, however, Foucault had previously traced this will to knowledge in modern power formations only to denounce it, he now displays it in a completely different light: as the critical impulse that links his own thought with the beginnings of modernity, an impulse worthy of preservation and in need of renewal.

And, the reason for this change, Habermas proposes, was that Foucault must have found himself caught in “an instructive contradiction” that

opposes his critique of power, disabled by the relevance of the contemporary moment, to the analytic of the true in such a way that the former is deprived of the normative standard it would have to derive from the latter.

This amounts to a summary of one of the prongs of the critique that Habermas himself had made of Foucault’s work in the lectures he gave in the United States after his departure from Paris. But the central thrust of the eulogy is that it is not just Habermas who was aware of this contradiction. Foucault had recognized it as well, and it was

the force of this contradiction that drew Foucault, in this last of his texts, back into a sphere of influence he had tried to blast open, that of the philosophical discourse of modernity.

Not least among the appeals this interpretation might have had for Habermas was that it left intact the critique of Foucault’s work that was about to appear in the Philosophical Discourse of Modernity, while at the same time holding out the prospect that, had he not died — at the very moment when he had broken with the “young conservative” attempt to “blast open” the “philosophical discourse of modernity” — he would have returned to its “sphere of influence.” It was as if Saul, nearing Damascus, saw the light, was thrown from his horse, and died of a broken neck without ever becoming Paul.

Habermas, however, was well aware that what he was arguing hinges on a conditional: “If this is even a paraphrase of Foucault’s own train of thought ….” In my next post, I’d like to examine some of the problems with Habermas’ “paraphrase” and suggest that Foucault was not quite as close to Habermas’ position as the “paraphrase” would have us believe.St.-Paul-Damascus

  1. Foucault, “Politics and Ethics: An Interview,” in Paul Rabinow, ed., The Foucault Reader (New York: Pantheon, 1984) 373-4.
  2. Habermas, “Taking Aim at the Heart of the Present,” in Michael Kelly, Critique and Power : Recasting the Foucault/Habermas Debate (Cambridge, Mass: MIT Press, 1994) 149-50.
  3. For one of the more extended discussions, see James Miller, The Passion of Michel Foucault (New York: Simon & Schuster, 1993) 334-339, which draws on a 1991 interview with Habermas.
  4. Hubert L. Dreyfus and Paul Rabinow, “What Is Maturity? Habermas and Foucault on ‘What Is Enlightenment?’,” in Foucault: A Critical Reader, ed. David Couzens Hoy (Oxford: Basil Blackwell, 1986), 109–123, Richard Rorty, “The Continuity Between the Enlightenment and ‘Postmodernism’.” in Keith Michael Baker and Peter Hanns Reill, What’s Left of Enlightenment? : a Postmodern Question (Stanford, Calif: Stanford University Press, 2001) 19-36, and Charles Taylor, “The Immanent Counter-Enlightenment,” in Canadian Political Philosophy: Contemporary Reflections, ed. Ronald Beiner and W. J. Norman (Oxford: Oxford University Press, 2000), 583–603. Taylor has informed me that he does not recall this paper as having anything to do with the proposed 1984 discussions.
  5. Jürgen Habermas, “Modernity: An Unfinished Project,” trans. Nicholas Walker in Habermas and the Unfinished Project of Modernity: Critical Essays on The Philosophical Discourse of Modernity, ed. Maurizio Passerin d’ Entreves and Seyla Benhabib, (Cambridge: Polity Press, 1996), 53
  6. Michel Foucault, The Politics of Truth, ed. Sylvère Lotringer, trans. Lysa Hochroth and Catherine Porter (New York: Semiotexte, 1997) 95.
  7. I am quoting from the translation in Michel Foucault, The Politics of Truth, ed. Sylvère Lotringer, trans. Lysa Hochroth and Catherine Porter (New York: Semiotexte, 1997) 84.
  8. It may be worth noting that this passage is present in the transcript of the lecture of January 5, 1983. Michel Foucault, The Government of Self and Others: Lectures at the College de France, 1982-1983, ed. François Ewald and Alessandro Fontana, trans. Graham Burchell (Palgrave Macmillan, 2010). 13.
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